The Solomon Exam Prep Guide: Series 82 - Finra Limited Representative-Private Securities Offerings Qualification Examination PDF Download
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Author: Solomon Exam Prep
Publisher:
ISBN: 9781610070874
Category : Business & Economics
Languages : en
Pages : 366
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Book Description
Do TACs, QIBs and PIPES give you a headache? Do you need to take the FINRA Series 82 exam? If you can answer yes to both questions, then Solomon Exam Prep can help relieve your headache with our guide to the Series 82. The Solomon Exam Prep Guide: Series 82-FINRA Limited Representative-Private Securities Offerings Qualification Examination offers a no-nonsense guide to the Series 82 exam. With detailed explanations, visual study aids, and example questions, the Solomon Exam Prep Guide will get you on track to passing the Series 82. Solomon Exam Prep has helped thousands pass their FINRA, MSRB, and NASAA licensing exams. Let our expertise guide you through the Series 82 maze so you can enter the exam room with confidence Solomon Exam Prep provides study materials for securities exams. Along with the Series 82, we help students study for the Series 6, 7, 24, 26, 27, 28, 51, 52, 53, 55, 62, 63, 65, 66, 79, and 99. Solomon Exam Prep offers Study Guides, Audiobooks, Exam Simulators, Video Lectures, and tutoring to help our students pass the first time. Contact us if you would like more information about how we can help you or your employees pass these challenging and important exams
Author: Solomon Exam Prep
Publisher:
ISBN: 9781610070874
Category : Business & Economics
Languages : en
Pages : 366
Get Book Here
Book Description
Do TACs, QIBs and PIPES give you a headache? Do you need to take the FINRA Series 82 exam? If you can answer yes to both questions, then Solomon Exam Prep can help relieve your headache with our guide to the Series 82. The Solomon Exam Prep Guide: Series 82-FINRA Limited Representative-Private Securities Offerings Qualification Examination offers a no-nonsense guide to the Series 82 exam. With detailed explanations, visual study aids, and example questions, the Solomon Exam Prep Guide will get you on track to passing the Series 82. Solomon Exam Prep has helped thousands pass their FINRA, MSRB, and NASAA licensing exams. Let our expertise guide you through the Series 82 maze so you can enter the exam room with confidence Solomon Exam Prep provides study materials for securities exams. Along with the Series 82, we help students study for the Series 6, 7, 24, 26, 27, 28, 51, 52, 53, 55, 62, 63, 65, 66, 79, and 99. Solomon Exam Prep offers Study Guides, Audiobooks, Exam Simulators, Video Lectures, and tutoring to help our students pass the first time. Contact us if you would like more information about how we can help you or your employees pass these challenging and important exams
Author: Solomon Exam Prep
Publisher: Solomon Exam Prep
ISBN: 9781610071031
Category :
Languages : en
Pages : 184
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Book Description
Do AONs, QIBs, and PIPES give you a headache? Do you need to take the FINRA Series 82 exam? If you can answer yes to both questions, then Solomon Exam Prep can help relieve your headache with our guide to the Series 82. The Solomon Exam Prep Guide: Series 82--FINRA Private Securities Offerings Representative Exam offers a no-nonsense guide to the Series 82 exam. With detailed explanations, visual study aids, and example questions, the Solomon Exam Prep Guide will get you on track to passing the Series 82. Solomon Exam Prep has helped thousands pass their FINRA, MSRB, and NASAA licensing exams. Let our expertise guide you through the Series 82 maze so you can enter the exam room with confidence! Solomon Exam Prep provides study materials for the Series 82 exam as well as the Series 3, 6, 7, 24, 26, 27, 28, 50, 51, 52, 53, 55, 63, 65, 66, 79, 99, and SIE. Solomon Exam Prep offers Study Guides, Audiobooks, Exam Simulators, Video Lectures, live classes and tutoring to help our students pass the first time. Contact Solomon if you would like more information about how we can help you or your employees pass these challenging and important exams.
Author:
Publisher:
ISBN: 9781610070645
Category : Business & Economics
Languages : en
Pages : 274
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Book Description
You've read, you've taken notes, you've studied... now utilize Solomon Exam Prep's Practice Exams Workbook to see where you are excelling and where you need work. Study after study proves that taking practice tests can significantly improve your final exam score. Solomon Exam Prep's Practice Exam Workbook along with other innovative products, found at SolomonExamPrep.com, provides you with help to take your FINRA Series 82 Limited Representative-Private Securities Offerings Qualification Examination with confidence!
