SEC News Digest PDF Download
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Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644
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Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644
Get Book Here
Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Author: William M. Prifti
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Robert C. Rosen
Publisher:
ISBN: 9780379208252
Category : International finance
Languages : en
Pages : 0
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Book Description
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 20
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Book Description
Author:
Publisher:
ISBN:
Category : Stock transfer
Languages : en
Pages :
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Book Description
Author: Bruce J. Bergman
Publisher:
ISBN:
Category : Foreclosure
Languages : en
Pages :
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Book Description
Author: Harold Marsh
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages :
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Book Description
Author: Jerry W. Markham
Publisher:
ISBN: 9780420611307
Category :
Languages : en
Pages :
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Book Description
This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.
