Report of Special Study of Securities Markets of the Securities and Exchange Commission

Report of Special Study of Securities Markets of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Foreign exchange
Languages : en
Pages :

Get Book Here

Book Description


The Transformation of Wall Street

The Transformation of Wall Street PDF Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
ISBN:
Category : Business & Economics
Languages : en
Pages : 968

Get Book Here

Book Description
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

Payout Policy

Payout Policy PDF Author:
Publisher:
ISBN: 9781846632563
Category : Corporations
Languages : en
Pages : 83

Get Book Here

Book Description
Dividend policy continues to be among the premier unsolved puzzles in finance. A number of theories have been advanced to explain dividend policy. This e-book briefly reviews the principal theories of payout policy and dividend policy and summarizes the empirical evidence on these theories. Empirical evidence is equivocal and the search for new explanation for dividends continues.

Securities Market Issues for the 21st Century

Securities Market Issues for the 21st Century PDF Author: Merritt B. Fox
Publisher:
ISBN: 9781982966850
Category : Securities
Languages : en
Pages : 476

Get Book Here

Book Description


The SEC and the Public Interest

The SEC and the Public Interest PDF Author: Susan M. Phillips
Publisher: MIT Press (MA)
ISBN: 9780262661768
Category : Business & Economics
Languages : en
Pages : 190

Get Book Here

Book Description
An insightful look at the changing role and reputation of the Securities Exchange Commission since its foundation in 1934.

Securities Regulation

Securities Regulation PDF Author: Alan R. Palmiter
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 564

Get Book Here

Book Description
Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: - coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation - Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations - assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas - numerous examples drawn from newsworthy events - content corresponds to the topics in the leading casebooks - sound and logical organization moves from major themes to specifics - clear and straightforward writing style The Third Edition keeps pace with developments in the law: - Sarbanes-Oxley Act with comprehensive overview and developments, including new problems - new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting - new material on IPO abuses: spinning, flipping, gun-jumping - new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts - new and updated cases - new and revised examples

Study of Securities and Exchange Commission

Study of Securities and Exchange Commission PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 964

Get Book Here

Book Description


Official List of Section 13(f) Securities

Official List of Section 13(f) Securities PDF Author:
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 182

Get Book Here

Book Description


INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3

INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES AND EXCHANGE COMMISSION VOLUME 3 PDF Author:
Publisher:
ISBN:
Category :
Languages : en
Pages : 530

Get Book Here

Book Description


Report of the Task Force on Disclosure

Report of the Task Force on Disclosure PDF Author:
Publisher:
ISBN:
Category : Confidential communications
Languages : en
Pages : 68

Get Book Here

Book Description