Securities and Federal Corporate Law

Securities and Federal Corporate Law PDF Author: Harold S. Bloomenthal
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1656

Get Book Here

Book Description

Securities and Federal Corporate Law

Securities and Federal Corporate Law PDF Author: Harold S. Bloomenthal
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1656

Get Book Here

Book Description


Corporate Finance and the Securities Laws

Corporate Finance and the Securities Laws PDF Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154

Get Book Here

Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more

The Federalization of Corporate Governance

The Federalization of Corporate Governance PDF Author: Marc I. Steinberg
Publisher: Oxford University Press
ISBN: 0190876301
Category : Law
Languages : en
Pages : 329

Get Book Here

Book Description
This book focuses on the federalization of corporate governance in the United States from both historical and contemporary perspectives. Although the states traditionally have regulated the sphere of corporate governance - encompassing the relations among and between the subject corporation, its directors, its officers, its stockholders, and other stakeholders - federal law today impacts the governance of publicly-traded companies to a greater degree than ever before in U.S. history. This book discusses the evolution and development of corporate governance from a federal law perspective from the commencement of the twentieth century to the present. It examines the tension between state company law and federal law, analyzes the federal historical developments, explains the ramifications of the federal legislation enacted during the past two decades, and recommends corrective measures that should be implemented. The book accordingly provides an original, historical, and contemporary analysis of the federalization of corporate governance - a subject that impacts this country's economic well-being in a very fundamental way.

Rethinking Securities Law

Rethinking Securities Law PDF Author: Marc I. Steinberg
Publisher: Oxford University Press
ISBN: 0197583148
Category : Business & Economics
Languages : en
Pages : 361

Get Book Here

Book Description
In 1978, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation to prescribe a consistent and sound securities law framework.

The Genius of American Corporate Law

The Genius of American Corporate Law PDF Author: Roberta Romano
Publisher: American Enterprise Institute
ISBN: 9780844738369
Category : Business & Economics
Languages : en
Pages : 180

Get Book Here

Book Description
This is a study of the structure of American corporate law, which combines economic analysis with empirical insights to produce a number of policy insights. It is suitable for anyone studying corporate law, securities regulation, comparative company law or federalism.

Understanding Securities Law

Understanding Securities Law PDF Author: Marc I. Steinberg
Publisher: LexisNexis/Matthew Bender
ISBN:
Category : Business & Economics
Languages : en
Pages : 554

Get Book Here

Book Description


SEC News Digest

SEC News Digest PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 774

Get Book Here

Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

Securities Regulation

Securities Regulation PDF Author: Thomas Lee Hazen
Publisher: American Bar Association
ISBN: 9781616320973
Category : Law
Languages : en
Pages : 0

Get Book Here

Book Description
The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate practice, while giving some coverage to market regulation, broker-dealers, and the regulation of investment companies and investment advisers.

Securities Law Techniques

Securities Law Techniques PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages :

Get Book Here

Book Description


Securities Regulation

Securities Regulation PDF Author: Marc I. Steinberg
Publisher: Law Journal Press
ISBN: 9781588520210
Category : Business & Economics
Languages : en
Pages : 1220

Get Book Here

Book Description
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.