Author: Solomon Exam Prep
Publisher:
ISBN: 9781610070508
Category : Business & Economics
Languages : en
Pages : 258
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Book Description
Do you have to pass the Series 52 exam? Do you want to study for this important exam as efficiently as possible? If you answered yes to both questions, then the Solomon Exam Prep Guide to the Municipal Securities Representative Qualification Examination Series 52 exam is the right study tool for you! Written by our team of experts, the Solomon Exam Prep Guide works in three mutually reinforcing ways: It focuses on the most important aspects of the exam (that you will need to memorize), it provides you with plenty of practice opportunities, and it continually shows why you have to take the test in the first place: to protect investors. Using contextual background and real-world examples, the Solomon Exam Prep Guide to the Series 52 exam helps you understand the purpose of the rules, which will allow you to better memorize and apply these rules on the exam. With practice questions following each chapter, exercises pertaining to important topics throughout the chapters, and helpful quick-reference section summaries, the Solomon Exam Prep Guide will help you pass the Municipal Securities Representative Qualification Exam in record time!
Author: Solomon Exam Prep
Publisher:
ISBN: 9781610070799
Category :
Languages : en
Pages : 568
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Book Description
The NASAA Series 65 Uniform Investment Adviser Law Examination has a formidable reputation for a reason: it is the exam that qualifies individuals to give investment advice for a fee. NASAA expects you to know about economics; financial reporting; quantitative methods; risks; cash investments; fixed income; equities; and many, many more topics! How are you going to scale this mountain of information? Let Solomon Exam Prep guide you through the material as efficiently and painlessly as possible! The Solomon Exam Prep Guide: Series 65-NASAA Uniform Investment Adviser Law Examination offers a no-nonsense guide to the Series 65 exam. With detailed explanations, visual study aids, and example questions, this Solomon Exam Prep guide will get you on track to passing the Series 65. Solomon Exam Prep has helped thousands pass their FINRA, NASAA, and MSRB licensing exams. Let our expertise guide you through the Series 65 so you can enter the exam room with confidence! Solomon Exam Prep offers clear, easy to understand study materials and classes for securities licensing exams. Along with the Series 65, we help students prepare for the Series 6, 7, 24, 26, 27, 51, 52, 53, 55, 62, 63, 66, 79, 82, and 99 exams. Solomon's innovative study solutions include digital and print Exam Study Guides, Online Exam Simulators, Audiobooks, and Live and On-Demand classes to give you the best chance to pass the first time. Founded by Professor Karen Solomon (Ph.D., University of Chicago) and Jeremy Solomon (MBA, Wharton), Solomon Exam Prep is dedicated to producing high quality financial education that everyone can understand.
Author: Solomon Exam Prep
Publisher: Solomon Exam Prep
ISBN: 9781610070942
Category :
Languages : en
Pages : 566
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Book Description
Let's be honest. The NASAA Series 66 Uniform Combined State Law Examination is a challenging securities licensing exam. That's because the Series 66 exam, in conjunction with the FINRA Series 7 exam, qualifies you to be a securities agent and an investment adviser representative, and the regulators want to make sure that you know what you're talking about when you give investment advice or effect securities transactions. So what does this mean for someone studying for the exam? It means that you need to know about economic factors and business information; investment vehicle characteristics; client investment recommendations and strategies; and laws, regulations, and guidelines, including prohibition on unethical business practices. This new edition updated for the 2016 Series 66 exam also covers the valuation of equity securities, technical analysis, real estate investing, vatical and life settlements, structured products, precious metals, QRDOs, health savings accounts, high frequency trading, Regulation A, Regulation D, electronic communications and social media, broker-dealer and agent commissions, cyber security and data protection, the pay to play rule and anti-money laundering. The Solomon Exam Prep Guide to the Series 66 Exam works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, provides you with plenty of exercises and quizzes, and continually reminds you why you have to take the test in the first place: to protect investors. With practice questions at the end of each chapter, as well as a helpful glossary, the Solomon Exam Prep Guide will give you the knowledge to tackle the NASAA Series 66 Uniform Combined State Law Examination with confidence!
