Author: Joseph A. Grundfest
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 140
Book Description
Disimplying Private Rights of Action Under the Federal Securities Laws
Author: Joseph A. Grundfest
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 140
Book Description
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages : 140
Book Description
Private Rights of Action Under the Federal Securities Laws
Author: American Bar Association. Committee on Federal Regulation of Securities
Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Insider trading in securities
Languages : en
Pages :
Book Description
Securities Class Actions
Author: David J. Bershad
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 240
Book Description
Publisher:
ISBN:
Category : Class actions (Civil procedure)
Languages : en
Pages : 240
Book Description
Securities Investors Legal Rights
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196
Book Description
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196
Book Description
Senior Research Project on Implied Private Rights of Action in Federal Securities Law
Author: Robin Michele Smith
Publisher:
ISBN:
Category : Causes of actions
Languages : en
Pages : 112
Book Description
Publisher:
ISBN:
Category : Causes of actions
Languages : en
Pages : 112
Book Description
Abandonment of the Private Right of Action for Aiding and Abetting Securities Fraud/staff Report on Private Securities Litigation
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 344
Book Description
Distributed to some depository libraries in microfiche.
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 344
Book Description
Distributed to some depository libraries in microfiche.
Public and Private Enforcement of Securities Laws
Author: Michael Legg
Publisher: Bloomsbury Publishing
ISBN: 1509941525
Category : Law
Languages : en
Pages : 336
Book Description
This book undertakes unique case studies, including interviews with participants, as well as empirical analysis, of public and private enforcement of Australian securities laws addressing continuous disclosure. Enforcement of laws is crucial to effective regulation. Historically, enforcement was the province of a government regulator with significant discretion (public enforcement). However, more and more citizens are being expected to take action themselves (private enforcement). Consistent with regulatory pluralism, public and private enforcement exist in parallel, with the capacity to both help and hinder each other, and the achievement of the goals of enforcement in a range of areas of regulation. The rise of the shareholder class action in Australia, backed by litigation funding or lawyers, has given rise to enforcement overlapping with that of the government regulator, the Australian Securities and Investments Commission. The ramifications of overlapping enforcement are explained based on detailed analysis. The analysis is further bolstered by the regulator's approach to enforcement changing from a compliance orientation to a “Why not litigate?” approach. The analysis and ramifications of the Australian case studies involve matters of regulatory theory and practice that apply across jurisdictions. The book will appeal to practitioners, regulators and academics interested in regulatory policy and enforcement, and the operation of regulators and class actions, including their interaction.
Publisher: Bloomsbury Publishing
ISBN: 1509941525
Category : Law
Languages : en
Pages : 336
Book Description
This book undertakes unique case studies, including interviews with participants, as well as empirical analysis, of public and private enforcement of Australian securities laws addressing continuous disclosure. Enforcement of laws is crucial to effective regulation. Historically, enforcement was the province of a government regulator with significant discretion (public enforcement). However, more and more citizens are being expected to take action themselves (private enforcement). Consistent with regulatory pluralism, public and private enforcement exist in parallel, with the capacity to both help and hinder each other, and the achievement of the goals of enforcement in a range of areas of regulation. The rise of the shareholder class action in Australia, backed by litigation funding or lawyers, has given rise to enforcement overlapping with that of the government regulator, the Australian Securities and Investments Commission. The ramifications of overlapping enforcement are explained based on detailed analysis. The analysis is further bolstered by the regulator's approach to enforcement changing from a compliance orientation to a “Why not litigate?” approach. The analysis and ramifications of the Australian case studies involve matters of regulatory theory and practice that apply across jurisdictions. The book will appeal to practitioners, regulators and academics interested in regulatory policy and enforcement, and the operation of regulators and class actions, including their interaction.
The Securities Litigation Uniform Standards Act of 1997
Author: United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 136
Book Description
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 136
Book Description
The Rights Revolution Revisited
Author: Lynda G. Dodd
Publisher: Cambridge University Press
ISBN: 1316730719
Category : Law
Languages : en
Pages : 400
Book Description
The rights revolution in the United States consisted of both sweeping changes in constitutional doctrines and landmark legislative reform, followed by decades of innovative implementation in every branch of the federal government - Congress, agencies, and the courts. In recent years, a growing number of political scientists have sought to integrate studies of the rights revolution into accounts of the contemporary American state. In The Rights Revolution Revisited, a distinguished group of political scientists and legal scholars explore the institutional dynamics, scope, and durability of the rights revolution. By offering an inter-branch analysis of the development of civil rights laws and policies that features the role of private enforcement, this volume enriches our understanding of the rise of the 'civil rights state' and its fate in the current era.
Publisher: Cambridge University Press
ISBN: 1316730719
Category : Law
Languages : en
Pages : 400
Book Description
The rights revolution in the United States consisted of both sweeping changes in constitutional doctrines and landmark legislative reform, followed by decades of innovative implementation in every branch of the federal government - Congress, agencies, and the courts. In recent years, a growing number of political scientists have sought to integrate studies of the rights revolution into accounts of the contemporary American state. In The Rights Revolution Revisited, a distinguished group of political scientists and legal scholars explore the institutional dynamics, scope, and durability of the rights revolution. By offering an inter-branch analysis of the development of civil rights laws and policies that features the role of private enforcement, this volume enriches our understanding of the rise of the 'civil rights state' and its fate in the current era.
The Securities Litigation Uniform Standards Act of 1997--S. 1260
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 108
Book Description
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 108
Book Description