Investment Company Determination Under the 1940 Act PDF Download
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Author: Robert H. Rosenblum
Publisher: American Bar Association
ISBN: 9781590310458
Category : Mutual funds
Languages : en
Pages : 980
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Book Description
Author: Robert H. Rosenblum
Publisher: American Bar Association
ISBN: 9781590310458
Category : Mutual funds
Languages : en
Pages : 980
Get Book
Book Description
Author: Robert H. Rosenblum
Publisher: Aspen Publishers
ISBN: 9781567064667
Category : Law
Languages : en
Pages : 1100
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Book Description
This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 76
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 56
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Author: United States
Publisher:
ISBN:
Category :
Languages : en
Pages : 114
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 444
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Book Description
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 892
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Book Description
Author: United States
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 112
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Book Description
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 112
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Book Description
