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Author: Melanie L. Fein
Publisher: Wolters Kluwer
ISBN: 1454801247
Category : Law
Languages : en
Pages : 1662
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Book Description
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author: Melanie L. Fein
Publisher: Wolters Kluwer
ISBN: 1454801247
Category : Law
Languages : en
Pages : 1662
Get Book
Book Description
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author: Melanie L. Fein
Publisher: Aspen Publishers
ISBN: 9780735518605
Category : Law
Languages : en
Pages : 1302
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Book Description
The third edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 And The Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Third Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more.
Author: Melanie L. Fein
Publisher: Aspen Publishers
ISBN:
Category : Banking law
Languages : en
Pages : 1196
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Book Description
The second edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. SECURITIES ACTIVITIES OF BANKS, Second Edition provides: In-depth discussions of the securities activities now permissible for banks and bank holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, joint activities with securities firms, fiduciary activities, and more.
Author: United States. Department of the Treasury
Publisher:
ISBN:
Category : Investment banking
Languages : en
Pages : 136
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Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Bank investments
Languages : en
Pages : 472
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Book Description
Author: Arnold W. Sametz
Publisher: Free Press
ISBN:
Category : Business & Economics
Languages : en
Pages : 216
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 630
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Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Deposit banking
Languages : en
Pages : 596
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Book Description
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages : 152
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Book Description
Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages : 606
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Book Description