Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees PDF Download
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Author:
Publisher: DIANE Publishing
ISBN: 1428976582
Category :
Languages : en
Pages : 44
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Book Description
Author:
Publisher: DIANE Publishing
ISBN: 1428976582
Category :
Languages : en
Pages : 44
Get Book
Book Description
Author:
Publisher: DIANE Publishing
ISBN: 1428975101
Category :
Languages : en
Pages : 44
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Book Description
Author: United States. Congress. House. Committee on Agriculture
Publisher:
ISBN:
Category : Agricultural laws and legislation
Languages : en
Pages : 216
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Book Description
Author:
Publisher: DIANE Publishing
ISBN: 1428943137
Category :
Languages : en
Pages : 51
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Book Description
Author: Joseph C. Goulden
Publisher: Truman Talley Books
ISBN: 1466883073
Category : Law
Languages : en
Pages : 549
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Book Description
In The Money Lawyers Joseph C. Goulden vividly describes how lawyering has become a money-driven business, not just a profession. It explores the lucrative world of class-action litigation, where plaintiff lawyers - "The Class-Action Club" - garner billions of dollars in damages and fees through suits against manufacturers of items such as breast implants, asbestos, and diet pills. Also featured are the new super-lawyer David Boies of IBM/Florida vote fame; the Washington, D.C., lawyer-lobbyist Tom Boggs; and the mess divorce of securities "strike-suit law" William Lerach of San Diego and Melvyn Weiss of New York. Additionally, the dark side of "white-shoe law" is detailed in an account of how a Wall Street firm cast out partners so that survivors could make more money, and the price the firm paid for its blatant disloyalty.
Author: United States. Congress. House. Committee on Agriculture
Publisher:
ISBN:
Category :
Languages : en
Pages : 338
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Book Description
Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Capital market
Languages : en
Pages : 128
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Book Description
Author: Lawrence D. Cluff
Publisher: DIANE Publishing
ISBN: 0788186701
Category :
Languages : en
Pages : 187
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Book Description
Author: Mary L. Schapiro
Publisher: DIANE Publishing
ISBN: 1437917666
Category : Law
Languages : en
Pages : 64
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Book Description
The SEC Div. of Enforcement (Enforcement) plays a key role in meeting the agency's mission to protect investors and maintain fair and orderly markets. In recent years, Enforcement has brought cases yielding record civil penalties, but questions have been raised about its capacity to manage its resources and fulfill its law enforcement and investor protection responsibilities. This report evaluates: (1) SEC's progress toward implementing previous recommendations; (2) the extent to which Enforcement has an appropriate mix of resources dedicated to achieving its objectives; and (3) the adoption, implementation, and effects of recent penalty policies. Includes recommendations. Charts and tables.
Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 936
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Book Description
