Financial services in the trading system

Financial services in the trading system PDF Author: Eric Miller
Publisher: BID-INTAL
ISBN: 9507380833
Category : Financial institutions, International
Languages : en
Pages : 38

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Financial services in the trading system

Financial services in the trading system PDF Author: Eric Miller
Publisher: BID-INTAL
ISBN: 9507380833
Category : Financial institutions, International
Languages : en
Pages : 38

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Book Description


Operations in Financial Services

Operations in Financial Services PDF Author: Michael Pinedo
Publisher: Foundations and Trends in Technology, Information and Operations Management
ISBN: 9781680833362
Category : Bank management
Languages : en
Pages : 132

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Book Description
Operations in Financial Services establishes a framework for this research area from an operations management perspective. The first section presents an introduction and provides an overview of the topic. The second section establishes links between the current state of the art in relevant areas of operations management and operations research and three of the more important aspects of operations in financial services - (i) financial product design and testing, (ii) process delivery design, and (iii) process delivery management. The third section focuses on the current issues that are important in the financial services operations area. These issues center primarily on mobile online banking and trading in a global environment. The fourth section discusses operational risk aspects of financial services. The final section concludes with a discussion on research directions that may become of interest in the future.

Straight Through Processing for Financial Services

Straight Through Processing for Financial Services PDF Author: Ayesha Khanna
Publisher: Academic Press
ISBN: 0124664709
Category : Business & Economics
Languages : en
Pages : 244

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Book Description
As economic and regulatory pressures drive financial institutions to seek efficiency gains by improving the quality of their trading processes and systems, firms are devoting increasing amounts of capital to maintaining their competitive edge. Straight-Through Processing (STP), which automates every step in the trading system, is the most effective way for firms to remain competitive. According to the Securities Industry Association, the US securities industry will spend $8 billion to implement STP initiatives, and 99% percent of this investment will be made in systems internal to the firm. Straight-Through Processing for Financial Services: The Complete Guide provides the knowledge and tools required by operations managers and systems architects to develop and implement STP processing systems that streamline business processes to maintain competitiveness in the market. * Learn the tools and techniques for developing software systems and for streamlining business processes * Keep up to date and well informed in this highly regulated and ever changing market * Gain the knowledge and experience for a leading consultant in the field

Expert Trading Systems

Expert Trading Systems PDF Author: John R. Wolberg
Publisher: John Wiley & Sons
ISBN:
Category : Business & Economics
Languages : de
Pages : 264

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Book Description
With the proliferation of computer programs to predict market direction, professional traders and sophisticated individual investors have increasingly turned to mathematical modeling to develop predictive systems. Kernel regression is a popular data modeling technique that can yield useful results fast. Provides data modeling methodology used to develop trading systems. * Shows how to design, test, and measure the significance of results John R. Wolberg (Haifa, Israel) is professor of mechanical engineering at the Haifa Institute in Israel. He does research and consulting in data modeling in the financial services area.

Regulation of Trading Systems on Financial Markets

Regulation of Trading Systems on Financial Markets PDF Author: Jean-Baptiste Zufferey
Publisher: Springer
ISBN:
Category : Law
Languages : en
Pages : 360

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Book Description
Profound changes in the financial markets have caused many lawmakers to modernise their legislation. This work provides a fundamental analysis of the questions raised by the laws ruling trading systems. In doing so, it defines such terms as: stock exchange analogous system protection of investors protection of the market function It also offers answers to questions such as: What trading rules do the financial intermediaries (banks) have to observe? What objectives should be pursued by lawmakers? What role is to be left to competition? What should be left to self-regulation? This work takes both a critical and comparative approach, looking in particular at Anglo-Saxon, Continental, and European legislation. it provides a comparative analysis of each subject covered, including the advantages and disadvantages that exist in the diverse legal solutions envisaged, As well as the current state of the various controversies in the existing doctrine.

The Future of the European Post-Trading System

The Future of the European Post-Trading System PDF Author: Michael Chlistalla
Publisher: ibidem-Verlag / ibidem Press
ISBN: 3838261151
Category : Business & Economics
Languages : en
Pages : 142

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Book Description
The European post-trading system has changed significantly in the last years and is currently facing enormous challenges, e.g. due to the financial crisis, stricter regulation of financial markets, globalization, and the automation of securities processing. Until now, a systematic assessment of the European post-trading industry is missing in academic literature. Using the Delphi methodology, this study among 158 experts from different areas of the post-trading industry aims to develop a joint and coherent view of what the European post-trading system will look like in the future. It identifies measures for the improvement of the post-trading system and the most important issues concerning risk management and information technologies within this industry.

