Law and Practice of Liability Management

Law and Practice of Liability Management PDF Author: Apostolos Ath. Gkoutzinis
Publisher: Cambridge University Press
ISBN: 1107729165
Category : Law
Languages : en
Pages : 323

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Book Description
Tender offers, exchange offers and consent solicitations in connection with debt securities are important instruments of corporate restructurings, corporate rescues, recapitalisations and other types of liability management of public and private companies. Although tender offers for shares, stocks and other equity securities are covered by a vast literature on public mergers, takeovers and acquisitions, the literature on liability management transactions for debt securities is scarce. Law and Practice of Liability Management rectifies this by providing a systematic treatise of the law relating to this significant aspect of the global capital market. It guides students and professionals through the complex legal and regulatory requirements applicable to these transactions, the increasing regulatory interest by the world's leading financial regulatory authorities, and recent innovations in the structuring, legal techniques and execution of the relevant transactions in international capital markets.

Liability of Asset Managers

Liability of Asset Managers PDF Author: Danny Busch
Publisher: OUP Oxford
ISBN: 0191630977
Category : Law
Languages : en
Pages : 3328

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Book Description
Given the international nature of the asset management industry, lawyers representing investors, asset managers, and regulators are often confronted with asset management agreements governed by foreign law. This book provides the necessary points of law and practice in the leading jurisdictions allowing lawyers to identify the main pitfalls concerning the foreign law in question. This book is the only comparative analysis of the law of asset manager liability in the major European jurisdictions, the United States, and Canada, each written by specialists from the relevant jurisdiction. This is a much-needed guide on the disparate regulation of asset manager liability in these countries highlighting the absence of uniformity in this area of law despite the implementation of MiFID in Europe. The section on European law provides an overview of the regulation in this field regionally and provides the context in which the national chapters explore the regulation at country level. The comparative evaluation at the end of the book provides a thoughtful assessment of the impact of regulatory frameworks on asset managers private law duties and liabilities. The Introduction situates the country-by-country material within the broader context of questions about regulatory design and effectiveness.

Bank Asset Liability Management Best Practice

Bank Asset Liability Management Best Practice PDF Author: Polina Bardaeva
Publisher: Walter de Gruyter GmbH & Co KG
ISBN: 311066660X
Category : Business & Economics
Languages : en
Pages : 162

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Book Description
As bankers incorporate more and more complicated and precise calculations and models, a solely mathematical approach will fail to confirm the viability of their business. This book explains how to combine ALM concepts with the emotional intelligence of managers in order to maintain the financial health of a bank, and quickly react to external environment challenges and banks’ microclimate changes. ALM embraces not only balance sheet targets setting, instruments and methodologies to achieve the targets, but also the correct and holistic understanding of processes that should be set up in a bank to prove its prudency and compliance with internal and external constraints, requirements and limitations and the ongoing continuity of its operations. Bank Asset Liability Management Best Practice delves into the philosophy of ALM, discusses the interrelation of processes inside the bank, and argues that every little change in one aspect of the bank processes has an impact on its other parts. The author discusses the changing role of ALM and its historical and current concepts, its strengths and weaknesses, and future threats and opportunities.

Environmental Aspects of Real Estate and Commercial Transactions

Environmental Aspects of Real Estate and Commercial Transactions PDF Author: Kevin R. Murray
Publisher:
ISBN: 9781641057998
Category : Law
Languages : en
Pages : 835

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Book Description
"This book is a guide to environmental laws and liability issues that arise in real estate and commercial transactions"--

The Handbook of Asset/Liability Management: State-of-Art Investment Strategies, Risk Controls and Regulatory Required

The Handbook of Asset/Liability Management: State-of-Art Investment Strategies, Risk Controls and Regulatory Required PDF Author: Frank Fabozzi
Publisher: McGraw-Hill
ISBN: 9781557388001
Category : Business & Economics
Languages : en
Pages : 0

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Book Description
Completely revised and updated, the Handbook of Assetiability Management helps you keep your protfolio in line and market risk under control. This reference includes; The benefits from risk management; Asset securitization; Measuring interest rate and yield curve risk; Using OAS to implement value at risk balance sheet management; Hedging with derivatives; Implementing controls for managing derivative positions.

