Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (Citigroup)

Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (Citigroup) PDF Author:
Publisher: DIANE Publishing
ISBN: 1457807637
Category :
Languages : en
Pages : 20

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Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (UBS)

Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.: Securities and Exchange Commission Litigation Complaint (UBS) PDF Author:
Publisher: DIANE Publishing
ISBN: 1457807629
Category :
Languages : en
Pages : 20

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Citigroup Inc.: Securities and Exchange Commission Litigation Complaint

Citigroup Inc.: Securities and Exchange Commission Litigation Complaint PDF Author:
Publisher: DIANE Publishing
ISBN: 1457811332
Category :
Languages : en
Pages : 25

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Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity

Auction Rate Securities Settlements With Citigroup And UBS To Provide $30 Billion In Liquidity PDF Author: Backgroundnow.com Staff
Publisher: www.BackgroundNow.com
ISBN: 1440493537
Category :
Languages : en
Pages : 40

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Book Description
The SEC finalized settlements December-11 with Citigroup Global Markets, Inc. and UBS Securities LLC and UBS Financial Services, Inc. that will provide nearly $30 billion to customers who invested in auction rate securities before the market for those securities froze in February.

UBS AG: Securities and Exchange Commission Litigation Complaint

UBS AG: Securities and Exchange Commission Litigation Complaint PDF Author:
Publisher: DIANE Publishing
ISBN: 1457808005
Category :
Languages : en
Pages : 11

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SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1128

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Resisting Corporate Corruption

Resisting Corporate Corruption PDF Author: Stephen V. Arbogast
Publisher: John Wiley & Sons
ISBN: 1118659074
Category : Business & Economics
Languages : en
Pages : 390

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Book Description
Taking a unique approach to business ethics unlike the typical focus on conceptual/legal frameworks, this book features 25 case studies that cover a full range of business practices, controls, and ethics issues. The new edition is fully updated with new case studies from the recent financial crisis, comparing it with Enron's crossing of various ethical lines. Interpretive essays explore financial control systems and lessons learned from specific case studies and circumstances. Readers will find a practical toolkit they can use to identify ethics issues and tackle problems effectively within corporations.

Justin M. Paperny: Securities and Exchange Commission Litigation Complaint

Justin M. Paperny: Securities and Exchange Commission Litigation Complaint PDF Author:
Publisher: DIANE Publishing
ISBN: 1457805898
Category :
Languages : en
Pages : 14

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Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc.: Securities and Exchange Commission Litigation Complaint (Deutsche Bank)

Banc of America Investment Services, Inc.; RBC Capital Markets Corporation; and Deutsche Bank Securities Inc.: Securities and Exchange Commission Litigation Complaint (Deutsche Bank) PDF Author:
Publisher: DIANE Publishing
ISBN: 1457808900
Category :
Languages : en
Pages : 16

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American International Group, Inc.: Securities and Exchange Commission Litigation Complaint

American International Group, Inc.: Securities and Exchange Commission Litigation Complaint PDF Author:
Publisher: DIANE Publishing
ISBN: 1457802422
Category :
Languages : en
Pages : 29

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