Investment Company Act Release

Investment Company Act Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974

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Swing Pricing and Fragility in Open-end Mutual Funds

Swing Pricing and Fragility in Open-end Mutual Funds PDF Author: Dunhong Jin
Publisher: International Monetary Fund
ISBN: 1513519492
Category : Business & Economics
Languages : en
Pages : 46

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Book Description
How to prevent runs on open-end mutual funds? In recent years, markets have observed an innovation that changed the way open-end funds are priced. Alternative pricing rules (known as swing pricing) adjust funds’ net asset values to pass on funds’ trading costs to transacting shareholders. Using unique data on investor transactions in U.K. corporate bond funds, we show that swing pricing eliminates the first-mover advantage arising from the traditional pricing rule and significantly reduces redemptions during stress periods. The positive impact of alternative pricing rules on fund flows reverses in calm periods when costs associated with higher tracking error dominate the pricing effect.

Securities Market Issues for the 21st Century

Securities Market Issues for the 21st Century PDF Author: Merritt B. Fox
Publisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476

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Book Description


The Great Mutual Fund Trap

The Great Mutual Fund Trap PDF Author: Gregory Arthur Baer
Publisher: Broadway
ISBN: 9780767910712
Category : Business & Economics
Languages : en
Pages : 335

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Book Description
Drawing on years of experience, two financial experts warn investors of the potential financial hazards of mutual funds, discussing the hidden costs of such funds, providing realistic insights into how such funds operate, and offering helpful advice on how to protect one's investments.

The Savvy Investor’s Guide to Building Wealth Through Alternative Investments

The Savvy Investor’s Guide to Building Wealth Through Alternative Investments PDF Author: H. Kent Baker
Publisher: Emerald Group Publishing
ISBN: 1801171378
Category : Business & Economics
Languages : en
Pages : 115

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Book Description
The Savvy Investor's Guide to Building Wealth Through Alternative Investments is written for investors familiar with traditional investments but with limited knowledge of alternative assets and strategies. This book attempts to remove some of the mystery surrounding these investments.

ETFs and Systemic Risks

ETFs and Systemic Risks PDF Author: Ayan Bhattacharya
Publisher: CFA Institute Research Foundation
ISBN: 1944960929
Category : Business & Economics
Languages : en
Pages : 41

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Book Description
Exchange-traded funds (ETFs) revolutionized asset markets by using an innovative structure to make investing in a wide variety of asset classes simpler and cheaper. With their growing importance has come increasing concern that these products pose new risks to market stability and performance. This paper examines whether ETFs affect systemic risks in financial markets and, if they do, what the mechanism is by which this impact occurs and what can be done to keep the risks under control. We review current research and empirical evidence on these issues and discuss some emerging risks in ETFs. We ask whether we have the right “rules of the road” to deal with the new drivers of market behavior.

5500 Preparer's Manual for 2021 Plan Years

5500 Preparer's Manual for 2021 Plan Years PDF Author: Fisher, Andersen
Publisher: Wolters Kluwer Law & Business
ISBN: 1543856012
Category :
Languages : en
Pages : 1226

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Book Description


Understanding Exchange-Traded Funds

Understanding Exchange-Traded Funds PDF Author: Archie Richards
Publisher: McGraw Hill Professional
ISBN: 0071509534
Category : Business & Economics
Languages : en
Pages : 290

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Book Description
Discover How Investing in Exchange-Traded Funds Can Help You Build a Winning Financial Portfolio "Archie Richards delivers the nuts and bolts of ETFs---and much more that the investor needs to know." Gary L. Gastineau, early developer of exchange-traded funds, Managing Director of ETF Consultants, LLC "ETFs are not a form of extraterrestrial, but they do remain a mystery to many. We should be grateful to Archie Richards for explaining everything about them and also offering mush useful advice. This is a timely and terrific book on one of today's hottest investment topics." Hunter Lewis, Co-founder, Cambridge Associates, LLC "Understanding exchange-Traded Funds is a no-nonsense approach to setting financial priorities, and a crash course on the basics of investing. Archie's description of various investments gives the information you need to become a wise investor." Steve and Annette Economides, Authors of America's Cheapest Family Gets You Right on the Money “Archie Richards is the go-to guru for ETFs, and Understanding Exchange-Traded Funds simply cements that reputation. If you're dipping your toe into the ETF waters for the first time, now you can jump right in instead. Understanding Exchange-Traded Funds is the investment life preserver you've been waiting for, and Archie Richards is the guy you want guiding you through the strokes.” Angele McQuade, author of Investment Clubs for Dummies and book reviewer for Better Investing magazine Turn to Understanding Exchange-Traded Funds for a quick, accessible overview of ETFs_the hottest and most significant investment tool of recent years. This expert guide explains why exchange-traded funds are important and why they work so well, highlighting the advantages of ETFs over traditional mutual funds and discussing all the new types of ETFs. Keeping complex mathematics to a minimum, Understanding Exchange Traded Funds thoroughly covers: The key elements of ETFs: costs, redemption, the three basic categories, tax consequences, and more How to use ETFs for asset allocation or retirement accounts How and where to buy ETFs The ETFs offered by Barclays, Vanguard, State Street, and other companies Avoiding common ETF mistakes and misconceptions

Introduction to Investment Management

Introduction to Investment Management PDF Author: C. Ronald Sprecher
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 508

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Book Description


Regulation of Investment Companies

Regulation of Investment Companies PDF Author: Thomas P. Lemke
Publisher:
ISBN: 9780820520056
Category : Law
Languages : en
Pages :

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Book Description
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).