The Effective Regulation of the Over-the-counter Derivatives Market

The Effective Regulation of the Over-the-counter Derivatives Market PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 216

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The Effective Regulation of the Over-the-counter Derivatives Market

The Effective Regulation of the Over-the-counter Derivatives Market PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 216

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The Effective Regulation of the Over-The-Counter Derivatives Market

The Effective Regulation of the Over-The-Counter Derivatives Market PDF Author: United States. Congress
Publisher: Createspace Independent Publishing Platform
ISBN: 9781983737329
Category :
Languages : en
Pages : 210

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Book Description
The effective regulation of the over-the-counter derivatives market : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, June 9, 2009.

The Effective Regulation of the Over-the-counter Derivatives Market :.

The Effective Regulation of the Over-the-counter Derivatives Market :. PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
ISBN:
Category :
Languages : en
Pages :

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The Effective Regulation of The Over-The-Counter Derivatives Market, Serial No. 111-41, June 9, 2009, 111-1 Hrg *

The Effective Regulation of The Over-The-Counter Derivatives Market, Serial No. 111-41, June 9, 2009, 111-1 Hrg * PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages :

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The Effective Regulation of the Over-The-Counter Derivatives Market - Scholar's Choice Edition

The Effective Regulation of the Over-The-Counter Derivatives Market - Scholar's Choice Edition PDF Author: United States Congress House of Represen
Publisher:
ISBN: 9781298013583
Category :
Languages : en
Pages : 212

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Book Description
This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work was reproduced from the original artifact, and remains as true to the original work as possible. Therefore, you will see the original copyright references, library stamps (as most of these works have been housed in our most important libraries around the world), and other notations in the work. This work is in the public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work.As a reproduction of a historical artifact, this work may contain missing or blurred pages, poor pictures, errant marks, etc. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.

Regulation of the Over-the-counter Derivatives Market

Regulation of the Over-the-counter Derivatives Market PDF Author: United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management and Specialty Crops
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 166

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Hearing to Review Proposed Legislation by the U.S. Department of the Treasury Regarding the Regulation of Over-the-counter Derivatives Markets

Hearing to Review Proposed Legislation by the U.S. Department of the Treasury Regarding the Regulation of Over-the-counter Derivatives Markets PDF Author: United States. Congress. House. Committee on Agriculture
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 208

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Regulation and Supervision of the OTC Derivatives Market

Regulation and Supervision of the OTC Derivatives Market PDF Author: Ligia Catherine Arias-Barrera
Publisher: Routledge
ISBN: 1351797719
Category : Business & Economics
Languages : en
Pages : 280

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Book Description
The over-the-counter (OTC) derivatives market has captured the attention of regulators after the Global Financial Crisis due to the risk it poses to financial stability. Under the post-crisis regulatory reform the concentration of business, and risks, among a few major players is changed by the concentration of a large portion of transactions in the new market infrastructures, the Central Counterparties (CCPs). This book, for the first time, analyses the regulatory response of the United Kingdom and the United States, the two largest centres of OTC derivatives transactions, and highlights their shortcomings. The book uses a normative risk-based approach to regulation as a methodological lens to analyse the UK regime of CCPs in the OTC derivatives market. It specifically focuses on prudential supervision and conduct of business rules governing OTC derivatives transactions and the move towards enhancing the use of central clearing. The resulting analysis, from a normative risk based approach, suggests that the UK regime for CCPs does not fulfil what would be expected if a coherent risk based approach was taken. Our comments on the Dodd-Frank Act highlight that the incoherent adoption of risk-based approach to regulation affects the effectiveness of the US regime for CCPs. Such a regime does not follow the pace of events of ‘innovation risk’; in particular, the foreseeable changes FinTech will bring to the OTCDM and central clearing services. The second inadequacy of the US regime concerns the dual regulatory structure of the CFTC and the SEC, and the inadequate adoption of different and not well-coordinated regulatory strategies. We also analyse the cross-border implications of the US regime for non-US CCPs that provide clearing services to US market participants. Finally, we study the negative effects of the absence of a clearly defined resolution regime for CCPs.

Recommendations for Central Counterparties

Recommendations for Central Counterparties PDF Author: Group of Ten. Committee on Payment and Settlement Systems
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 80

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Book Description


Regulating Financial Derivatives

Regulating Financial Derivatives PDF Author: Alexandra G. Balmer
Publisher: Edward Elgar Publishing
ISBN: 1788111923
Category : Law
Languages : en
Pages : 256

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Book Description
This book puts forward a holistic approach to post-crisis derivatives regulation, providing insight into how new regulation has dealt with the risk that OTC derivatives pose to financial stability. It discusses the implications that post crisis regulation has had on central counterparties and the risk associated with clearing of OTC derivatives. The author offers a novel solution to tackle the potential negative externalities from the failure of a central counterparty and identifies potential new risks arising from post crisis reforms.