Gao-05-313 Mutual Fund Trading Abuses PDF Download
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Author: United States Government Accountability Office
Publisher: Createspace Independent Publishing Platform
ISBN: 9781984332301
Category :
Languages : en
Pages : 52
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Book Description
GAO-05-313 Mutual Fund Trading Abuses: Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
Author: United States Government Accountability Office
Publisher: Createspace Independent Publishing Platform
ISBN: 9781984332301
Category :
Languages : en
Pages : 52
Get Book Here
Book Description
GAO-05-313 Mutual Fund Trading Abuses: Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
Author:
Publisher: DIANE Publishing
ISBN: 1428931686
Category :
Languages : en
Pages : 52
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Book Description
Author: Richard J. Hillman
Publisher: DIANE Publishing
ISBN: 9780756748265
Category : Business & Economics
Languages : en
Pages : 54
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Book Description
Author: Richard J. Hillman (au)
Publisher: DIANE Publishing
ISBN: 9781422303887
Category : Business & Economics
Languages : en
Pages : 60
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Book Description
Author: United States. Congress. House. Committee on the Judiciary. Subcommittee on Commercial and Administrative Law
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 108
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Book Description
Author: Patrick S. Collins
Publisher: John Wiley & Sons
ISBN: 0470601965
Category : Business & Economics
Languages : en
Pages : 384
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Book Description
The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
Author:
Publisher: DIANE Publishing
ISBN: 1428931678
Category :
Languages : en
Pages : 45
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Book Description
Author: United States. Government Accountability Office
Publisher: DIANE Publishing
ISBN: 9781422397794
Category :
Languages : en
Pages : 42
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Book Description
Author: Nicole A. Baker
Publisher: American Bar Association
ISBN: 9781590317297
Category : Business & Economics
Languages : en
Pages : 774
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Book Description
This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 224
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Book Description
