Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 249
Book Description
"MAS is now consulting on the draft legislation to amend the SFA and FAA to effect the policy positions set out in the two consultation papers and MAS' response to feedback from the industry. The draft legislation also incorporates proposed amendments to enhance and refine our supervisory framework. The relevant legislative drafts are: (i) the Draft Securities and Futures (Amendment) Bill 2012; and (ii) the Draft Financial Advisers (Amendment) Bill 2012"--Preface.
Consultation Paper on Proposed Amendments to the Securities and Futures Act and Financial Advisers Act
Consultation Paper on Proposed Amendments to the Securities and Futures Act on Regulation of Financial Benchmarks
Author:
Publisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 90
Book Description
"On 14 June 2013, MAS issued a Consultation Paper setting out the proposed regulatory framework for financial benchmarks. The regulatory framework is aimed at safeguarding the credibility and reliability of financial benchmarks in Singapore. Key elements of the proposed framework were (i) to introduce criminal and civil sanctions under the Securities and Futures Act (SFA) to deter and penalise benchmark manipulation; and (ii) to subject the benchmark setting activities for key financial benchmarks designated by MAS to regulation."--Preface.
Publisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 90
Book Description
"On 14 June 2013, MAS issued a Consultation Paper setting out the proposed regulatory framework for financial benchmarks. The regulatory framework is aimed at safeguarding the credibility and reliability of financial benchmarks in Singapore. Key elements of the proposed framework were (i) to introduce criminal and civil sanctions under the Securities and Futures Act (SFA) to deter and penalise benchmark manipulation; and (ii) to subject the benchmark setting activities for key financial benchmarks designated by MAS to regulation."--Preface.
Consultation Paper 1 on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives
Author:
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 9
Book Description
Publisher:
ISBN:
Category : Clearing of securities
Languages : en
Pages : 9
Book Description
Consultation Papers on Proposed Securities and Futures Act and Financial Advisers Act
Author:
Publisher:
ISBN:
Category : Financial futures
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Financial futures
Languages : en
Pages :
Book Description
A Consultation Paper on Proposed Amendments to the Securities and Futures (stock Market Listing) Rules
Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN: 9789628835041
Category : Securities
Languages : en
Pages : 157
Book Description
Publisher:
ISBN: 9789628835041
Category : Securities
Languages : en
Pages : 157
Book Description
Consultation Paper on Proposed Amendments to Schedule 5 to the Securities and Futures Ordinance
Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 13
Book Description
Publisher:
ISBN:
Category : Investment advisors
Languages : en
Pages : 13
Book Description
Consultation Paper on Proposed Amendments to the Securities (Disclosure of Interests) Ordinance
Author: Securities and Futures Commission (Hong Kong, China)
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages :
Book Description
A Consultation Paper on Proposed Amendments to the Securities and Futures (Contracts Limits and Reportable Positions) Rules and Proposed Corresponding Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements
Author:
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 34
Book Description
Publisher:
ISBN:
Category : Disclosure of information
Languages : en
Pages : 34
Book Description
Consultation Paper on a Proposed Amendment to the Securities and Futures (Price Stabilizing) Rules in Relation to Recognition of Overseas Rules
Author: Securities & Futures Commission (Hong Kong)
Publisher:
ISBN:
Category : Futures
Languages : en
Pages : 6
Book Description
Publisher:
ISBN:
Category : Futures
Languages : en
Pages : 6
Book Description
Consultation Paper on Draft Regulations Pursuant to the Securities and Futures Act for Reporting of Derivatives Contracts
Author:
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 10
Book Description
Publisher:
ISBN:
Category : Derivative securities
Languages : en
Pages : 10
Book Description