Stock Exchanges, IPO's and Mutual Funds

Stock Exchanges, IPO's and Mutual Funds PDF Author: Edith Klein
Publisher: Nova Publishers
ISBN: 9781594541735
Category : Business & Economics
Languages : en
Pages : 198

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Book Description
This important and timely new book offers in-depth and cogent analyses of the investment side of financial institutions and services. NYSE and regional trading are examined from 1993-2002. In addition, both competition and stock exchange reforms are studied. Secondary markets, derivatives and governance are the subject of comprehensive reviews. The timely issues of IPO activity, allocation, pricing and liquidity are presented and discussed. Hedge funds and their indices are carefully analysed as are funds of hedge funds. Mutual funds are dealt with within the context of entry decisions.

Stock Exchanges, IPO's and Mutual Funds

Stock Exchanges, IPO's and Mutual Funds PDF Author: Edith Klein
Publisher: Nova Publishers
ISBN: 9781594541735
Category : Business & Economics
Languages : en
Pages : 198

Get Book Here

Book Description
This important and timely new book offers in-depth and cogent analyses of the investment side of financial institutions and services. NYSE and regional trading are examined from 1993-2002. In addition, both competition and stock exchange reforms are studied. Secondary markets, derivatives and governance are the subject of comprehensive reviews. The timely issues of IPO activity, allocation, pricing and liquidity are presented and discussed. Hedge funds and their indices are carefully analysed as are funds of hedge funds. Mutual funds are dealt with within the context of entry decisions.

The Oxford Handbook of IPOs

The Oxford Handbook of IPOs PDF Author: Douglas Cumming
Publisher:
ISBN: 0190614579
Category : Business & Economics
Languages : en
Pages : 841

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Book Description
This book provides a comprehensive analysis of IPOs. The chapters cover the latest information on a range of fundamental questions, including: How are IPOs regulated? How are IPOs valued? How well does an IPO perform in the short and long run, and what are the drivers of performance?

Going Public in the USA and the Valuation of IPOs

Going Public in the USA and the Valuation of IPOs PDF Author: Marco Petersen
Publisher: diplom.de
ISBN: 3832445811
Category : Business & Economics
Languages : en
Pages : 197

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Book Description
Inhaltsangabe:Abstract: In the course of trade liberalization, globalization, and multi-national corporations, companies and private persons invest in and are financed by cross-boarder transactions. There are several key trends that are globalizing the world economy and driving business to become more multinational to survive and prosper. The objectives of this thesis are to give an overview of the going public procedure and the registration requirements for U.S. stock exchanges. Hereby, the paper just focuses on the major U.S. stock exchanges NYSE, Nasdaq and the American Stock Exchange (Amex). Second, the paper gives on overview of valuation methods. However, the paper emphasizes only on those valuation approaches, which are used for valuing firms at IPOs. the thesis discusses the economical benefits of an initial public offering on U.S stock exchanges. the thesis gives recommendations for potential non-U.S. issuers that may pursue a listing on one of the U.S. stock exchanges. Inhaltsverzeichnis:Table of Contents: Table of ContentsIII TablesIX FiguresXI List of AppendixXII AbbreviationXIII SymbolsXVII 1.Introduction1 1.1Relevance of the Topic1 1.2Objectives of the Thesis3 1.3Structure of the Thesis4 2.The U.S. Stock Exchanges5 2.1New York Stock Exchange5 2.1.1Overview5 2.1.2The New York Stock Exchange Market Data6 2.1.3NYSE Listing Requirement7 2.2Nasdaq11 2.2.1Overview11 2.2.2Nasdaq Market Data13 2.2.3Nasdaq Listing Requirements14 2.3Amex18 2.3.1Overview18 2.3.2Amex Market Data19 2.3.3Amex Listing Requirements20 3.The U.S. Regulations and Authorities21 3.1The SEC21 3.2The NASD23 3.2.1Profile of the NASD23 3.2.2NASD Regulation23 3.2.3The Nasdaq Stock Market, Inc.24 3.2.4American Stock Exchange LLC24 3.2.5NASD Dispute Resolution, Inc.25 3.3State Regulations25 3.4Securities Act of 193326 3.4.1Registration requirements26 3.4.2Registration Exemption27 3.4.3Liabilities under the Securities Act29 3.5Securities Exchange Act of 193430 3.5.1Registration Requirements30 3.5.2Liabilities under the Exchange Act32 4.American Depositary Receipts33 4.1Function of ADRs33 4.2Reasons for ADRs34 4.3Types of ADR Programs35 4.3.1Unsponsored versus Sponsored ADRs35 4.3.2Public versus Private ADR Programs36 4.3.3Non-Capital versus Capital Raising ADR Programs36 4.4The Depositary Bank39 4.5ADRs and Accounting Standards41 4.5.1Accounting Requirements for Non-U.S. Companies41 4.5.2Accounting According to Item [...]

