Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees

Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees PDF Author:
Publisher: DIANE Publishing
ISBN: 1428975101
Category :
Languages : en
Pages : 44

Get Book Here

Book Description

Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees

Money penalties securities and futures regulators collect many fines but need to better use industrywide data : report to congressional committees PDF Author:
Publisher: DIANE Publishing
ISBN: 1428975101
Category :
Languages : en
Pages : 44

Get Book Here

Book Description


Report on Activities During the ... Congress

Report on Activities During the ... Congress PDF Author: United States. Congress. House. Committee on Agriculture
Publisher:
ISBN:
Category : Agricultural laws and legislation
Languages : en
Pages : 216

Get Book Here

Book Description


SEC and CFTC fines followup collection programs are improving, but further steps are warranted.

SEC and CFTC fines followup collection programs are improving, but further steps are warranted. PDF Author:
Publisher: DIANE Publishing
ISBN: 1428943137
Category :
Languages : en
Pages : 51

Get Book Here

Book Description


SEC and CFTC

SEC and CFTC PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Fines (Penalties)
Languages : en
Pages : 46

Get Book Here

Book Description


The Money Lawyers

The Money Lawyers PDF Author: Joseph C. Goulden
Publisher: Truman Talley Books
ISBN: 1466883073
Category : Law
Languages : en
Pages : 549

Get Book Here

Book Description
In The Money Lawyers Joseph C. Goulden vividly describes how lawyering has become a money-driven business, not just a profession. It explores the lucrative world of class-action litigation, where plaintiff lawyers - "The Class-Action Club" - garner billions of dollars in damages and fees through suits against manufacturers of items such as breast implants, asbestos, and diet pills. Also featured are the new super-lawyer David Boies of IBM/Florida vote fame; the Washington, D.C., lawyer-lobbyist Tom Boggs; and the mess divorce of securities "strike-suit law" William Lerach of San Diego and Melvyn Weiss of New York. Additionally, the dark side of "white-shoe law" is detailed in an account of how a Wall Street firm cast out partners so that survivors could make more money, and the price the firm paid for its blatant disloyalty.

Legislative Calendar

Legislative Calendar PDF Author: United States. Congress. House. Committee on Agriculture
Publisher:
ISBN:
Category :
Languages : en
Pages : 338

Get Book Here

Book Description


Risk-Based Capital

Risk-Based Capital PDF Author: Lawrence D. Cluff
Publisher: DIANE Publishing
ISBN: 0788186701
Category :
Languages : en
Pages : 187

Get Book Here

Book Description


Joint Report on the Government Securities Market

Joint Report on the Government Securities Market PDF Author: United States. Department of the Treasury
Publisher: Treasury
ISBN:
Category : Business & Economics
Languages : en
Pages : 208

Get Book Here

Book Description


International Convergence of Capital Measurement and Capital Standards

International Convergence of Capital Measurement and Capital Standards PDF Author:
Publisher: Lulu.com
ISBN: 9291316695
Category : Bank capital
Languages : en
Pages : 294

Get Book Here

Book Description


OECD Reviews of Regulatory Reform Risk and Regulatory Policy Improving the Governance of Risk

OECD Reviews of Regulatory Reform Risk and Regulatory Policy Improving the Governance of Risk PDF Author: OECD
Publisher: OECD Publishing
ISBN: 926408293X
Category :
Languages : en
Pages : 251

Get Book Here

Book Description
This publication presents recent OECD papers on risk and regulatory policy. They offer measures for developing, or improving, coherent risk governance policies.