Bromberg and Lowenfels on Securities Fraud

Bromberg and Lowenfels on Securities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN: 9780071726559
Category : Securities
Languages : en
Pages :

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Book Description

Bromberg and Lowenfels on Securities Fraud

Bromberg and Lowenfels on Securities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN: 9780071726559
Category : Securities
Languages : en
Pages :

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Book Description


The Logic of Securities Law

The Logic of Securities Law PDF Author: Nicholas L. Georgakopoulos
Publisher: Cambridge University Press
ISBN: 1107158508
Category : Business & Economics
Languages : en
Pages : 215

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Book Description
This book explains both financial markets and securities regulation in simple yet sophisticated terms.

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Book Description


Securities Regulation

Securities Regulation PDF Author: Marc I. Steinberg
Publisher: Law Journal Press
ISBN: 9781588520210
Category : Business & Economics
Languages : en
Pages : 1220

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Book Description
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Paul A. Flynn: Securities and Exchange Commission Decision

Paul A. Flynn: Securities and Exchange Commission Decision PDF Author:
Publisher: DIANE Publishing
ISBN: 1457800454
Category :
Languages : en
Pages : 34

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Book Description


SEC/CFTC Jurisdictional Issues and Oversight

SEC/CFTC Jurisdictional Issues and Oversight PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 692

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Book Description


Insider Trading in Developing Jurisdictions

Insider Trading in Developing Jurisdictions PDF Author: Wunmi Bewaji
Publisher: Routledge
ISBN: 0415521351
Category : Business & Economics
Languages : en
Pages : 338

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Book Description
The book examines the regulation of insider dealing in the US, the UK and Japan in order to consider whether these regimes can be successfully transplanted to developing countries. The book uses Nigerian experiences to consider its implications for other developing nations, arguing that regulatory regimes need to take into account the specific social, political, historical and economic factors of a particular locale rather than importing regulations wholesale from developed jurisdictions.

Criminally Ignorant

Criminally Ignorant PDF Author: Dr. Alexander Sarch
Publisher: Oxford University Press
ISBN: 0190056584
Category : Law
Languages : en
Pages : 297

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Book Description
This is a book about the legal fiction that sometimes we know what we don't. The willful ignorance doctrine says defendants who bury their heads in the sand rather than learn they're doing something criminal are punished as if they knew. Not all legal fictions are unjustified, however. This one, used within proper limits, is a defensible way to promote the aims of the criminal law. Preserving your ignorance can make you as culpable as if you knew what you were doing, and so the interests and values protected by the criminal law can be promoted by treating you as if you had knowledge. This book provides a careful defense of this method of imputing mental states based on equal culpability. On the one hand, the theory developed here shows why the willful ignorance doctrine is only partly justified and requires reform. On the other hand, it demonstrates that the criminal law needs more legal fictions of this kind. Repeated indifference to the truth may substitute for knowledge, and very culpable failures to recognize risks can support treating you as if you took those risks consciously. Moreover, equal culpability imputation should also be applied to corporations, not just individuals. Still, such imputation can be taken too far. We need to determine its limits to avoid injustice. Thus, the book seeks to place equal culpability imputation on a solid normative foundation, while demarcating its proper boundaries. The resulting theory of when and why the criminal law can pretend we know what we don't has far-reaching implications for legal practice and reveals a pressing need for reform.

The Limits of Corporate Power

The Limits of Corporate Power PDF Author: Ira M. Millstein
Publisher: Beard Books
ISBN: 9781587982026
Category : Business & Economics
Languages : en
Pages : 296

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Book Description
This is a reprint of a previosly published work. It deals with the constraints on corporate decison making.

Securities Practice

Securities Practice PDF Author: Marc I. Steinberg
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 808

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Book Description