A Study of CFTC and Futures Self-regulatory Organization Penalties PDF Download
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Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 160
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Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 160
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Author: United States. Commodity Futures Trading Commission
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 16
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Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 200
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Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721038626
Category :
Languages : en
Pages : 28
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Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commission hereby adopts its final definition of "public director" for the acceptable practices to Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act"). (1) In addition, the Commission is lifting the stay it had previously placed on these acceptable practices. All designated contract markets ("DCMs") must demonstrate full compliance with Core Principle 15, via the acceptable practices or otherwise, within one year of this document's publication in the Federal Register. The acceptable practices and their procedural history are summarized below, as is the final definition of public director. This book contains: - The complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721037872
Category :
Languages : en
Pages : 50
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Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (SROs) (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (SROs) (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 This book contains: - The complete text of the Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (SROs) (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author:
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ISBN:
Category : Crime prevention
Languages : en
Pages : 116
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Author:
Publisher: DIANE Publishing
ISBN: 1428975101
Category :
Languages : en
Pages : 44
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Author: United States. Commodity Exchange Authority
Publisher:
ISBN:
Category : Commodity futures
Languages : en
Pages : 84
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Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Capital market
Languages : en
Pages : 128
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Author: United States. Congress. House. Committee on Agriculture. Subcommittee on Risk Management and Specialty Crops
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ISBN:
Category : Political Science
Languages : en
Pages : 176
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