Federal Securities Laws: Securities Act of 1933. Securities Exchange Act of 1934 PDF Download
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Category : Public utility holding companies
Languages : en
Pages :
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Author:
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ISBN:
Category : Public utility holding companies
Languages : en
Pages :
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Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 484
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Author: Edward N. Gadsby
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Category : Securities
Languages : en
Pages :
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Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 802
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Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 938
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Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 868
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![Securities Exchange Act of 1934 Release[s] PDF](https://books.google.com/books/content/images/frontcover/-u9prcBoyHYC?fife=w80-h100)
Author: United States. Securities and Exchange Commission
Publisher:
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Category : Securities
Languages : en
Pages : 912
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Author:
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ISBN:
Category : Public utility holding companies
Languages : en
Pages :
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Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 986
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Book Description
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Author: John C. Coffee
Publisher: Foundation Press
ISBN: 9781683286837
Category : Securities
Languages : en
Pages : 0
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Book Description
This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The authors also added coverage of Regulation A+ and Regulation Crowdfunding Rules. The revised edition contains changes to securities laws from the FAST Act, including a new resale exemption in section 4(a)(7) and changes to the rules regarding emerging growth companies. This edition has a cutoff date of October 15th, 2016.
