Concentration Limits on Large Financial Companies (Us Federal Reserve System Regulation) (Frs) (2018 Edition) PDF Download
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Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727775563
Category :
Languages : en
Pages : 44
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Book Description
Concentration Limits on Large Financial Companies (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Concentration Limits on Large Financial Companies (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board is adopting a final rule (Regulation XX) to implement section 622 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (amending the Bank Holding Company Act to add a new section 14). Section 622 establishes a financial sector concentration limit that generally prohibits a financial company from merging or consolidating with, or acquiring, another company if the resulting company's liabilities upon consummation would exceed 10 percent of the aggregate liabilities of all financial companies. In addition, the final rule establishes reporting requirements for financial companies that do not otherwise report consolidated financial information to the Board or other appropriate Federal banking agency to implement section 14 of the Bank Holding Company Act. This book contains: - The complete text of the Concentration Limits on Large Financial Companies (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727775563
Category :
Languages : en
Pages : 44
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Book Description
Concentration Limits on Large Financial Companies (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Concentration Limits on Large Financial Companies (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board is adopting a final rule (Regulation XX) to implement section 622 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (amending the Bank Holding Company Act to add a new section 14). Section 622 establishes a financial sector concentration limit that generally prohibits a financial company from merging or consolidating with, or acquiring, another company if the resulting company's liabilities upon consummation would exceed 10 percent of the aggregate liabilities of all financial companies. In addition, the final rule establishes reporting requirements for financial companies that do not otherwise report consolidated financial information to the Board or other appropriate Federal banking agency to implement section 14 of the Bank Holding Company Act. This book contains: - The complete text of the Concentration Limits on Large Financial Companies (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727876949
Category :
Languages : en
Pages : 42
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Book Description
Resolution Plans Required (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Resolution Plans Required (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board and the Corporation (together the "Agencies") are adopting this final rule to implement the requirement in a section of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") regarding resolution plans. The Dodd-Frank Act section requires each nonbank financial company designated by the Financial Stability Oversight Council (the "Council") for enhanced supervision by the Board and each bank holding company with assets of $50 billion or more to report periodically to the Board, the Corporation, and the Council the plan of such company for rapid and orderly resolution in the event of material financial distress or failure. This book contains: - The complete text of the Resolution Plans Required (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727866995
Category :
Languages : en
Pages : 614
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Book Description
Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund. This book contains: - The complete text of the Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727866421
Category :
Languages : en
Pages : 36
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Book Description
One-Year Post-Employment Restrictions for Senior Examiners (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the One-Year Post-Employment Restrictions for Senior Examiners (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC and OTS (the Agencies) have jointly adopted final rules to implement section 6303(b) of the Intelligence Reform and Terrorism Prevention Act of 2004 (Intelligence Reform Act), which imposes post-employment restrictions on senior examiners of depository institutions and depository institution holding companies. Under section 6303(b), and the Agencies' final implementing rules, a senior examiner employed by an Agency or a Federal Reserve Bank (Reserve Bank) may not knowingly accept compensation as an employee, officer, director, or consultant from certain depository institutions or depository institution holding companies he or she examined, or from certain related entities, for one year after the examiner leaves the employment or service of the Agency or Reserve Bank. If an examiner violates the one-year restriction, the statute requires the appropriate Federal banking agency to seek an order of removal and prohibition, a civil money penalty of up to $250,000, or both. Section 10(k) will become effective on December 17, 2005. This book contains: - The complete text of the One-Year Post-Employment Restrictions for Senior Examiners (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727775600
Category :
Languages : en
Pages : 34
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Book Description
Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board is adopting a final rule to implement the conformance period during which banking entities and nonbank financial companies supervised by the Board must bring their activities and investments into compliance with the prohibitions and restrictions on proprietary trading and relationships with hedge funds and private equity funds imposed by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Section 619 is commonly referred to as the "Volcker Rule." The final rule is similar to the proposal issued for comment in November 2010. The Board, however, has incorporated a number of changes to the final rule to address issues raised by public commenters, to reduce potential regulatory burdens, and to clarify application of the rule. This book contains: - The complete text of the Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727866766
Category :
Languages : en
Pages : 26
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Book Description
Policy Statements - Framework for Implementing the U.S. Basel III Countercyclical Capital Buffer (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Policy Statements - Framework for Implementing the U.S. Basel III Countercyclical Capital Buffer (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board of Governors of the Federal Reserve System (Board) is adopting a final policy statement (Policy Statement) describing the framework that the Board will follow under its Regulation Q in setting the amount of the U.S. countercyclical capital buffer for advanced approaches bank holding companies, savings and loan holding companies, and state member banks. This book contains: - The complete text of the Policy Statements - Framework for Implementing the U.S. Basel III Countercyclical Capital Buffer (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727791075
Category :
Languages : en
Pages : 44
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Book Description
Financial Market Utilities (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Financial Market Utilities (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board is publishing a final rule, Regulation HH, Designated Financial Market Utilities. This rule implements provisions of sections 805(a) and 806(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Act"), including risk-management standards for financial market utilities ("FMUs") that are designated as systemically important by the Financial Stability Oversight Council (the "Council") and standards for determining when a designated FMU is required to provide advance notice of proposed changes to its rules, procedures, or operations that could materially affect the nature or level of risks presented by the designated FMU. This book contains: - The complete text of the Financial Market Utilities (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781727888270
Category :
Languages : en
Pages : 194
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Book Description
Unfair or Deceptive Acts or Practices (US Federal Reserve System Regulation) (FRS) (2018 Edition) The Law Library presents the complete text of the Unfair or Deceptive Acts or Practices (US Federal Reserve System Regulation) (FRS) (2018 Edition). Updated as of May 29, 2018 The Board, OTS, and NCUA (collectively, the Agencies) are exercising their authority under section 5(a) of the Federal Trade Commission Act to prohibit unfair or deceptive acts or practices. The final rule prohibits institutions from engaging in certain acts or practices in connection with consumer credit card accounts. The final rule relates to other Board rules under the Truth in Lending Act, which are published elsewhere in today's Federal Register. Because the Board has proposed new rules regarding overdraft services for deposit accounts under the Electronic Fund Transfer Act elsewhere in today's Federal Register, the Agencies are not taking action on overdraft services at this time. A secondary basis for OTS's rule is the Home Owners' Loan Act. This book contains: - The complete text of the Unfair or Deceptive Acts or Practices (US Federal Reserve System Regulation) (FRS) (2018 Edition) - A table of contents with the page number of each section
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
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Book Description
Author: United States
Publisher:
ISBN:
Category : Community development
Languages : en
Pages : 136
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Book Description
