Report of the Securities and Exchange Commission on Questionable and Illegal Corporate Payments and Practices, Submitted to the Committee on Banking, Housing and Urban Affairs, United States Senate

Report of the Securities and Exchange Commission on Questionable and Illegal Corporate Payments and Practices, Submitted to the Committee on Banking, Housing and Urban Affairs, United States Senate PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 142

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Corporate Finance and the Securities Laws

Corporate Finance and the Securities Laws PDF Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154

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The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more

Annual Report of the Federal Deposit Insurance Corporation for the Year Ending ...

Annual Report of the Federal Deposit Insurance Corporation for the Year Ending ... PDF Author: Federal Deposit Insurance Corporation
Publisher:
ISBN:
Category : Banks and banking
Languages : en
Pages : 594

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Banking Law and Regulation, 2nd Edition

Banking Law and Regulation, 2nd Edition PDF Author: Malloy
Publisher: Wolters Kluwer
ISBN: 154380845X
Category : Labor laws and legislation
Languages : en
Pages : 4424

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Book Description
Employment Law Update, 2019 Edition analyzes recent developments in case law of interest to employment law practitioners representing plaintiffs, defendants, and labor unions and comprehensively covers recent developments in the rapidly changing employment and labor law field. Comprised of ten chapters - each written by an expert in employment law - this updated edition provides timely, incisive analysis of critical issues. Employment Law Update, 2019 Edition provides, where appropriate, checklists, forms, and guidance on strategic considerations for litigation and other forms of dispute resolution. Some of the new material discussed in this 2019 Edition includes: How the U.S. Department of Labor enforces federal whistleblower statutes Recent case law circumscribing arbitration, which can, potentially, deprive non-union workers of fundamental statutory and constitutional rights Recent German embrace of minimum wage law Efforts by legislatures, administrative agencies, courts, and public interest groups to transform the "soft law" of the U.N. Guiding Principles on Business and Human Rights into "hard law" binding multinational corporations Special problems relating to aviation personnel who blow the whistle Protection for disabled veterans under the ADA and the USERRA Evolving framework for enforcing the rights of the LGBT population Transnational labor law applicable to expatriates Application of multinational firms' codes of conduct across national borders Application of differing systems of employee rights and obligations to floating employees Previous Edition: Employment Law Update, 2018 Edition ISBN 9781454898931

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Banking Law and Regulation

Banking Law and Regulation PDF Author: Malloy
Publisher: Aspen Publishers Online
ISBN: 1454801077
Category : Bank holding companies
Languages : en
Pages : 4496

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Riegle Community Development and Regulatory Improvement Act of 1994

Riegle Community Development and Regulatory Improvement Act of 1994 PDF Author: United States
Publisher:
ISBN:
Category : Community development
Languages : en
Pages : 136

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Securities Activities of Commercial Banks

Securities Activities of Commercial Banks PDF Author: Arnold W. Sametz
Publisher: Free Press
ISBN:
Category : Business & Economics
Languages : en
Pages : 216

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Federal Securities Code

Federal Securities Code PDF Author: American Law Institute
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Annual Report of the SEC.

Annual Report of the SEC. PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Holding companies
Languages : en
Pages : 674

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