Promoting Information in the Marketplace for Financial Services

Promoting Information in the Marketplace for Financial Services PDF Author: Paul Latimer
Publisher: Springer
ISBN: 3319094599
Category : Law
Languages : en
Pages : 251

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Book Description
This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America. After every “boom” and “bust”, legislators pass new disclosure legislation, often in a heated environment fuelled by politics and the media. Little regard is paid to existing regulation or the lessons learned from earlier regulation. The result is the continuing enactment of redundant and overlapping disclosure laws. Since financial markets are often described as markets for information, the failure to ensure disclosure is at the heart of financial services regulation. This book argues that the solution to the failure of disclosure is a brief, easily understood, principles-based, plain English safety-net amendment to statute law such as “you must keep the financial market fully informed”, a measure that would support effective mandatory continuous disclosure of information to financial markets. This book examines the reasons for disclosure regulation, and how the efficient operation of financial markets is dependent on disclosure. It examines the adequacy of common law and civil law concerning broker/client disclosure, and concludes that industry licensing in itself fails to keep the market informed. While recognizing the failures of securities commissions to achieve good disclosure in financial markets, it confirms the effectiveness of coregulation of disclosure by a commission with the support of the financial markets (such as the stock exchange). Coregulation builds on financial market self-regulation, and is best described in the words of one-time SEC Chairman William O. Douglas, who, in the 1930s, described it as a shotgun behind the door.

Promoting Information in the Marketplace for Financial Services

Promoting Information in the Marketplace for Financial Services PDF Author: Paul Latimer
Publisher: Springer
ISBN: 3319094599
Category : Law
Languages : en
Pages : 251

Get Book Here

Book Description
This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America. After every “boom” and “bust”, legislators pass new disclosure legislation, often in a heated environment fuelled by politics and the media. Little regard is paid to existing regulation or the lessons learned from earlier regulation. The result is the continuing enactment of redundant and overlapping disclosure laws. Since financial markets are often described as markets for information, the failure to ensure disclosure is at the heart of financial services regulation. This book argues that the solution to the failure of disclosure is a brief, easily understood, principles-based, plain English safety-net amendment to statute law such as “you must keep the financial market fully informed”, a measure that would support effective mandatory continuous disclosure of information to financial markets. This book examines the reasons for disclosure regulation, and how the efficient operation of financial markets is dependent on disclosure. It examines the adequacy of common law and civil law concerning broker/client disclosure, and concludes that industry licensing in itself fails to keep the market informed. While recognizing the failures of securities commissions to achieve good disclosure in financial markets, it confirms the effectiveness of coregulation of disclosure by a commission with the support of the financial markets (such as the stock exchange). Coregulation builds on financial market self-regulation, and is best described in the words of one-time SEC Chairman William O. Douglas, who, in the 1930s, described it as a shotgun behind the door.

Fair Packaging and Labeling

Fair Packaging and Labeling PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Labels
Languages : en
Pages : 558

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Book Description
Considers (89) H.R. 7493, (89) H.R. 7600, (89) H.R. 8475, (89) H.R. 11982, (89) H.R. 12759, (89) H.R. 13660, (89) H.R. 13779, (89) H.R. 14158, (89) H.R. 14633, (89) H.R. 15269, (89) H.R. 7534, (89) H.R. 7619, (89) H.R. 8764, (89) H.R. 12043, (89) H.R. 12977, (89) H.R. 13719, (89) H.R. 13951, (89) H.R. 14498, (89) H.R. 15102, (89) H.R. 15370, (89) H.R. 15707, (89) H.R. 15711, (89) H.R. 15850, (89) H.R. 15924, (89) H.R. 15958, (89) H.R. 16010, (89) H.R. 16047, (89) H.R. 16163, (89) H.R. 16298, (89) H.R. 16566, (89) H.R. 15617, (89) H.R. 15708, (89) H.R. 15832, (89) H.R. 15856, (89) H.R. 15949, (89) H.R. 16002, (89) H.R. 16014, (89) H.R. 16059, (89) H.R. 16207, (89) H.R. 16429, (89) H.R. 15440, (89) S. 985.

Privacy online fair information practices in the electronic marketplace : a report to Congress

Privacy online fair information practices in the electronic marketplace : a report to Congress PDF Author:
Publisher: DIANE Publishing
ISBN: 1428958428
Category :
Languages : en
Pages : 208

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Book Description


Consumer Health: Making Informed Decisions - BOOK ALONE

Consumer Health: Making Informed Decisions - BOOK ALONE PDF Author: J. Thomas Butler
Publisher: Jones & Bartlett Publishers
ISBN: 1449675433
Category : Health & Fitness
Languages : en
Pages : 268

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Book Description
Consumer Health: Making Informed Decisions is a concise, current text with the most up-to-date information about health care reform and insurance. It is devoted to the most important issues relative to consumer health issues, including advertising, dietary supplements, herbal remedies, weight management, and medications. There are in-depth analyses of the American health care system, insurance options, and consumer protection. The text also takes a critical look at complementary and alternative therapies. Throughout the text, there are guidelines for making decisions that can benefit the individual. A comprehensive list of learning objectives precede each chapter and a list of study questions conclude each chapter. The questions are designed to help the student summarize the major points of the chapter, prepare for exams, and critically analyze the material contained in the chapters. Instructor Resources: PowerPoint Presentations

The Toolbox

The Toolbox PDF Author: Jacob Harold
Publisher: John Wiley & Sons
ISBN: 111986335X
Category : Business & Economics
Languages : en
Pages : 346

