The Law of Securities, Commodities and Bank Accounts PDF Download
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Author: Marek Dubovec
Publisher: Edward Elgar Publishing
ISBN: 1782549021
Category : Business & Economics
Languages : en
Pages : 251
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Book Description
The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Author: Marek Dubovec
Publisher: Edward Elgar Publishing
ISBN: 1782549021
Category : Business & Economics
Languages : en
Pages : 251
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Book Description
The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Author:
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 280
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Book Description
Author: CCH Incorporated
Publisher:
ISBN: 9780808004325
Category : Banking law
Languages : en
Pages : 260
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Book Description
Author:
Publisher:
ISBN:
Category : Commodity exchanges
Languages : en
Pages : 206
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Book Description
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 856
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Book Description
Author: Gary E. Kalbaugh
Publisher:
ISBN: 9781531004156
Category :
Languages : en
Pages : 698
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Book Description
Author: Edward F. Greene
Publisher: Aspen Publishers
ISBN: 9781454887379
Category : Banks and banking, Foreign
Languages : en
Pages : 3164
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Book Description
Dramatic changes in U.S. law have increased the need to understand the complex regulation of today's global capital and derivatives markets. U.S. Regulation of the International Securities and Derivatives Markets is the first truly comprehensive guide in this dynamic regulatory arena. This completely updated Twelfth Edition was authored by a team of attorneys at Cleary Gottlieb Steen & Hamilton LLP, one of the foremost law firms in international finance. U.S. Regulation of the International Securities and Derivatives Markets provides thoroughly up-to-date coverage of the SEC Securities Offering Reform rules, the impact of the Dodd-Frank Act and the Sarbanes-Oxley Act on public companies in the United States, and much more. Advising clients on cross-border securities transactions means dealing with a tangle of complex rules and requirements. This comprehensive reference explains in detail virtually everything your clients might want to know, including: The U.S. securities and commodities laws pertaining to foreign participants and financial products entering U.S. capital markets, and U.S. securities in international markets, including a comprehensive discussion of the requirements imposed by the Sarbanes-Oxley Act and the regulatory framework established by the Dodd-Frank Act. The rules and regulations affecting each participant, including foreign banks, broker-dealers, investment companies and advisers, futures commission merchants, commodity pool operators, commodity trading advisors, and others The rules and requirements behind different cross-border transactions, including private placements and Rule 144A, ADR programs, the U.S./Canadian MJDS, global offerings, and more The principal European Union measures governing securities offerings and ongoing reporting in the European Union Many additional regulatory issues, including enforcement and remedies, recent case interpretations, FINRA and other SRO rules, and much more U.S. Regulation of the International Securities and Derivatives Markets, Twelfth Edition is by far the most comprehensive reference of its kind. This is the only desk reference covering all U.S. laws and regulations affecting international securities offerings and foreign participants in U.S. capital markets. It explains dozens of topics that simply cannot be found in any other published source--saving you valuable research time, you'll have all the detailed information you need to guide clients through this dramatic new financial era.
Author: Thomas Lee Hazen
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 794
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Book Description
Author: Charles Hood Mills
Publisher:
ISBN:
Category : Corporation law
Languages : en
Pages : 458
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Book Description
Author: James M. Bartos
Publisher: Springer
ISBN:
Category : Business & Economics
Languages : en
Pages : 192
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Book Description
