Rosenthal & Company V. Bagley

Rosenthal & Company V. Bagley PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 94

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Rosenthal & Company V. Bagley

Rosenthal & Company V. Bagley PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 94

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Siegel Trading Company, Inc. V. Bagley

Siegel Trading Company, Inc. V. Bagley PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 66

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Derivatives Regulation

Derivatives Regulation PDF Author: Philip McBride Johnson
Publisher: Wolters Kluwer
ISBN: 0735533369
Category : Business & Economics
Languages : en
Pages : 663

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Book Description
For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

Transport Motor Express, Inc. V. Central States, Southeast and Southwest Areas Pension Fund

Transport Motor Express, Inc. V. Central States, Southeast and Southwest Areas Pension Fund PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 76

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Indiana Manufactured Housing Association, Inc. V. Federal Trade Commission

Indiana Manufactured Housing Association, Inc. V. Federal Trade Commission PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 46

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Geldermann, Inc. V. Commodity Futures Trading Commission

Geldermann, Inc. V. Commodity Futures Trading Commission PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 110

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Adventist Living Centers, Inc. V. National Labor Relations Board

Adventist Living Centers, Inc. V. National Labor Relations Board PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 74

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Midland Coal Company V. Andrus

Midland Coal Company V. Andrus PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 108

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Bank Directors', Officers', and Lawyers' Civil Liabilities

Bank Directors', Officers', and Lawyers' Civil Liabilities PDF Author: John K. Villa
Publisher: Wolters Kluwer
ISBN: 1454801085
Category : Law
Languages : en
Pages : 1714

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Book Description
Bank Directors', Officers', and Lawyers' Civil Liabilities, Second Edition is an essential resource for any attorney who is litigating or attempting to settle cases brought by the federal and state banking regulators against directors, officers, and legal counsel of financial institutions. It provides current analysis of the new law emerging from the courts, the Supreme Court's landmark decision in O'Melveny and& Myers v. FDIC and the demise of the federal common law regarding failed financial institutions. Directors' and officers' liability insurance and bank fidelity bonds are also covered in detail. John K. Villa guides you through the complexities of litigating an action - and discusses ways to reduce the chances of litigation - with strategic recommendations for all key players. This authoritative treatise answers essential questions such as: When is a bank director indemnified? How is the statute of limitations applied? What added responsibilities does a lawyer assume by becoming a bank director; does federal or state law control? What are acceptable courses of conduct for the bank? What must agencies prove before a court will enforce an administrative subpoena for financial data? How does the Sarbanes-Oxley Act of 2002 affect those banks that constitute a public company?

Cyclopedia of Law and Procedure

Cyclopedia of Law and Procedure PDF Author: William Mack
Publisher:
ISBN:
Category :
Languages : en
Pages : 176

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