Regulatory Reform of Stock and Futures Markets

Regulatory Reform of Stock and Futures Markets PDF Author: Franklin R. Edwards
Publisher: Springer Science & Business Media
ISBN: 9400921934
Category : Business & Economics
Languages : en
Pages : 201

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Book Description

Regulatory Reform of Stock and Futures Markets

Regulatory Reform of Stock and Futures Markets PDF Author: Franklin R. Edwards
Publisher: Springer Science & Business Media
ISBN: 9400921934
Category : Business & Economics
Languages : en
Pages : 201

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Book Description


Futures Markets: Regulatory issues

Futures Markets: Regulatory issues PDF Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 408

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Financial Market Regulatory Reform

Financial Market Regulatory Reform PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Futures market
Languages : en
Pages : 342

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Book Description


Technology and the Regulation of Financial Markets

Technology and the Regulation of Financial Markets PDF Author: Anthony Saunders
Publisher: Beard Books
ISBN: 1587982056
Category : Business & Economics
Languages : en
Pages : 210

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Book Description
This is a reprint of a previously published work. It deals with how emerging technologies have affected financial markets and their regualtion.

The Commodity Exchange Act legal and regulatory issues remain : report to congressional committees

The Commodity Exchange Act legal and regulatory issues remain : report to congressional committees PDF Author:
Publisher: DIANE Publishing
ISBN: 1428977562
Category :
Languages : en
Pages : 85

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Book Description


Derivatives Regulation

Derivatives Regulation PDF Author: Philip McBride Johnson
Publisher: Wolters Kluwer
ISBN: 0735533369
Category : Business & Economics
Languages : en
Pages : 663

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Book Description
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

The History of Commodity Futures Trading and Its Regulation

The History of Commodity Futures Trading and Its Regulation PDF Author: Jerry Markham
Publisher: Praeger
ISBN:
Category : Business & Economics
Languages : en
Pages : 328

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Book Description
This book analyzes the impact of regulation on today's commodity futures trading market by examining the development and growth of both. It addresses the development of regulatory efforts and examines the regulated futures exchange, discusses the creation and development of the Commodity Futures Trading Commission, and focuses on the types of commodity interests that are traded and their regulation. Commodity interests include leverage contracts, commodity futures contracts and options, and foreign contracts. Including an examination of the problems faced by the government in its regulatory efforts, this important new work is an accessible and authoritative guide for anyone involved in the commodity futures market, including banks, businesses, speculators, and regulators.

Regulating International Financial Markets: Issues and Policies

Regulating International Financial Markets: Issues and Policies PDF Author: Franklin R. Edwards
Publisher: Springer Science & Business Media
ISBN: 940113880X
Category : Business & Economics
Languages : en
Pages : 318

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Book Description
Franklin R. Edwards Hugh T. Patrick As the 19908 unfold, we stand on the threshold of a new age of global financial markets. The seeminglyinevitable, market-driven dynamicofthe international integration of banking, securities, and futures markets is bringing about a profound transformation of financial flows and the efficiency and effectiveness of the domestic and international markets serving them. Propelled in the 1980s by a variety offorces-technological, economic, political, and (de)regulatory-the implications of international financial market integration are pervasive. This new era promises to raise a host of new public and business policy issues as well as opportunities. These include issues of financial market integrity, international competitiveness, and regulatory harmony. What will the rules of the game be? How will prudential concerns for the safety as well as the efficiency of international financial markets, and their national counterparts, be met? What are the appropriate new institutional arrangements? How and to what degree will international financial mar kets be supervised, harmonized, and regulated, and for what purposes? Whowill be makingthese decisions andimplementingthem?Thesearethe issues that confront-and bedevil-policymakers, practitioners, and scho lars alike. 1 2 INTRODUcnON The Context The 1980s were witness to major transformations of the international political, economic, andfinancial environment. Amongthe majordevelop ments was rapidly increasing international financial market integration across major nations and across financial product markets. The major sources of financial change were several, interrelated, and reinforcing.

Review Commodity Futures Trading Commission Regulatory Issues

Review Commodity Futures Trading Commission Regulatory Issues PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 62

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Issues Related to the Jurisdiction of the Commodity Futures Trading Commission and the Securities and Exchange Commission

Issues Related to the Jurisdiction of the Commodity Futures Trading Commission and the Securities and Exchange Commission PDF Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 208

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Book Description