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Book Description
Transform your corner of the world with strategies from a social change visionary In The Toolbox: Strategies for Crafting Social Impact, celebrated nonprofit executive Jacob Harold delivers an expert guide to doing good in the 21st century. In the book, you'll explore nine tools that have driven world-shaking social movements and billion-dollar businesses—tools that can work just as well for a farmers market or fire department or small business. The author describes each of the tools—including storytelling, mathematical modeling, and design thinking—in a stand-alone chapter, intertwining each with a consistent narrative and full-color visual structure. Readers will also find: A consistent focus and emphasis on the work of social good and how it can be applied in any business, government agency, or nonprofit organization Dozens of poems, photos, equations, diagrams, and stories to illustrate and enrich of the core ideas of the book. A fulsome, three-chapter introduction offering an a crash course in the basics of social impact strategy in the 21st century A comprehensive strategic playbook for contributing to the shared work of building a better world An essential blueprint for anyone interested in improving the world around them, The Toolbox: Strategies for Crafting Social Impact is an incisive strategic guide that will prove to be indispensable for everyone who seeks to collaboratively build something better.

Creating the Nazi Marketplace

Creating the Nazi Marketplace PDF Author: S. Jonathan Wiesen
Publisher: Cambridge University Press
ISBN: 1139494635
Category : History
Languages : en
Pages : 293

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Book Description
When the Nazis came to power in 1933, they promised to build a vibrant consumer society. But they faced a dilemma. They recognized that consolidating support for the regime required providing Germans with the products they desired. At the same time, the Nazis worried about the degrading cultural effects of mass consumption and its association with 'Jewish' interests. This book examines how both the state and private companies sought to overcome this predicament. Drawing on a wide range of sources - advertisements, exhibition programs, films, consumer research and marketing publications - the book traces the ways National Socialists attempted to create their own distinctive world of buying and selling. At the same time, it shows how corporate leaders and everyday Germans navigated what S. Jonathan Wiesen calls 'the Nazi marketplace'. A groundbreaking work that combines cultural, intellectual and business history, Creating the Nazi Marketplace offers an innovative interpretation of commerce and ideology in the Third Reich.

The Social Medicine Reader, Second Edition

The Social Medicine Reader, Second Edition PDF Author: Ronald P. Strauss
Publisher: Duke University Press
ISBN: 0822387344
Category : Medical
Languages : en
Pages : 303

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Book Description
Duke University Press is pleased to announce the second edition of the bestselling Social Medicine Reader. The Reader provides a survey of the challenging issues facing today’s health care providers, patients, and caregivers by bringing together moving narratives of illness, commentaries by physicians, debates about complex medical cases, and conceptually and empirically based writings by scholars in medicine, the social sciences, and the humanities. The first edition of The Social Medicine Reader was a single volume. This significantly revised and expanded second edition is divided into three volumes to facilitate use by different audiences with varying interests. Praise for the 3-volume second edition of The Social Medicine Reader: “A superb collection of essays that illuminate the role of medicine in modern society. Students and general readers are not likely to find anything better.”—Arnold S. Relman, Professor Emeritus of Medicine and Social Medicine, Harvard Medical School Praise for the first edition: “This reviewer strongly recommends The Social Medicine Reader to the attention of medical educators.”—Samuel W. Bloom, JAMA: The Journal of the American Medical Association Volume 3: Over the past four decades the American health care system has witnessed dramatic changes in private health insurance, campaigns to enact national health insurance, and the rise (and perhaps fall) of managed care. Bringing together seventeen pieces new to this second edition of The Social Medicine Reader and four pieces from the first edition, Health Policy, Markets, and Medicine draws on a broad range of disciplinary perspectives—including political science, economics, history, and bioethics—to consider changes in health care and the future of U.S. health policy. Contributors analyze the historical and moral foundation of today’s policy debates, examine why health care spending is so hard to control in the United States, and explain the political dynamics of Medicare and Medicaid. Selections address the rise of managed care, its impact on patients and physicians, and the ethical implications of applying a business ethos to medical care; they also compare the U.S. health care system to the systems in European countries, Canada, and Japan. Additional readings probe contemporary policy issues, including the emergence of consumer-driven health care, efforts to move quality of care to the top of the policy agenda, and the implications of the aging of America for public policy. Contributors: Henry J. Aaron, Drew E. Altman, George J. Annas, Robert H. Binstock, Thomas Bodenheimer, Troyen A. Brennan, Robert H. Brook, Lawrence D. Brown, Daniel Callahan, Jafna L. Cox, Victor R. Fuchs, Kevin Grumbach, Rudolf Klein, Robert Kuttner, Larry Levitt, Donald L. Madison, Wendy K. Mariner, Elizabeth A. McGlynn, Jonathan Oberlander, Geov Parrish, Sharon Redmayne, Uwe E. Reinhardt, Michael S. Sparer, Deborah Stone

Australian National Bibliography

Australian National Bibliography PDF Author:
Publisher:
ISBN:
Category : Australia
Languages : en
Pages : 838

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Book Description


Middle Income Access to Justice

Middle Income Access to Justice PDF Author: M. J. Trebilcock
Publisher: University of Toronto Press
ISBN: 1442612681
Category : Law
Languages : en
Pages : 577

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Book Description
Featuring contributions by leading Canadian and international scholars, practitioners, and members of the judiciary, this multidisciplinary collection draws on scholarship in the fields of law, social science, and public policy. There is a particular emphasis on family law, consumer law, and employment law, as these are the areas where research has indicated that unmet legal needs are highest.

Lemon-Aid New Cars and Trucks 2012

Lemon-Aid New Cars and Trucks 2012 PDF Author: Phil Edmonston
Publisher: Dundurn
ISBN: 1459700465
Category : Transportation
Languages : en
Pages : 538

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Book Description
Offers advice for prospective buyers of cars and trucks, reveals information on secret warranties and confidential service bulletins, and tells how to complain and get results.