Treatise on the Law of Securities Regulation: 13. Insider reporting short-swing trading, and false SEC filings PDF Download
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Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
Get Book Here
Book Description
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: Thomas Lee Hazen
Publisher: Thomson West
ISBN:
Category : Business & Economics
Languages : en
Pages : 668
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Book Description
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :
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Book Description
Author: James Hamilton
Publisher: Cch Incorporated
ISBN: 9780808011040
Category : Business & Economics
Languages : en
Pages : 164
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Book Description
The passage of the Sarbanes-Oxley Act dramatically changed the reporting of insider transactions. The Act amended Section 16(a) to require directors, officers and 10 percent equity holders to report their purchases and sales of securities by the end of the second day following the transaction, or such other time established by the SEC where the two-day period is not feasible. The landmark legislation also mandated that transactions between officers or directors and their company previously reportable on an annual basis on Form 5 must now be reported within two business days on Form 4. Sarbanes-Oxley also required that the two-day statement reporting insider trades be filed electronically, and SEC rules require the electronic filing of Forms 3, 4 and 5. Moreover, The SEC must provide the two-day statement on a publicly accessible Internet site by the end of the business day following the filing. Finally, The company, if it maintains a corporate Web site, must provide the statement on that Web site by the end of the business day following the filing. The CCH Guide to Section 16: Insider Reporting and Short-Swing Trading Liability examines the recent changes effected by the Sarbanes-Oxley Act, As well as detailing the rules and interpretations and no-action letters on insider reporting under Section 16(a). In addition, The complex Section 16(b) short-swing trading prohibition is discussed.
Author: Thomas Lee Hazen
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1194
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Book Description
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author: Ralph C. Ferrara
Publisher: Law Journal Press
ISBN: 9781588520692
Category : Business & Economics
Languages : en
Pages : 960
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Book Description
The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Author: William H. Painter
Publisher: MICHIE
ISBN:
Category : Insider trading in securities
Languages : en
Pages : 654
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Book Description
Author: Thomas Lee Hazen
Publisher:
ISBN: 9780314189424
Category :
Languages : en
Pages : 238
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Book Description
Author: Barry Alexander K. Rider
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 500
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Book Description
