SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1242

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Book Description

SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1242

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Book Description


Stock Market Policy Since the 1987 Crash

Stock Market Policy Since the 1987 Crash PDF Author: Hans R. Stoll
Publisher: Springer Science & Business Media
ISBN: 1461557070
Category : Business & Economics
Languages : en
Pages : 143

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Book Description
Since the US stock market crashed on October 19, 1987, many studies have been conducted to learn from this experience in the hopes of avoiding a similarly adverse future fall. The book, originally published as a special issue of the Journal of Financial Services Research, considers some of the important policy adjustments that have been implemented in the wake of the 1987 crash. Taken separately and together, these five papers offer a synthesis and summary of the most important policy innovations that have evolved since the largest single-day decline in stock market history.

Current Legal Issues Affecting Central Banks, Volume IV.

Current Legal Issues Affecting Central Banks, Volume IV. PDF Author: Mr.Robert C. Effros
Publisher: International Monetary Fund
ISBN: 9781557755032
Category : Business & Economics
Languages : en
Pages : 1042

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Book Description
This volume, edited by Robert C. Effros, surveys developments at international financial institutions, regional developments affecting central banks, the progress of the European Union countries toward monetary union and a unified banking market, the effect of the General Agreement on Tariffs and Trade and the World Trade Organization on banking services, and the implications of the North American Free Trade Agreement for central banks. Other topics discussed include banking regulation and reform in the United States, the United Kingdom, Canada, countries of the former Soviet Union, and China; banking supervision; the role of deposit insurance; bankruptcy policy; derivatives; securitization; payments systems; securities transfers; and capital standards for market risk. Appendices reproduce relevant legal documentation.

Federal Register

Federal Register PDF Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 648

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Book Description


Federal Securities Law Reporter

Federal Securities Law Reporter PDF Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 2932

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Book Description


Annual Report of the Securities and Exchange Commission

Annual Report of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 188

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Book Description


Federal Register, ... Annual Index

Federal Register, ... Annual Index PDF Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 606

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Book Description


Federal Register Index

Federal Register Index PDF Author:
Publisher:
ISBN:
Category : Administrative law
Languages : en
Pages : 174

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Book Description


Securities Regulation

Securities Regulation PDF Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1288

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Book Description
Follows the general format of the very popular and teachable earlier editions, with several significant improvements. The new edition also includes extensive descriptions of the changes embodied in the Private Securities Litigation Reform Act of 1995. Covers the basic principles of securities law, the requirements for disclosure by issuers of securities, the "antifraud" provisions, and regulation of the securities industry and markets. Progresses from simpler to more complex developments of the law in each problem area.

The Law and Structure of the International Financial System

The Law and Structure of the International Financial System PDF Author: John H. Friedland
Publisher: Bloomsbury Publishing USA
ISBN: 0313008604
Category : Business & Economics
Languages : en
Pages : 216

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Book Description
The major themes of financial regulation in the U.S., the EEC, and Japan are discussed in four interwoven, but independent, essays. The central focus is the protection of the financial system by insuring prudential rules against systemic risks, particularly through promoting capital adequacy by international and national agreement and with due consideration to the distinction between the banking and securities business. The work concludes with the assertion that international harmonization of regulation is necessary for the long-run efficiency of financial markets.