International Securities Law and Regulation [2009] - II

International Securities Law and Regulation [2009] - II PDF Author: Dennis Campbell
Publisher: Lulu.com
ISBN: 0557089778
Category : Business & Economics
Languages : en
Pages : 466

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Book Description
2009 RELEASE - “International Securities Law and Regulation", a three-volume set with more than 1,600 pages, examines the regulation of securities trading in jurisdictions in North and South America, Europe, and Asia and the Pacific. The commentaries are provided by lawyers who practice regularly in the securities sectors of their respective jurisdictions. The publication is replaced by updated volumes annually. Complete the set with volumes I and III. A 25% discount applies to a subscription for three years of updates. Discounts are applied after purchase by rebate from publisher.

International Securities Law and Regulation [2009] - II

International Securities Law and Regulation [2009] - II PDF Author: Dennis Campbell
Publisher: Lulu.com
ISBN: 0557089778
Category : Business & Economics
Languages : en
Pages : 466

Get Book Here

Book Description
2009 RELEASE - “International Securities Law and Regulation", a three-volume set with more than 1,600 pages, examines the regulation of securities trading in jurisdictions in North and South America, Europe, and Asia and the Pacific. The commentaries are provided by lawyers who practice regularly in the securities sectors of their respective jurisdictions. The publication is replaced by updated volumes annually. Complete the set with volumes I and III. A 25% discount applies to a subscription for three years of updates. Discounts are applied after purchase by rebate from publisher.

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Book Description


International Securities Law and Regulation [2009] - I

International Securities Law and Regulation [2009] - I PDF Author: Dennis Campbell
Publisher: Lulu.com
ISBN: 0557088763
Category : Business & Economics
Languages : en
Pages : 453

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Book Description
2009 RELEASE - "International Securities Law and Regulation", a three-volume set with more than 1,600 pages, examines the regulation of securities trading in jurisdictions in North and South America, Europe, and Asia and the Pacific. The commentaries are provided by lawyers who practice regularly in the securities sectors of their respective jurisdictions. The publication is replaced by updated volumes annually. Complete the set with volumes II and III. A 25%%%% discount applies to a subscription for three years of updates. Discounts are applied after purchase by rebate from publisher.

International Securities Law and Regulation [2009] - III

International Securities Law and Regulation [2009] - III PDF Author: Dennis Campbell
Publisher: Lulu.com
ISBN: 0557087988
Category : Business & Economics
Languages : en
Pages : 570

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Book Description
2009 RELEASE - "International Securities Law and Regulation", a three-volume set with more than 1,600 pages, examines the regulation of securities trading in jurisdictions in North and South America, Europe, and Asia and the Pacific. The commentaries are provided by lawyers who practice regularly in the securities sectors of their respective jurisdictions. The publication is replaced by updated volumes annually. Complete the set with volumes I and II. A 25%%%%%%%% discount applies to a subscription for three years of updates. Discounts are applied after purchase by rebate from publisher.

Securities Regulation

Securities Regulation PDF Author: James D. Cox
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 194

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Book Description
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.

Securities Regulation in a Nutshell

Securities Regulation in a Nutshell PDF Author: David L. Ratner
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 376

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Book Description


International Law in Financial Regulation and Monetary Affairs

International Law in Financial Regulation and Monetary Affairs PDF Author: Thomas Cottier
Publisher: Oxford University Press
ISBN: 0199668191
Category : Business & Economics
Languages : en
Pages : 470

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Book Description
Analysing the emerging international legal framework governing financial institutions and markets, including monetary policies and monetary regulation, this book addresses the cross border issues that arise within this area. It highlights the lack of formal international law present, and shows how this contributed to the global financial crisis.

Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Securities Regulation

Securities Regulation PDF Author: Marc I. Steinberg
Publisher: Law Journal Press
ISBN: 9781588520210
Category : Business & Economics
Languages : en
Pages : 1220

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Book Description
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

MiFID II and Private Law

MiFID II and Private Law PDF Author: Federico Della Negra
Publisher: Bloomsbury Publishing
ISBN: 1509925317
Category : Law
Languages : en
Pages : 290

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Book Description
In the wake of the global financial crisis, investors have suffered significant losses as a result of breaches of conduct of business rules in the distribution of financial instruments. MiFID II introduced new disclosure, distribution and product governance rules to strengthen the protection of investors but, like MiFID I, did not harmonise the civil law consequences for their violation. This book asks whether, in spite of the silence of the EU legislators, the MiFID II conduct of business rules may produce civil law effects, enabling investors to enforce them against investment firms before national courts and alternative dispute resolution (ADR) mechanisms. Building on the case law of the CJEU, the book shows the conditions under which the breach of MiFID II conduct of business rules should give rise to a private law remedy, and what remedies would be compatible with EU law. MiFID II and Private Law is an essential contribution to academic research in EU and financial law and will be a key text for policy-makers and legal practitioners working in the field of investor protection regulation and mis-selling litigation.