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Author: Benjamin van Rooij
Publisher: Cambridge University Press
ISBN: 1108754139
Category : Law
Languages : en
Pages : 1559
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Book Description
Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.
Author: Benjamin van Rooij
Publisher: Cambridge University Press
ISBN: 1108754139
Category : Law
Languages : en
Pages : 1559
Get Book Here
Book Description
Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.
Author: Heru Susanto
Publisher: CRC Press
ISBN: 1351867806
Category : Computers
Languages : en
Pages : 282
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Book Description
This new volume, Information Security Management Systems: A Novel Framework and Software as a Tool for Compliance with Information Security Standard, looks at information security management system standards, risk management associated with information security, and information security awareness within an organization. The authors aim to improve the overall ability of organizations to participate, forecast, and actively assess their information security circumstances. It is important to note that securing and keeping information from parties who do not have authorization to access such information is an extremely important issue. To address this issue, it is essential for an organization to implement an ISMS standard such as ISO 27001 to address the issue comprehensively. The authors of this new volume have constructed a novel security framework (ISF) and subsequently used this framework to develop software called Integrated Solution Modeling (ISM), a semi-automated system that will greatly help organizations comply with ISO 27001 faster and cheaper than other existing methods. In addition, ISM does not only help organizations to assess their information security compliance with ISO 27001, but it can also be used as a monitoring tool, helping organizations monitor the security statuses of their information resources as well as monitor potential threats. ISM is developed to provide solutions to solve obstacles, difficulties, and expected challenges associated with literacy and governance of ISO 27001. It also functions to assess the RISC level of organizations towards compliance with ISO 27001. The information provide here will act as blueprints for managing information security within business organizations. It will allow users to compare and benchmark their own processes and practices against these results shown and come up with new, critical insights to aid them in information security standard (ISO 27001) adoption.
Author: Christine Parker
Publisher:
ISBN:
Category :
Languages : en
Pages : 0
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Book Description
Since the 1970s a number of influential regulatory scholars have suggested that it ought to be possible to empirically identify internal management structures, decision making processes, employee training and other practices that can effectively prevent misconduct in corporations. Moreover, it has been suggested that it should be possible to design government or voluntary regulatory programs that would force or encourage corporations to self-regulate by putting in place these corporate compliance management systems. In this contribution to the edited collection, Explaining Compliance (Parker and Nielsen eds), we briefly describe the main empirical research questions regarding corporate compliance management systems that scholarly regulation literature attempts to answer. These questions concern the extent to which corporations actually do implement compliance systems, why they do so, and what impact, if any, these systems have on compliance behavior. We suggest that in order to answer these questions, it is useful to use the generic sociological concepts of structure, culture and agency. That is, it is important to study the interaction between the adoption of formal systems for compliance management (one component of structure), the perceptions, motivations and strategies of individuals within the corporation in relation to compliance (agency), and the local norms and habituated practices (culture or cultures) that mediate between corporate structures and individual agency. We summarise our own qualitative in depth interview studies of large organizations' implementation of compliance management systems and other empirical literature on corporate compliance management systems to show how structure and agency interact through culture at three nodes: top management decisions to implement a compliance system; the compliance strategies of specialised compliance managers; and, the ways in which compliance systems are communicated to and experienced by individual employees. The paper concludes by summarizing a preliminary attempt to more systematically identify and test structure, agency and culture in compliance system implementation, and their effects.
Author: Alexander Dill
Publisher: Taylor & Francis
ISBN: 1000702731
Category : Law
Languages : en
Pages : 327
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Book Description
Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.
Author:
Publisher:
ISBN:
Category : Compliance
Languages : en
Pages : 28
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Book Description
Author: David A. Vogel
Publisher: Artech House
ISBN: 1596934239
Category : Medical
Languages : en
Pages : 445
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Book Description
HereOCOs the first book written specifically to help medical device and software engineers, QA and compliance professionals, and corporate business managers better understand and implement critical verification and validation processes for medical device software.Offering you a much broader, higher-level picture than other books in this field, this book helps you think critically about software validation -- to build confidence in your softwareOCOs safety and effectiveness. The book presents validation activities for each phase of the development lifecycle and shows: why these activities are important and add value; how to undertake them; and what outputs need to be created to document the validation process.From software embedded within medical devices, to software that performs as a medical device itself, this comprehensive book explains how properly handled validation throughout the development lifecycle can help bring medical devices to completion sooner, at higher quality, in compliance with regulations."
Author: United States Government Accountability Office
Publisher: Lulu.com
ISBN: 0359541828
Category : Reference
Languages : en
Pages : 88
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Book Description
Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers' Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
Author: Stefan Geissdoerfer
Publisher: GRIN Verlag
ISBN: 366839976X
Category : Business & Economics
Languages : en
Pages : 119
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Book Description
Master's Thesis from the year 2014 in the subject Business economics - Business Management, Corporate Governance, grade: 2, Donau-Universität Krems (Department for economic- and management sciences), language: English, abstract: This Master Thesis deals with the impact of change management practices on the implementation or revision of compliance management systems in companies. The main target of the Master Thesis is, to elaborate on the question: “which implications does the definition of Compliance management as a change management process have”? Derived from that, the Compliance Management Systems of four selected companies have been reviewed. The Master Thesis also includes a theoretical part in which the basics of the topic have been evaluated. To answer the research question, an online survey with Compliance employees of the selected companies and other companies has been conducted.
Author: S.H. Solms
Publisher: Springer Science & Business Media
ISBN: 0387799842
Category : Business & Economics
Languages : en
Pages : 141
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Book Description
IT Security governance is becoming an increasingly important issue for all levels of a company. IT systems are continuously exposed to a wide range of threats, which can result in huge risks that threaten to compromise the confidentiality, integrity, and availability of information. This book will be of use to those studying information security, as well as those in industry.
Author: United States. Office of the Comptroller of the Currency
Publisher:
ISBN:
Category : National banks (U.S.)
Languages : en
Pages : 21
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Book Description
