Handbook for Indenture and Trust Indenture ACT Interpretation

Handbook for Indenture and Trust Indenture ACT Interpretation PDF Author: American Bar Association. Ad Hoc Committee for Revision of the 1983 Model Simplified Indenture
Publisher:
ISBN: 9781634257657
Category : Securities
Languages : en
Pages :

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Handbook for Indenture and Trust Indenture ACT Interpretation

Handbook for Indenture and Trust Indenture ACT Interpretation PDF Author: American Bar Association. Ad Hoc Committee for Revision of the 1983 Model Simplified Indenture
Publisher:
ISBN: 9781634257657
Category : Securities
Languages : en
Pages :

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Book Description


Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees

Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1498

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Commercial Litigation in New York State Courts

Commercial Litigation in New York State Courts PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 292

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Securities Regulation

Securities Regulation PDF Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820

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Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Law and Practice of Liability Management

Law and Practice of Liability Management PDF Author: Apostolos Ath. Gkoutzinis
Publisher: Cambridge University Press
ISBN: 1107729165
Category : Law
Languages : en
Pages : 323

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Book Description
Tender offers, exchange offers and consent solicitations in connection with debt securities are important instruments of corporate restructurings, corporate rescues, recapitalisations and other types of liability management of public and private companies. Although tender offers for shares, stocks and other equity securities are covered by a vast literature on public mergers, takeovers and acquisitions, the literature on liability management transactions for debt securities is scarce. Law and Practice of Liability Management rectifies this by providing a systematic treatise of the law relating to this significant aspect of the global capital market. It guides students and professionals through the complex legal and regulatory requirements applicable to these transactions, the increasing regulatory interest by the world's leading financial regulatory authorities, and recent innovations in the structuring, legal techniques and execution of the relevant transactions in international capital markets.

Trust Indenture Act of 1939 Release

Trust Indenture Act of 1939 Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Trust indentures
Languages : en
Pages : 48

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Trust Indenture Act of 1939 and General Rules and Regulations Thereunder

Trust Indenture Act of 1939 and General Rules and Regulations Thereunder PDF Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 48

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Investment Company Act Release

Investment Company Act Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974

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SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1688

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Series 7 Exam For Dummies

Series 7 Exam For Dummies PDF Author: Steven M. Rice
Publisher: John Wiley & Sons
ISBN: 1118237749
Category : Study Aids
Languages : en
Pages : 530

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Book Description
The fast and easy way to score high at exam time Series 7 Exam For Dummies, Premier Edition includes all the help you need to pass your Series 7 exam and to reach your goal of being a stockbroker and selling securities. But the road to stock broker success isn't easy. First, you must first pass the Series 7 exam—a 6-hour, 250-question monstrosity. Unlike many standardized tests, the Series 7 exam is harder than it seems. Luckily, there's Series 7 Exam For Dummies Premier—the perfect guide that not only shows you how to think like a financial advisor but also like the test designers. This Premier Edition of our Series 7 test guide includes 4 full-length practice exams (2 more than our standard edition). Rather than an all-encompassing, comprehensive textbook, this guide covers only what's on the test, offering formulas, tips, and basic info you need to study. It empowers you with the ability to think each problem through and get to the bottom of what's being asked, providing you with everything you need and want to know. Distribution of profits Types of securities offerings Investing in all types of stock Bond types, prices, yields, and risks Handling margin accounts Characteristics of different investment companies Direct Participation Programs and other types of partnerships Option selling, buying, and trading Security analysis and security markets Whether you're preparing to take the test for the first time or the fourth time, Series 7 For Dummies is the book for you! CD-ROM/DVD and other supplementary materials are not included as part of the e-book file, but are available for download after purchase.