Investment Company Determination Under the 1940 Act PDF Download
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Author: Robert H. Rosenblum
Publisher: American Bar Association
ISBN: 9781590310458
Category : Mutual funds
Languages : en
Pages : 980
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Book Description
Author: Robert H. Rosenblum
Publisher: American Bar Association
ISBN: 9781590310458
Category : Mutual funds
Languages : en
Pages : 980
Get Book Here
Book Description
Author: United States. Congress
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 1514
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Book Description
Author:
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 1532
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Book Description
Includes history of bills and resolutions.
Author:
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 1730
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Book Description
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 828
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Book Description
The history of Achaemenid Persia ù the empire of Cyrus the Great, Darius and Xerxes ù has largely been rewritten in the last thirty years. Inspired by new sources of information, and by a determination to see Persia in its own terms, historians have created a powerful new image of the Persian Empire: tightly organised and resilient, tolerant towards the religions and cultures of its subject peoples, and with kings and queens whose concerns were pragmatic rather than whimsically despotic.
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Interstate commerce
Languages : en
Pages : 1862
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 698
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Book Description
Author:
Publisher:
ISBN:
Category : Consumer protection
Languages : en
Pages : 806
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Book Description
Author: Tamar Frankel
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4826
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Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Institutional investments
Languages : en
Pages : 764
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Book Description
