SEC and CFTC most fines collected, but improvements needed in the use of Treasury's collection service. PDF Download
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Author:
Publisher: DIANE Publishing
ISBN: 1428949399
Category :
Languages : en
Pages : 42
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Book Description
Author:
Publisher: DIANE Publishing
ISBN: 1428949399
Category :
Languages : en
Pages : 42
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Book Description
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Fines (Penalties)
Languages : en
Pages : 46
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Book Description
Author: Harvard Law Review
Publisher: Quid Pro Books
ISBN: 1610272226
Category : Law
Languages : en
Pages : 304
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Book Description
The January 2014 issue (Volume 127, Number 3) includes the following articles and student contributions: * Article, "For-Profit Public Enforcement," by Margaret H. Lemos and Max Minzner * Book Review, "Technological Determinism and Its Discontents," by Christopher S. Yoo * Note, "More than a Formality: The Case for Meaningful Substantive Reasonableness Review" * Note, "Appointing State Attorneys General: Evaluating the Unbundled State Executive" * Note, "The Devil Wears Trademark: How the Fashion Industry Has Expanded Trademark Doctrine to Its Detriment" In addition, student case notes explore recent cases on misleading law school employment data, the First Amendment religious rights of for-profit corporations, regulation of nuclear energy, forensic search of laptops at the border, search of cellphone date incident to arrest, obscene or lewd student speech, and access to polling places for news-gathering purposes. Finally, the issue includes several summaries of Recent Publications. The issue is offered in a quality digital edition, featuring active Contents, linked notes, active URLs in notes, and proper ebook formatting. The contents of Number 3 include scholarly essays by leading academic figures, as well as substantial student research. The Review is a student-run organization whose primary purpose is to publish a journal of legal scholarship. The organization is formally independent of the Harvard Law School; student editors make all editorial and organizational decisions.
Author:
Publisher: DIANE Publishing
ISBN: 1428945733
Category :
Languages : en
Pages : 43
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Book Description
This report responds to a mandate in the Investor and Capital Markets Fee Relief Act (the Act) for GAO to study the implications of converting the Securities and Exchange Commission (SEC) to a self-funded basis. Although SEC is fully funded through fees it collects, SEC's current funding structure differs from the Act's definition of self-funding. The Act defines self-funding as an authorization for SEC "to deposit the receipts of its collections in the Treasury of the United States, or in a depository institution, but such deposits are not treated as Government or appropriated monies, and are available for the salaries and other expenses of the Commission and its employees without annual appropriation or apportionment." Although SEC currently deposits its collected fees in the Treasury, where its deposits are treated as offsetting collections and not general funds of the Treasury, it cannot deposit its fees in a depository institution, and its monies are annually appropriated and apportioned. In this report, we refer to the Act's definition of self-funding as a self-controlled funding structure.
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 848
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Book Description
Author:
Publisher: DIANE Publishing
ISBN: 1457800209
Category :
Languages : en
Pages : 84
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Book Description
Author:
Publisher: DIANE Publishing
ISBN: 1457800985
Category :
Languages : en
Pages : 24
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Book Description
Author: Jason H. Burns
Publisher: Nova Publishers
ISBN: 9781604562965
Category : Business & Economics
Languages : en
Pages : 110
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Book Description
This book focuses on four energy commodities -- crude oil, unleaded gasoline, natural gas, and heating oil -- and Commodity Futures Trading Commission's oversight of these commodities. Specifically, this report examines (1) trends and patterns of trading activity in the physical and energy derivatives markets and the effects of those trends on prices; (2) the scope of CFTC's authority for protecting market users from fraudulent, manipulative, and abusive practices in the trading of energy futures contracts; and (3) the effectiveness of CFTC's monitoring and detection of market abuses in energy futures markets and in connection with energy-related enforcement actions. This is an excerpted, edited and indexed version of a GAO report.
Author:
Publisher: DIANE Publishing
ISBN: 142893409X
Category :
Languages : en
Pages : 52
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Book Description
Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1148
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Book Description
