Dark Markets

Dark Markets PDF Author: Darrell Duffie
Publisher: Princeton University Press
ISBN: 0691138966
Category : Business & Economics
Languages : en
Pages : 115

Get Book Here

Book Description
This book offers a concise introduction to OTC markets by explaining key conceptual issues and modeling techniques, and by providing readers with a foundation for more advanced subjects in this field.

Dark Markets

Dark Markets PDF Author: Darrell Duffie
Publisher: Princeton University Press
ISBN: 0691138966
Category : Business & Economics
Languages : en
Pages : 115

Get Book Here

Book Description
This book offers a concise introduction to OTC markets by explaining key conceptual issues and modeling techniques, and by providing readers with a foundation for more advanced subjects in this field.

Introduction to Business

Introduction to Business PDF Author: Lawrence J. Gitman
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1455

Get Book Here

Book Description
Introduction to Business covers the scope and sequence of most introductory business courses. The book provides detailed explanations in the context of core themes such as customer satisfaction, ethics, entrepreneurship, global business, and managing change. Introduction to Business includes hundreds of current business examples from a range of industries and geographic locations, which feature a variety of individuals. The outcome is a balanced approach to the theory and application of business concepts, with attention to the knowledge and skills necessary for student success in this course and beyond. This is an adaptation of Introduction to Business by OpenStax. You can access the textbook as pdf for free at openstax.org. Minor editorial changes were made to ensure a better ebook reading experience. Textbook content produced by OpenStax is licensed under a Creative Commons Attribution 4.0 International License.

Discriminatory Pricing of Over-the-Counter Derivatives

Discriminatory Pricing of Over-the-Counter Derivatives PDF Author: Hau Harald
Publisher: International Monetary Fund
ISBN: 1498303773
Category : Business & Economics
Languages : en
Pages : 45

Get Book Here

Book Description
New regulatory data reveal extensive price discrimination against non-financial clients in the FX derivatives market. The client at the 90th percentile pays an effective spread of 0.5%, while the bottom quarter incur transaction costs of less than 0.02%. Consistent with models of search frictions in over-the-counter markets, dealers charge higher spreads to less sophisticated clients. However, price discrimination is eliminated when clients trade through multi-dealer request-for-quote platforms. We also document that dealers extract rents from captive clients and market opacity, but only for contracts negotiated bilaterally with unsophisticated clients.

Broker-dealer License Fees

Broker-dealer License Fees PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 76

Get Book Here

Book Description
Considers H.R. 6294, to amend the Securities Exchange Act of 1934 to raise security exchange registration fees, and to impose annual registration fees on registered broker-dealers.

Broker-Dealer License Fees

Broker-Dealer License Fees PDF Author: United States. Congress. House. Subcommittee of the Interstate and Foreign Commerce
Publisher:
ISBN:
Category :
Languages : en
Pages : 132

Get Book Here

Book Description


Report of Special Study of Securities Markets of the Securities and Exchange Commission

Report of Special Study of Securities Markets of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1180

Get Book Here

Book Description


Accounting Guide: Brokers and Dealers in Securities 2017

Accounting Guide: Brokers and Dealers in Securities 2017 PDF Author: AICPA
Publisher: John Wiley & Sons
ISBN: 1945498331
Category : Business & Economics
Languages : en
Pages : 353

Get Book Here

Book Description
The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.

Reports and Documents

Reports and Documents PDF Author: United States. Congress
Publisher:
ISBN:
Category :
Languages : en
Pages : 1954

Get Book Here

Book Description


Report

Report PDF Author: United States. Securities and Exchange Commission. Special Study of Securities Markets
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1188

Get Book Here

Book Description


Hearings, Reports and Prints of the House Committee on Appropriations

Hearings, Reports and Prints of the House Committee on Appropriations PDF Author: United States. Congress. House. Committee on Appropriations
Publisher:
ISBN:
Category : Finance, Public
Languages : en
Pages : 944

Get Book Here

Book Description