The Futures & Derivatives Law Review

The Futures & Derivatives Law Review PDF Author:
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 572

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Book Description

The Futures & Derivatives Law Review

The Futures & Derivatives Law Review PDF Author:
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 572

Get Book Here

Book Description


Derivatives Law and Regulation

Derivatives Law and Regulation PDF Author: Gary E. Kalbaugh
Publisher:
ISBN: 9781531004156
Category :
Languages : en
Pages : 698

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Book Description


Futures & derivatives law report [electronic journal].

Futures & derivatives law report [electronic journal]. PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages :

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Book Description


Derivatives Law and Regulation

Derivatives Law and Regulation PDF Author: Gary Kalbaugh
Publisher:
ISBN: 9781531024161
Category :
Languages : en
Pages : 698

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Book Description
Now in its completely revised second edition, Derivatives Law and Regulation is a comprehensive and accessible casebook for law school futures, swaps, or derivatives classes. It provides a straightforward and thorough framework for a course in the law and regulation of derivatives. It is clear, concise, and user-friendly, conveying an exciting and easily teachable insight into this field of law. The casebook addresses the regulatory regimes for futures, options, and swaps of all varieties. It assumes no pre-existing knowledge of derivatives and the first chapter is dedicated to introducing what they are and their economic functions. Look for these key features: Basic economic overview of derivatives and their function, as well as descriptions of futures, forwards, options, and the most common interest rate, foreign exchange, commodity, credit, and equity swaps. Study of the jurisdiction over most derivatives conferred by the Commodity Exchange Act on the Commodity Futures Trading Commission (CFTC). The role of futures and swaps markets and their regulation, along with futures and swaps intermediaries and their regulation. The investment industry and derivatives. Examination of the contribution of derivatives to the Financial Crisis and the public policy considerations underlying the Dodd-Frank Act. Focus on transactions, including the documentation of swaps. Examination of the Bankruptcy Code's treatment of derivatives. Review of the CFTC's enforcement authority, as enhanced by the Dodd-Frank Act. The role of private rights of action. Cross-border issues and the regime for their resolution. Study of the Securities and Exchange Commission's role with respect to security-based swaps. Comprehensive glossary of relevant terms. "Gary Kalbaugh's book, Derivatives Law and Regulation (2nd edition), provides a gateway for students and practitioners to study and analyze derivative transactions and markets. The book's table of contents alone provides an important checklist for issues that need to be considered for every research project. The index, conversion tables, glossary and table of principal cases all provide access points to begin understanding and researching particular situations and scenarios. Kalbaugh's book enables the reader to study the trees all the while understanding the depth of the forest ... His writing and analysis is concise, complete and articulate precisely because he has had to resolve these issues daily for clients and then explain them to students in the evening." -- Dean Christian Johnson, Widener University Commonwealth Law School "Derivatives Law and Regulation is an excellent reference on this evolving subject not only for the experienced derivatives lawyer, but especially for practitioners who are dipping their toes into the commodity pool for the first time and for law school professors and their students taking a derivatives law course...Derivatives Law and Regulation is a comprehensive treatise, is the most readable book on the subject and should be the go-to assigned text in law school classes."-- Futures and Derivatives Law Report

Derivatives Regulation

Derivatives Regulation PDF Author: Philip McBride Johnson
Publisher: Wolters Kluwer
ISBN: 0735533369
Category : Business & Economics
Languages : en
Pages : 663

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Book Description
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

Algo Bots and the Law

Algo Bots and the Law PDF Author: Gregory Scopino
Publisher: Cambridge University Press
ISBN: 1107164796
Category : Business & Economics
Languages : en
Pages : 485

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Book Description
An exploration of how financial market laws and regulations can - and should - govern the use of artificial intelligence.

The Futures & Derivatives Law Review

The Futures & Derivatives Law Review PDF Author:
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 236

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Book Description


Capital Markets, Derivatives and the Law

Capital Markets, Derivatives and the Law PDF Author: Alan N. Rechtschaffen
Publisher: Oxford University Press
ISBN: 0195339088
Category : Business & Economics
Languages : en
Pages : 383

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Book Description
President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well-reasoned decisions about capital market participation, derivative utilization, and adherence to existing and future regulations. This publication is an essential guide for attorneys and business professionals looking for an accessible resource to better understand the legal and business considerations of capital markets and derivatives transactions. This book offers expert insight into how derivatives work. The author also explores the structures of derivatives as well as how they are regulated and litigated. In the complex world of the current capital market upheaval, this book provides useful definitions, case law examples, and insight into structures, regulation, and litigation strategies.

Regulation of Derivative Financial Instruments

Regulation of Derivative Financial Instruments PDF Author: Ronald H. Filler
Publisher:
ISBN: 9780314289704
Category : Derivative securities
Languages : en
Pages : 0

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Book Description
As a result of the Dodd-Frank Act Wall Street Reform and Consumer Protection Act of 2010, derivatives regulation has become a hot topic on Wall Street and is, therefore, of much interest to law firms with financial institutions as clients. An increasing number of classes on this subject are being taught at law schools around the country, but, to date, there has been no casebook on the subject. This casebook explores the regulation of swaps, futures and options by the Commodity Futures Trading Commission and the Securities and Exchange Commission. It examines the regulatory history of derivative instruments and traces the development of modern market structures while addressing the role of the exchanges, the clearinghouses, and market participants, such as futures commission merchants, swap dealers, and hedge funds that act as commodity pool operators. Structured in a traditional format, this casebook uses cases to teach students important points of law and industry practices needed to understand the role played by derivative instruments in modern finance. The cases are accompanied by commentary from the authors expanding on the points raised in the cases.

Derivatives Law and Regulation

Derivatives Law and Regulation PDF Author: Rasiah Gengarathan
Publisher: Springer
ISBN:
Category : Business & Economics
Languages : en
Pages : 272

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Book Description
This book provides a straightforward and up-to-date analysis of the wide range of issues surrounding the use of derivatives in common law countries. It is the only work of its kind that focuses on derivatives law and regulation in Australia, New Zealand, Singapore, Malaysia and Hong Kong. Topics covered include: the nature of derivatives key legal issues standard market documentation derivatives regulation recent market developments regulatory reform This work will be of significant interest to bankers, lawyers, regulators and academics wanting to gain a better understanding of this complex subject.