Author: Solomon Exam Prep
Publisher:
ISBN: 9781610070850
Category :
Languages : en
Pages : 548
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Book Description
The NASAA Series 66 Uniform Combined State Law Examination is one of the most challenging securities licensing exams. That's because you must score at least 75% in order to pass, a higher percentage than other Series exams. The regulators have set the bar high for a simple reason: the Series 66 exam, in conjunction with the Series 7 exam, qualifies you to be a securities agent and an investment adviser representative, and the regulators want to make sure that you know what you're talking about when you give investment advice or effect securities transactions. So what does this mean for someone studying for the exam? It means that you need to know a lot of stuff, including the three types of securities registration, the nine types of investment risk, the difference between the strong, semi-strong, and weak forms of the EMH; when a securities professional is permitted to sell non-exempt unregistered securities (never); who may issue a stop order to deny, revoke, or suspend; when rescission is allowed and by whom; what contumacy is and how to avoid it; what prudent investor, suitability, and fiduciary mean-a lot of stuff! The comprehensive Solomon Exam Prep Guide to the Series 66 Exam works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, provides you with plenty of practice questions, and continually reminds you why you have to take the test in the first place: to protect investors. With practice questions at the end of each chapter, as well as a helpful glossary, the Solomon Exam Prep Guide will give you the knowledge to tackle the NASAA Series 66 Uniform Combined State Law Examination with confidence!
Author: Ken Clark
Publisher: Firstbooks.com
ISBN: 9781610070331
Category : Business & Economics
Languages : en
Pages : 404
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Book Description
The NASAA Series 66 Uniform Combined State Law Examination is one of the most challenging securities licensing exams. That's because you must score at least 75% in order to pass, a higher percentage than other Series exams. The regulators have set the bar high for a simple reason: the Series 66 exam, in conjunction with the Series 7 exam, qualifies you to be a securities agent and an investment adviser representative, and the regulators want to make sure that you know what you're talking about when you give investment advice or effect securities transactions. So what does this mean for someone studying for the exam? It means that you need to know a lot of stuff, including the three types of securities registration, the nine types of investment risk, the difference between the Strong, Semi-Strong, and Weak forms of the EMH, when a securities professional is permitted to sell non-exempt unregistered securities (never), who may issue a stop order to deny, revoke or suspend, when rescission is allowed and by whom, what contumacy is and how to avoid it, what prudent investor, suitability and fiduciary mean - a lot of stuff! The comprehensive Solomon Exam Prep Guide to the Series 66 Exam works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, it provides you with plenty of practice questions, and it continually reminds you why you have to take the test in the first place: to protect investors. With two complete 100-question practice exams, short quizzes and suggested notecards at the end of each chapter, as well as a helpful glossary, the Solomon Exam Prep Guide will give you the knowledge to tackle the NASAA Series 66 Uniform Combined State Law Examination with confidence!
Author: Ken Clark, CFP
Publisher: Firstbooks.com
ISBN: 9781610070409
Category : Business & Economics
Languages : en
Pages : 224
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Book Description
Do you have to pass the Series 63 exam? Do you want to study for this important exam as efficiently as possible? If you answered yes to both questions then the Solomon Exam Prep Guide to the Uniform Securities Agent State Law Examination Series 63 exam is the right study tool for you! Written by Ken Clark, the Series 63 expert, who scored a perfect 100% on the exam, the Solomon Exam Prep Guide works in three mutually reinforcing ways: it focuses on the most important aspects of the exam (that you will need to memorize), it provides you with plenty of practice quizzes, and it continually shows why you have to take the test in the first place: to protect investors. Using contextual background and real-world tips, the Solomon Exam Prep Guide to the Series 63 exam helps you understand the purpose of the rules, which will allow you to better memorize and apply these rules on the exam. With two complete 65-question practice exams, short quizzes after each chapter and a helpful glossary, the Solomon Exam Prep Guide will help you pass the NASAA Uniform Securities Agent State Law Examination in record time!
Author: Wiley
Publisher: John Wiley & Sons
ISBN: 1119553989
Category : Business & Economics
Languages : en
Pages : 368
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Book Description
The go-to guide to acing the Series 10 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping requirements; and municipal securities regulation. All candidates must have passed the Series 7 Exam before taking the Series 10. Created by the experts at The Securities Institute of America, Inc., Wiley Series 10 Exam Review 2019 arms you with everything you need to pass this four-hour, 145-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 10 Exam Review 2019 is your ticket to passing the Series 10 test on the first try—with flying colors!
