Comptroller's Handbook for Fiduciary Activities PDF Download
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Author: United States. Office of the Comptroller of the Currency. Multinational Banking Division
Publisher:
ISBN:
Category : Bank examination
Languages : en
Pages : 364
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Book Description
Author: United States. Office of the Comptroller of the Currency. Multinational Banking Division
Publisher:
ISBN:
Category : Bank examination
Languages : en
Pages : 364
Get Book Here
Book Description
Author: United States. Office of the Comptroller of the Currency
Publisher:
ISBN:
Category : National banks (U.S.)
Languages : en
Pages : 344
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Book Description
Author: Organization for Economic Cooperation and Development
Publisher: OCDE
ISBN: 9789264208629
Category : Business ethics
Languages : en
Pages : 0
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Book Description
This sixth peer review of the OECD Principles of Corporate Governance analyses the corporate governance framework and practices relating to corporate risk management, in the private sector and in state-owned enterprises. The review covers 26 jurisdictions and is based on a general survey of all participating jurisdictions in December 2012, as well as an in-depth review of corporate risk management in Norway, Singapore and Switzerland. The report finds that while risk-taking is a fundamental driving force in business and entrepreneurship, the cost of risk management failures is often underestimated, both externally and internally, including the cost in terms of management time needed to rectify the situation. The reports thus concludes that corporate governance should ensure that risks are understood, managed, and, when appropriate, communicated.
Author: Comptroller of Comptroller of the Currency Administrator of National Banks
Publisher: CreateSpace
ISBN: 9781505263428
Category :
Languages : en
Pages : 86
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Book Description
This booklet provides an overview of personal fiduciary services, their associated risks, and a framework for managing those risks. It applies to personal accounts administered by a national bank in a fiduciary capacity as defined by 12 CFR Part 9, Fiduciary Activities of National Banks.
Author: New York (State)
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 578
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Book Description
Author: Office of Office of the Comptroller of the Currency
Publisher:
ISBN: 9781083159205
Category :
Languages : en
Pages : 105
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Book Description
The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations (collectively, banks), as well as federal branches and agencies of foreign banks. In regulating banks, the OCC has the power to:* examine the banks.* approve or deny applications for new charters, branches, capital, or otherchanges in corporate or banking structure.* take supervisory actions against banks that do not comply with lawsand regulations or that otherwise engage in unsafe or unsound practices.The OCC also can remove officers and directors, negotiate agreementsto change banking practices, and issue cease-and-desist (C&D) orders aswell as civil money penalties (CMP).* issue rules and regulations, legal interpretations, and corporate decisionsgoverning investments, lending, and other activities.Boards of directors play critical roles in the successful operation of banks. The OCC recognizes the challenges facing bank directors. The Director's Book: Role of Directors for National Banks and Federal Savings Associations helps directors fulfill their responsibilities in a prudent manner. This book provides an overview of the OCC, outlines directors' responsibilities as well as management's role, explains basic concepts and standards for safe and sound operation of banks, and delineates laws and regulations that apply to banks. To better understand a particular bank activity and its associated risks, directors should refer to the Comptroller's Handbook booklets, including the "Corporate and Risk Governance" booklet. For information generally found in board reports, including "red flags"--ratios or trends that may signal existing or potential problems--directors should refer to Detecting Red Flags in Board Reports: A Guide for Directors..
Author: United States. Office of the Comptroller of the Currency
Publisher:
ISBN:
Category : Bank examination
Languages : en
Pages : 82
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Book Description
Author: Söhnke M. Bartram
Publisher: CFA Institute Research Foundation
ISBN: 195292703X
Category : Business & Economics
Languages : en
Pages : 95
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Book Description
Artificial intelligence (AI) has grown in presence in asset management and has revolutionized the sector in many ways. It has improved portfolio management, trading, and risk management practices by increasing efficiency, accuracy, and compliance. In particular, AI techniques help construct portfolios based on more accurate risk and return forecasts and more complex constraints. Trading algorithms use AI to devise novel trading signals and execute trades with lower transaction costs. AI also improves risk modeling and forecasting by generating insights from new data sources. Finally, robo-advisors owe a large part of their success to AI techniques. Yet the use of AI can also create new risks and challenges, such as those resulting from model opacity, complexity, and reliance on data integrity.
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
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Book Description
Author: Office of the Comptroller of Currency
Publisher: Createspace Independent Publishing Platform
ISBN: 9781502817891
Category : Business & Economics
Languages : en
Pages : 114
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Book Description
This booklet provides guidance applicable to core Asset Management operations functions and to internal controls and processes used by national banks to manage risks associated with Asset Management activities.
