Insider Trading

Insider Trading PDF Author: William K. S. Wang
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1018

Get Book Here

Book Description
A guide to avoiding insider trading liability. It gives you the legal knowledge and practical tools you need to determine what's legal, what's not, and what you can do to minimise liability exposure.

Insider Trading

Insider Trading PDF Author: William K. S. Wang
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1018

Get Book Here

Book Description
A guide to avoiding insider trading liability. It gives you the legal knowledge and practical tools you need to determine what's legal, what's not, and what you can do to minimise liability exposure.

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud PDF Author: Alan R. Bromberg
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

Get Book Here

Book Description


Insider Trading

Insider Trading PDF Author: Paul U. Ali
Publisher: CRC Press
ISBN: 1420074032
Category : Business & Economics
Languages : en
Pages : 452

Get Book Here

Book Description
Insider trading has long been considered an endemic feature of the world's financial markets. It is unsurprising that the recent growth in mergers and acquisitions worldwide has been accompanied by a growth in insider trading, on a scale not witnessed since the 1980's takeovers boom. Insider Trading: Global Developments and Analysis brings together the latest law and finance research on insider trading. It provides expert coverage on the established US, European, and Asia-Pacific securities markets, as well as the key emerging markets of Brazil and the greater China region. Providing high interest and up-to-date content, the book features several recent cases, including that of Martha Stewart.

Profit from Legal Insider Trading

Profit from Legal Insider Trading PDF Author: Jonathan Moreland
Publisher: Dearborn Trade
ISBN:
Category : Business & Economics
Languages : en
Pages : 228

Get Book Here

Book Description
Insider expert Jonathan Moreland tells readers exactly what insider information is, where to find it, and how to use it. In these pages, he covers how to analyze insider purchases and sales; the difference between legal and illegal insider trading; special screens of insider data for use with specific investment approaches; and where to find the cheapest and best insider data.

The Logic of Securities Law

The Logic of Securities Law PDF Author: Nicholas L. Georgakopoulos
Publisher: Cambridge University Press
ISBN: 1108146171
Category : Law
Languages : en
Pages : 215

Get Book Here

Book Description
This book opens with a simple introduction to financial markets, attempting to understand the action and the players of Wall Street by comparing them to the action and the players of main street. Firstly, it explores the definition of a security by its function, the departure from the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that the cost of disclosure rules is justified by their capacity to combat irrationalities, fads, and panics. The third section explains how the structure of class actions is designed to improve deterrence. Next it explores the economic harm from insider trading and how the law fights it. In sum, the book shows how all these parts of securities law serve the virtuous cycle from liquidity to accurate prices and more trading and how the great recession showed that our securities regulation reacted mostly adequately to the crisis.

Black Edge

Black Edge PDF Author: Sheelah Kolhatkar
Publisher:
ISBN: 0812995805
Category : Business & Economics
Languages : en
Pages : 370

Get Book Here

Book Description
"The rise over the last two decades of a powerful new class of billionaire financiers marks a singular shift in the American economic and political landscape. Their vast reserves of concentrated wealth have allowed a small group of big winners to write their own rules of capitalism and public policy. How did we get here? ... Kolhatkar shows how Steve Cohen became one of the richest and most influential figures in finance--and what happened when the Justice Department put him in its crosshairs"--Amazon.com.

Insider Trading

Insider Trading PDF Author: Jonathan R. Macey
Publisher: American Enterprise Institute
ISBN: 9780844770109
Category : Business & Economics
Languages : en
Pages : 92

Get Book Here

Book Description
The book presents different perspectives that explain the prohibition of insider trading and the way it affects various aspects of life on the stock market.

Insider Trading and the Stock Market

Insider Trading and the Stock Market PDF Author: Henry G. Manne
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 296

Get Book Here

Book Description


SEC Compliance and Enforcement Answer Book 2015

SEC Compliance and Enforcement Answer Book 2015 PDF Author: David M. Stuart
Publisher:
ISBN: 9781402424717
Category : Corporation law
Languages : en
Pages : 0

Get Book Here

Book Description
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

SEC News Digest

SEC News Digest PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644

Get Book Here

Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.