Open Doors

Open Doors PDF Author: Robert E. Litan
Publisher: Rowman & Littlefield
ISBN: 9780815798132
Category : Business & Economics
Languages : en
Pages : 452

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Book Description
A Brookings Institution Press, the World Bank, and the International Monetary Fund publication The extensive reforms and liberalization of financial services in emerging markets worldwide call for cutting-edge strategies to capture the benefits of new investment opportunities. In Open Doors, a volume of papers from the third annual Financial Markets and Development conference, multidisciplinary financial sector experts analyze current economic and political trends and prescribe practical advice to the financial development community. The book addresses the key issues of concern regarding the emerging markets, including the trends, motivations, and scope of FDI in finance; policy options that will best capture the opportunities of foreign entry; and the role of foreign institutions in e-finance innovation. The authors focus on specific topics such as foreign participation in emerging market banking systems and securities industries, WTO policies and enforcement, the role of foreign banks, liberalization of insurance markets, the need for capital markets, and the policy, regulatory, and legal issues associated with e-finance. For policymakers and financial practitioners affected by the WTO's Financial Services Agreement, this timely book should be of particular interest. Contributors include Donald Mathieson (International Money Fund), Pierre Sauvé (Trade Directorate, OECD), George J. Vojta (formerly with Bankers Trust and Citibank), Harold D. Skipper (J. Mack Robinson College of Business, Georgia State University), Benn Steil (Council on Foreign Relations), Morris Goldstein and Edward M. Graham (Institute for International Economics), Nicolas Lardy (Brookings Institution), Phillip Turner (Bank of International Settlements), and Robert Ledig (Fried, Frank, Shriver & Jacobson).

Financial Services Industry Issues

Financial Services Industry Issues PDF Author: United States. General Accounting Office
Publisher:
ISBN:
Category : Bank mergers
Languages : en
Pages : 28

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Book Description


Electronic and Algorithmic Trading Technology

Electronic and Algorithmic Trading Technology PDF Author: Kendall Kim
Publisher: Academic Press
ISBN: 0080548865
Category : Computers
Languages : en
Pages : 224

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Book Description
Electronic and algorithmic trading has become part of a mainstream response to buy-side traders’ need to move large blocks of shares with minimum market impact in today’s complex institutional trading environment. This book illustrates an overview of key providers in the marketplace. With electronic trading platforms becoming increasingly sophisticated, more cost effective measures handling larger order flow is becoming a reality. The higher reliance on electronic trading has had profound implications for vendors and users of information and trading products. Broker dealers providing solutions through their products are facing changes in their business models such as: relationships with sellside customers, relationships with buyside customers, the importance of broker neutrality, the role of direct market access, and the relationship with prime brokers. Electronic and Algorithmic Trading Technology: The Complete Guide is the ultimate guide to managers, institutional investors, broker dealers, and software vendors to better understand innovative technologies that can cut transaction costs, eliminate human error, boost trading efficiency and supplement productivity. As economic and regulatory pressures are driving financial institutions to seek efficiency gains by improving the quality of software systems, firms are devoting increasing amounts of financial and human capital to maintaining their competitive edge. This book is written to aid the management and development of IT systems for financial institutions. Although the book focuses on the securities industry, its solution framework can be applied to satisfy complex automation requirements within very different sectors of financial services – from payments and cash management, to insurance and securities. Electronic and Algorithmic Trading: The Complete Guide is geared toward all levels of technology, investment management and the financial service professionals responsible for developing and implementing cutting-edge technology. It outlines a complete framework for successfully building a software system that provides the functionalities required by the business model. It is revolutionary as the first guide to cover everything from the technologies to how to evaluate tools to best practices for IT management. First book to address the hot topic of how systems can be designed to maximize the benefits of program and algorithmic trading Outlines a complete framework for developing a software system that meets the needs of the firm's business model Provides a robust system for making the build vs. buy decision based on business requirements

Recommendations by the President's Working Group on Financial Markets

Recommendations by the President's Working Group on Financial Markets PDF Author: United States. Congress. House. Committee on Banking and Financial Services
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 308

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Book Description