The Law of Governance, Risk Management and Compliance

The Law of Governance, Risk Management and Compliance PDF Author: Geoffrey P. Miller
Publisher: Wolters Kluwer
ISBN: 1454846577
Category : Law
Languages : en
Pages : 950

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Book Description
The first casebook on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, also brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients. Features: Addresses issues of enormous and growing importance that are not covered by other law school casebooks. Presents numerous cutting edge issues in a rapidly growing body of law and practice. Covers a subject matter that is a major employment opportunity for law school graduates. Professors who adopt this book participate in a new and burgeoning field of academic study and legal practice. Covers general issues as well as specific fields of compliance and risk management. Includes two sets of case studies--one on cases where compliance programs broke down (e.g., Enron, WorldComm, and JP Global), and one on cases where risk management broke down (e.g., UBS and the financial crisis, and JPMorgan Chase and the London whale). Features fewer cases and a higher ratio of author-written text and materials drawn from regulatory publications than in typical law school casebooks. Authored by a professor who is also an independent director of a financial institution.

Risk Management

Risk Management PDF Author: Anthony E. Davis
Publisher: American Bar Association
ISBN: 9781590318539
Category : Law
Languages : en
Pages : 180

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Book Description
Risk Management: Survival Tools for Law Firms helps you to establish solid policies, procedures, and systems to minimize your firm's risk. This completely updated and revised edition provides a complete overview of risk management and offers a practical approach to evaluating the state of risk management within your firm.

How to Build and Manage a Personal Injury Practice

How to Build and Manage a Personal Injury Practice PDF Author: K. William Gibson
Publisher: American Bar Association
ISBN: 9781590316733
Category : Law
Languages : en
Pages : 206

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Book Description
This manual offers guidance on building and managing a personal injury practice. It highlights the tactics, technology and practical tools necessary for a profitable practice, including how to write a sound business plan, develop an accurate financial forecast, and minimize costs.

New York Limited Liability Companies and Partnerships

New York Limited Liability Companies and Partnerships PDF Author: Karon S. Walker
Publisher:
ISBN:
Category : Limited partnership
Languages : en
Pages : 0

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Book Description


Professional Liability and Risk Management

Professional Liability and Risk Management PDF Author: Bruce E. Bennett
Publisher: Amer Psychological Assn
ISBN: 9781557981011
Category : Psychology
Languages : en
Pages : 124

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Book Description
"In preparing this volume, we followed one guiding principle: the contents are confined to what practitioners need to know or should consider. There are three goals: (a) to provide a practical manual that demonstrates how the ethical principles within which a practitioner must operate can be applied in a real world; (b) to help practitioners understand how the laws governing practice work; and (c) to explain some of the basics of how the system that protects practitioners, including insurance, can work for practitioners. This book was designed to answer the questions about professional liability that are asked by all mental health practitioners, not just psychologists. This volume has five chapters, which fall into two sections. Part I (chapters 1 to 3) focuses on the practical meanings of malpractice, duty of care, ethics, the law, and liability insurance and how they interact. Chapter 1 provides a few examples of the types of suits brought against psychologists from all specialties. Chapter 2 discusses the real meaning of ethics and practice guidelines. Chapter 3 discusses the nature of professional liability and its relation to practice. Part II (chapters 4 and 5) provides suggestions about how practitioners can integrate safeguards into daily practice that will best accommodate the interests of clients and practitioners. These practical suggestions appear in chapter 4 in the form of focus lists. Next, chapter 5 explains the role and structure of professional liability insurance"--Introduction.