An Introduction to the SEC

An Introduction to the SEC PDF Author: K. Fred Skousen
Publisher: Thomson South-Western
ISBN:
Category : Securities
Languages : en
Pages : 196

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An Introduction to Corporate Governance and the SEC

An Introduction to Corporate Governance and the SEC PDF Author: K. Fred Skousen
Publisher: Thomson South-Western
ISBN: 9780324226980
Category : Corporate governance
Languages : en
Pages : 0

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Book Description
Recent traumatic events in the financial markets, such as the fall of Enron, World Com, and Arthur Andersen, have led to an increased emphasis on corporate governance and on the regulatory bodies overseeing the capital markets and the financial professions. AN INTRODUCTION TO CORPORATE GOVERNACE AND THE SEC help you understand the fundamentals of corporate governance and the critical role the SEC plays in the corporate governance process, overseeing the financial reporting of public companies.

The SEC Primer

The SEC Primer PDF Author: American Bar Association. Section of Business Law
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 182

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The SEC Primer

The SEC Primer PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 248

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SEC

SEC PDF Author: Secondary Examinations Council
Publisher:
ISBN:
Category :
Languages : en
Pages :

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Securities Exchange Act of 1934 Release

Securities Exchange Act of 1934 Release PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 868

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The SEC Primer

The SEC Primer PDF Author: Ettore A. Santucci
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 316

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Introduction to Financial Services

Introduction to Financial Services PDF Author: Gary W. Shorter
Publisher:
ISBN:
Category : Financial services industry
Languages : en
Pages : 2

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The Transformation of Wall Street

The Transformation of Wall Street PDF Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
ISBN:
Category : Corporations
Languages : en
Pages : 968

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Book Description
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

Advanced Introduction to U.S. Federal Securities Law

Advanced Introduction to U.S. Federal Securities Law PDF Author: Hazen, Thomas L.
Publisher: Edward Elgar Publishing
ISBN: 1802206256
Category : Law
Languages : en
Pages : 192

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Book Description
Answering the key question of whether there is an obligation for States to define and enact sound climate policies in order to avoid the impacts of global warming, this timely book provides expert analysis on recent global climate cases, assessing not only the plaintiffs’ claims but also the legal reasoning put forward by the courts.