Report of Special Study of Securities Markets of the Securities and Exchange Commission

Report of Special Study of Securities Markets of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Foreign exchange
Languages : en
Pages :

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Book Description

Report of Special Study of Securities Markets of the Securities and Exchange Commission

Report of Special Study of Securities Markets of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Foreign exchange
Languages : en
Pages :

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Book Description


Payout Policy

Payout Policy PDF Author:
Publisher:
ISBN: 9781846632563
Category : Corporations
Languages : en
Pages : 83

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Book Description
Dividend policy continues to be among the premier unsolved puzzles in finance. A number of theories have been advanced to explain dividend policy. This e-book briefly reviews the principal theories of payout policy and dividend policy and summarizes the empirical evidence on these theories. Empirical evidence is equivocal and the search for new explanation for dividends continues.

The Transformation of Wall Street

The Transformation of Wall Street PDF Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
ISBN:
Category : Business & Economics
Languages : en
Pages : 968

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Book Description
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3

INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3 PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 530

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Book Description


Securities Market Issues for the 21st Century

Securities Market Issues for the 21st Century PDF Author: Merritt B. Fox
Publisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476

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Book Description


The SEC and the Public Interest

The SEC and the Public Interest PDF Author: Susan M. Phillips
Publisher: MIT Press (MA)
ISBN: 9780262661768
Category : Business & Economics
Languages : en
Pages : 190

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Book Description
An insightful look at the changing role and reputation of the Securities Exchange Commission since its foundation in 1934.

Annual Report of the Securities and Exchange Commission

Annual Report of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 116

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Study of Securities and Exchange Commission

Study of Securities and Exchange Commission PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category :
Languages : en
Pages : 1246

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Book Description


Official List of Section 13(f) Securities

Official List of Section 13(f) Securities PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 150

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Book Description


Rethinking Securities Law

Rethinking Securities Law PDF Author: Marc I. Steinberg
Publisher: Oxford University Press
ISBN: 0197583148
Category : Law
Languages : en
Pages : 361

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Book Description
"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--