The Official Listing of Securities, Prospectus and Transparency (Amendment Etc. ) (EU Exit) Regulations 2019 PDF Download
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Author: Great Britain
Publisher:
ISBN: 9780111185117
Category :
Languages : en
Pages : 44
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Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 02.04.2019. Sifted: -. Made: 27.03.2019. Laid: -. Coming into force: In accord. with reg. 1 (2). Effect: 2008 c. 8 amended & 2006 c. 46 partially repealed. Territorial extent & classification: E/W/S/NI. General. Supersedes draft (ISBN 9780111178881) issued 24.01.19. EC note: Commission Regulation (EC) no. 809/2004; (EC) 1569/2007; Commission Decision (EC) no. 2008/961; Council Regulation (EU) 2017/1129 amended
Author: Great Britain
Publisher:
ISBN: 9780111185117
Category :
Languages : en
Pages : 44
Get Book Here
Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 02.04.2019. Sifted: -. Made: 27.03.2019. Laid: -. Coming into force: In accord. with reg. 1 (2). Effect: 2008 c. 8 amended & 2006 c. 46 partially repealed. Territorial extent & classification: E/W/S/NI. General. Supersedes draft (ISBN 9780111178881) issued 24.01.19. EC note: Commission Regulation (EC) no. 809/2004; (EC) 1569/2007; Commission Decision (EC) no. 2008/961; Council Regulation (EU) 2017/1129 amended
Author: GREAT BRITAIN.
Publisher:
ISBN: 9780111300619
Category :
Languages : en
Pages : 32
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Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 06.11.2019. Sifted: -. Made: 05.09.2019 @ 9.00 am. Laid: 05.09.2019 @ 3.00 pm. Coming into force: In accord. with reg. 1. Effect: 2000 c.8; S.I. 2005/1529; 2019/541, 632, 680, 707, 1043 amended. Territorial extent & classification: E/W/S/NI. General. Approved by both Houses of Parliament. EC note: Commission Regulation (EC) 1569/2007; Regulation (EU) 2017/1129; Commission Delegated Regulation (EU) 2019/980 & the EEA Agreement amended. Supersedes pre-approved version (ISBN 9780111189702)
Author: Great Britain
Publisher:
ISBN: 9780111179376
Category :
Languages : en
Pages : 20
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Book Description
Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 31.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2016/715 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in exercise of the powers in order to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union. These Regulations make amendments to legislation in the field of Securities Financing Transactions. Part 2 amends subordinate legislation and Part 3 amends retained direct EU legislation. Part 4 prescribes enforcement provisions relating to trade repositories
Author: Brenda Hannigan
Publisher: Oxford University Press
ISBN: 0198848498
Category : Corporation law
Languages : en
Pages : 737
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Book Description
Employing a practical and contextual approach, this student text covers developments in the self-regulation of corporate governance, which is becoming global due to the activities of the OECD and World Bank.
Author: Derek French
Publisher: Oxford University Press
ISBN: 0192858556
Category :
Languages : en
Pages : 769
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Book Description
Reading and interpreting primary legislation is an essential part of any law degree. Get a head start, and add depth to your understanding by using Blackstone's Statutes as a reference material throughout your course.Celebrating over 30 years as the market-leading series, Blackstone's Statutes have an unrivalled tradition of trust and quality. Our expert editors have carefully selected material to help you direct your study and gain an overview of the subject area.Blackstone's Statutes on Company Law is edited and designed to help you succeed in your legal studies.Blackstone's Statutes on Company Law is:- First choice: most trusted and most popular- Easy to use: find what you need instantly- Lecturer reviewed: the best match for your course- Most comprehensive: everything you need for study and assessments- Unrivalled in reputation: expertly editedDigital formats and resourcesThis edition is available for students and institutions to purchase in a variety of formats, and is supported by online resources.The e-book offers a mobile experience and convenient access along with functionality tools, navigation features, and links that offer extra learning support: www.oxfordtextbooks.co.uk/ebooksThe online resources include video guides to reading and interpreting statutes, web links, exam tips, and an interactive sample Act of Parliament.
Author: EILAS. FERRAN
Publisher: Oxford University Press
ISBN: 0198854072
Category :
Languages : en
Pages : 705
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Book Description
Corporate finance theory seeks to understand how incorporated firms address the financial constraints that affect their investment decisions. This is achieved by using varied financial instruments that seek to give holders different claims on the firm's assets. Recent scholarship in this area has highlighted the critical importance of the legal environment in explaining the choices that companies make about their capital structure. This book combines company law, capital markets law, and aspects of commercial and insolvency law to give readers a detailed understanding of the legal and regulatory issues relating to corporate finance. Informed by insights from theoretical and empirical work, the book examines from a legal perspective the key elements of corporate financing structures and capital markets in the UK. The authors' practical experience of transactions and regulatory issues ensures that thorough scholarly inquiry and critical reflection are complemented by an assured understanding of the interface between legal principles and rules as they are documented and in their actual operation. Key developments covered in this third edition include the post-Brexit adaptation of UK company law and capital market regulation, important new cases on parent company liability in tort, creditor-facing duties of directors, issuer and director liability for misleading statements to the market, alternatives to public market financing, and recent changes in the practice of debt finance.
