Statistics on SEC's Enforcement Program

Statistics on SEC's Enforcement Program PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 60

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Book Description

Statistics on SEC's Enforcement Program

Statistics on SEC's Enforcement Program PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Securities fraud
Languages : en
Pages : 60

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Book Description


United States Attorneys' Manual

United States Attorneys' Manual PDF Author: United States. Department of Justice
Publisher:
ISBN:
Category : Justice, Administration of
Languages : en
Pages : 720

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Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC News Digest

SEC News Digest PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 644

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Book Description
Lists documents available from Public Reference Section, Securities and Exchange Commission.

Yearbook of Immigration Statistics

Yearbook of Immigration Statistics PDF Author:
Publisher:
ISBN:
Category : Aliens
Languages : en
Pages : 228

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Statistical Appendix to Annual Report of the Secretary of the Treasury on the State of the Finances

Statistical Appendix to Annual Report of the Secretary of the Treasury on the State of the Finances PDF Author: United States. Department of the Treasury
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages : 1030

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Problems with the SEC's Enforcement of U.S. Securities Laws in Cases Involving Suspicious Trades Originating from Abroad

Problems with the SEC's Enforcement of U.S. Securities Laws in Cases Involving Suspicious Trades Originating from Abroad PDF Author: United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 662

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Book Description


1st Review of the Suspicious Activity Reporting System (SARS).

1st Review of the Suspicious Activity Reporting System (SARS). PDF Author:
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 76

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Book Description


Monthly List of GAO Reports

Monthly List of GAO Reports PDF Author:
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages : 12

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Book Description
Includes legal decisions and opinions of the Comptroller General.

United States Code

United States Code PDF Author: United States
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 1146

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Book Description
"The United States Code is the official codification of the general and permanent laws of the United States of America. The Code was first published in 1926, and a new edition of the code has been published every six years since 1934. The 2012 edition of the Code incorporates laws enacted through the One Hundred Twelfth Congress, Second Session, the last of which was signed by the President on January 15, 2013. It does not include laws of the One Hundred Thirteenth Congress, First Session, enacted between January 2, 2013, the date it convened, and January 15, 2013. By statutory authority this edition may be cited "U.S.C. 2012 ed." As adopted in 1926, the Code established prima facie the general and permanent laws of the United States. The underlying statutes reprinted in the Code remained in effect and controlled over the Code in case of any discrepancy. In 1947, Congress began enacting individual titles of the Code into positive law. When a title is enacted into positive law, the underlying statutes are repealed and the title then becomes legal evidence of the law. Currently, 26 of the 51 titles in the Code have been so enacted. These are identified in the table of titles near the beginning of each volume. The Law Revision Counsel of the House of Representatives continues to prepare legislation pursuant to 2 U.S.C. 285b to enact the remainder of the Code, on a title-by-title basis, into positive law. The 2012 edition of the Code was prepared and published under the supervision of Ralph V. Seep, Law Revision Counsel. Grateful acknowledgment is made of the contributions by all who helped in this work, particularly the staffs of the Office of the Law Revision Counsel and the Government Printing Office"--Preface.