Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) PDF Download
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Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721623501
Category :
Languages : en
Pages : 72
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Book Description
Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to further implement the Commodity Exchange Act ("CEA" or "Act") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721623501
Category :
Languages : en
Pages : 72
Get Book
Book Description
Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to further implement the Commodity Exchange Act ("CEA" or "Act") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721623648
Category :
Languages : en
Pages : 114
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Book Description
Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final regulations relating to swap data reporting in connection with cleared swaps for swap data repositories ("SDRs"), derivatives clearing organizations ("DCOs"), designated contract markets ("DCMs"), swap execution facilities ("SEFs"), swap dealers ("SDs"), major swap participants ("MSPs"), and swap counterparties who are neither SDs nor MSPs. Commodity Exchange Act ("CEA" or "Act") provisions relating to swap data recordkeeping and reporting were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). These regulations adopt without change revisions to the Commission regulations as proposed in the Notice of Proposed Rulemaking ("NPRM") issued August 31, 2015. These revisions clarify regulations to clearly delineate the swap data reporting requirements associated with each of the swaps involved in a cleared swap transaction. Additionally, these revisions leave the choice of SDR for each swap in a cleared swap transaction to the entity submitting the first report on such swap. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721623402
Category :
Languages : en
Pages : 150
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Book Description
Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to implement the Commodity Exchange Act ("CEA" or "Act") relating to swap data recordkeeping and reporting requirements. These sections of the CEA were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The rules being adopted apply to swap data recordkeeping and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution facilities, swap dealers, major swap participants, and swap counterparties who are neither swap dealers nor major swap participants. The recordkeeping and reporting requirements of this rule further the goals of the Dodd-Frank Act to reduce systemic risk, increase transparency and promote market integrity within the financial system. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author: Office of the Federal Register (Cfr)
Publisher:
ISBN: 9781359980113
Category :
Languages : en
Pages : 542
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Book Description
Code of Federal Regulations Title 17, Volume 2, April 1, 2016 contains regulations governing Commodity and Securities Exchanges and may also be referenced as: - Code of Federal Regulations Title 17, Volume 2, April 1, 2016 - CFR Title 17 - CFR 17, Commodity and Securities Exchanges - CFR 17, Parts 41 to 199, Commodity and Securities Exchanges This volume contains Parts 41 to 199: - Part 41; SECURITY FUTURES PRODUCTS - Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING - Part 43; REAL-TIME PUBLIC REPORTING - Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS - Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS - Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS - Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE - Part 49; SWAP DATA REPOSITORIES - Part 50; CLEARING REQUIREMENT AND RELATED RULES - Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS - Part 100; DELIVERY PERIOD REQUIRED - Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION - Part 141; SALARY OFFSET - Part 142; INDEMNIFICATION OF CFTC EMPLOYEES - Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION - Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT - Part 145; COMMISSION RECORDS AND INFORMATION - Part 146; RECORDS MAINTAINED ON INDIVIDUALS - Part 147; OPEN COMMISSION MEETINGS - Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION - Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION - Part 150; LIMITS ON POSITIONS - Part 151; POSITION LIMITS FOR FUTURES AND SWAPS - Part 155; TRADING STANDARDS - Part 156; BROKER ASSOCIATIONS - Part 160; PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT - Part 162; PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT - Part 165; WHISTLEBLOWER RULES - Part 166; CUSTOMER PROTECTION RULES - Part 170; REGISTERED FUTURES ASSOCIATIONS - Part 171; RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS - Part 180; PROHIBITION AGAINST MANIPULATION - Part 190; BANKRUPTCY - Parts 191-199; Reserved
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721625413
Category :
Languages : en
Pages : 122
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Book Description
Swap Data Repositories - Registration Standards, Duties and Core Principles (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Repositories - Registration Standards, Duties and Core Principles (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting its regulations to implement section 21 of the Commodity Exchange Act ("CEA" or "Act"), which establishes registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories ("SDRs"). Section 21 of the CEA was added by section 728 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). This book contains: - The complete text of the Swap Data Repositories - Registration Standards, Duties and Core Principles (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
ISBN: 9781721511174
Category :
Languages : en
Pages : 50
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Book Description
Large Trader Reporting for Physical Commodity Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Large Trader Reporting for Physical Commodity Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commission is adopting reporting regulations ("Reporting Rules") that require physical commodity swap and swaption (for ease of reference, collectively "swaps") reports. The new regulations require routine position reports from clearing organizations, clearing members and swap dealers and also apply to reportable swap trader positions. This book contains: - The complete text of the Large Trader Reporting for Physical Commodity Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254
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Book Description
Author: K. Thomas Liaw
Publisher: John Wiley & Sons
ISBN: 111812765X
Category : Business & Economics
Languages : en
Pages : 384
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Book Description
A comprehensive overview of investment banking for professionals and students The investment banking industry has changed dramatically since the 2008 financial crisis. Three of the top five investment banks in the United States have disappeared, while Goldman Sachs and Morgan Stanley have converted to commercial banking charters. This Third Edition of The Business of Investment Banking explains the changes and discusses new opportunities for students and professionals seeking to advance their careers in this intensely competitive field. The recent financial regulation overhaul, including the Dodd-Frank legislation, is changing what investment banks do and how they do it, while the Volcker rule has shaken up trading desks everywhere. This new edition updates investment banking industry shifts in practices, trends, regulations, and statistics Includes new chapters on investment banking in BRIC countries, as Brazil, Russia, India, and China now account for a quarter of the global economy Explains the shift in the listing of securities away from New York to various financial centers around the world, and how major exchanges compete for the same business This new edition, reflecting the current state of the investment banking industry, arrives in time to better serve professionals wanting to advance their careers and students just beginning theirs.
Author: Robert L. Tortoriello
Publisher:
ISBN:
Category : Bank holding companies
Languages : en
Pages :
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Book Description
Author: JOSIAS. DEWEY
Publisher:
ISBN: 9781912509355
Category :
Languages : en
Pages :
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Book Description