Author: Andrew Haynes
Publisher: Bloomsbury Publishing
ISBN: 1526517795
Category : Law
Languages : en
Pages : 510
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Book Description
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author: Louise Gullifer
Publisher: Bloomsbury Publishing
ISBN: 1509929185
Category : Law
Languages : en
Pages : 1000
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Book Description
The third edition of this acclaimed book continues to provide a discussion of key theoretical and policy issues in corporate finance law. It has been fully updated to reflect developments in the law and the markets. One of the book's distinctive features is its equal coverage of both the equity and debt sides of corporate finance law, and it seeks, where possible, to compare and contrast the two. This book covers a broad range of topics regarding the debt and equity-raising choices of companies of all sizes, from SMEs to the largest publicly traded enterprises, and the mechanisms by which those providing capital are protected. Each chapter provides a critical analysis of the present law to enable the reader to understand the difficulties, risks and tensions in this area, and the attempts by the legislature, regulators and the courts, as well as the parties involved, to deal with them. The book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law.
Author: Mark Cardale
Publisher: Bloomsbury Publishing
ISBN: 1526519674
Category : Law
Languages : en
Pages : 709
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Book Description
The new edition of this well-established title (the eighteenth in the series) covers a comprehensive range of topics, from the personal affairs of a director on appointment to the conduct of a company's business and questions of governance and strategy. It gives the reader an understanding of the practical application of all the legal and regulatory issues facing directors, both on a day-to-day operational basis and in relation to questions of importance to long term decision making. Updates to the previous edition include: - new material covering the AIM regime and the AIM Rules for companies, and the application of the Market Abuse Regulation to both listed and AIM companies following Brexit - an updated chapter on insolvency issues, covering the reforms and structures introduced by the Corporate Insolvency and Governance Act 2020 - new and updated sections on directors' 'general' duties under the Companies Act 2006 (including s.172) and on directors' disqualification - reviews of directors' reporting obligations in the Annual Report and otherwise, and of relations with shareholders The new edition also covers the administrative and accounting obligations of directors under the Companies Act 2006, the role of directors and board decision making, the listing regime and governance arrangements applicable to different types of company, employees and customers, aspects of competition law, requirements concerning the environment, and public company takeovers. Available as an electronic publication, this e-Book provides easy access to formal guidance notes and other publications of third party institutions and organisations and supports cross referencing in the text. This book aims to be a compendium handbook with a legal basis and will help the reader to: - understand the full range of issues which may face directors and those proposing to become directors - provide information and guidance on matters which boards may need to address in their decision making processes, including appendices detailing some practical checklists and a practical Glossary of terms with electronic links to the text aiding the accessibility of the work to all readers. - broaden the horizons of those seeking to understand the extent of the legal, regulatory and practical considerations which may need to be considered in companies both large and small It's an invaluable resource for company directors, company secretaries, and governance and HR professionals in organisations of all sizes, as well as their legal advisers, in house lawyers, company law practitioners, and financial advisers.
Author: Rüdiger Veil
Publisher: Bloomsbury Publishing
ISBN: 1509942130
Category : Law
Languages : en
Pages : 787
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Book Description
“The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... seeking to obtain a general understanding of the market and how it is regulated.” – Ligia Catherine Arias Barrera, Banking & Finance Law Review The fully updated edition of this user-friendly textbook continues to systematise the European law governing capital markets and examines the underlying concepts from a broadly interdisciplinary perspective. The 3rd edition deals with 3 central developments: the project of the capital markets union; sustainable finance; and the further digitalisation of financial instruments and securities markets. The 1st chapter deals with the foundations of capital markets law in Europe, the 2nd explains the basics, and the 3rd examines the regime on market abuse. Chapter 4 explores the disclosure system and chapter 5 short-selling and high-frequency trading. The role of intermediaries, such as financial analysts, rating agencies, and proxy advisers, is described in chapter 6. Chapter 7 explains compliance and corporate governance in investment firms and chapter 8 illustrates the regulation of benchmarks. Finally, chapter 9 deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts. This is essential reading for students involved in the study of capital markets law and financial law.
