Securities Fraud Liability of Secondary Actors

Securities Fraud Liability of Secondary Actors PDF Author: Susan D. Sawtelle
Publisher: DIANE Publishing
ISBN: 1437989357
Category : Business & Economics
Languages : en
Pages : 47

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Securities Fraud Liability of Secondary Actors

Securities Fraud Liability of Secondary Actors PDF Author: Susan D. Sawtelle
Publisher: DIANE Publishing
ISBN: 1437989357
Category : Business & Economics
Languages : en
Pages : 47

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Book Description


The Securities Litigation Review

The Securities Litigation Review PDF Author: William Savitt
Publisher:
ISBN: 9781910813645
Category :
Languages : en
Pages : 310

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Journal of the American Bankers Association

Journal of the American Bankers Association PDF Author:
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 926

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Securities Investors Legal Rights

Securities Investors Legal Rights PDF Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 196

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A Treatise on the Law of Corporations Having a Capital Stock

A Treatise on the Law of Corporations Having a Capital Stock PDF Author: William Wilson Cook
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 994

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The Economic Effect of Blue Sky Laws ...

The Economic Effect of Blue Sky Laws ... PDF Author: Forrest Bee Ashby
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 72

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Journal of the American Bankers Association

Journal of the American Bankers Association PDF Author: American Bankers Association
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 920

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Securities Law Claims

Securities Law Claims PDF Author: Paul, Hastings, Janofsky & Walker
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 320

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Book Description
Anyone with financial responsibility for a company needs to understand his or her liability, how to protect against wrongdoing, and how to proceed when implicated. Companies are required to file accurate information reports and obey regulations designed to protect the public. In recent years, failure to comply with securities regulations has destroyed several prominent companies and implicated their executives. Securities Law Claims provides a complete and current examination of legal matters in the securities market from the perspective of an issuing company. This clearly written, issue-spotting guide combines a foundation for understanding securities law concepts with enough detail to begin an action plan at any stage from securities issue to prosecution. It is a must-read for any executive, board member, or trustee. Covered in this volume: - Shareholder derivative actions - SEC enforcement - Increased responsibility of Boards of Directors under Caremark and Sarbanes-Oxley - State Securities and Blue Sky Laws - Managing company communications before and during litigation, including a discussion of privilege.

Journal of the Cleveland Bar Association

Journal of the Cleveland Bar Association PDF Author:
Publisher:
ISBN:
Category : Bar associations
Languages : en
Pages : 890

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Federal Securities Law Reporter

Federal Securities Law Reporter PDF Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 2504

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