IPOs and Equity Offerings

IPOs and Equity Offerings PDF Author: Ross Geddes
Publisher: Elsevier
ISBN: 0080478786
Category : Business & Economics
Languages : en
Pages : 273

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Book Description
An initial public offering (IPO) is one of the most significant events in corporate life. It follows months, even years of preparation. During the boom years of the late 1990s bull market, IPOs of growth companies captured the imagination and pocketbooks of investors like never before. This book goes behind the scenes to examine the process of an offering from the decision to go public to the procedures of a subsequent equity offering. The book is written from the perspective of an experienced investment banker describing the hows and whys of IPOs and subsequent equity issues. Each aspect of an IPO is illustrated with plenty of international examples pitched alongside relevant academic research to offer a combination of theoretical rigour and practical application. Topics covered are: - the decision to go public- legal and regulatory aspects of an offering; marketing and research- valuation and pricing- allocations of shares to investors - examination of fees and commissions * Global perpective: UK, European and US practices, regulations and examples, and case studies* First hand experience written by an IPO trader with academic rigour* Includes the changes in the market that resulted from 1998-2000 equity boom

Inside IPOs

Inside IPOs PDF Author: Richard J. Peterson
Publisher: McGraw-Hill Companies
ISBN:
Category : Business & Economics
Languages : en
Pages : 280

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Book Description
"From precipitous drops after opening day run-ups to steady gains after opening day disappointments, Inside IPOs explains what to watch for in an IPO's price movement and how to keep profits while protecting against losses. It analyzes the performance of numerous respected sectors - from retailing and healthcare to natural resources and leisure pursuits - and reveals which promise to deliver strong performance well into the 21st century." "Whether you are looking to add initial public offerings to your investment mix or simply want to learn more about one of today's most well-known yet little-understood investment phenomena, Inside IPOs is today's most even-handed and timely report on the risks and rewards of IPO investing."--BOOK JACKET.

Stock Investing for Beginners

Stock Investing for Beginners PDF Author: Bradley Banks
Publisher: Bradley Banks
ISBN: 1393853897
Category : Business & Economics
Languages : en
Pages : 47

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Book Description
As an investor, the stock market offers you the opportunity to increase your income without taking on the high risks that are usually associated when venturing in other businesses. By selling stocks, the company raises capital and is able to expand itself exponentially. Therefore, as an investor, when you purchase shares of a company, you have increased the worth of the company. Thus it's a win-win situation for both investor and owner. The negative risk associated with the stock market can be small or large, but it all depends on the number of shares of stock that you, as an investor, have bought. Therefore, if a company's stock shares lose value, the stocks you have bought also loses value, and if you decide to sell your stocks when the value is low, you will have incurred a loss. I will show you how you can minimize your risks and show you different ways in which investors are not only making money, but are also building with the stock market.

The Analysis of Effects of Initial Public Offering on the Warsaw Stock Exchange

The Analysis of Effects of Initial Public Offering on the Warsaw Stock Exchange PDF Author: Katarzyna Kopczewska
Publisher: GRIN Verlag
ISBN: 3638484475
Category : Business & Economics
Languages : en
Pages : 46

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Book Description
Research Paper (postgraduate) from the year 2003 in the subject Business economics - Banking, Stock Exchanges, Insurance, Accounting, grade: advanced, Warsaw University (Faculty of Economic Sciences), language: English, abstract: European integration will have a real influence on the shape of the financial market in Poland and in other former socialistic countries which undergone the transformation. To stop the tendency of weakening of Polish stock exchange it is important to recognize mechanisms influencing the decisions of companies about the public sale of shares. Decision of companies about the entry on the stock exchange is driven with the expectation that it will help them in the realization of the particular goals. There are many primary reasons for issuing shares, among other to gain the capital on investments, to acquire prestige, to increase sale etc. In Poland till now the entry on the stock exchange of some companies was a method of the privatization, however this process extinguishes. Going public companies will be owned by private businessmen. Hence, very important is to recognize the original mechanisms of initial public offering (IPO). The analysis of IPO effects, enforced with the use of panel models points, that thanks to funds from going public the company realize investment projects and use resources in compliance with declared destination, i.e. on investments, and not on the debts repayment. Public companies do not change their previous capital structure, the debts after the entry on the stock exchange grow to the level from before IPO. Listing on the stock exchange raises the size of the company, but lowers the rate of its growth and decreases the profitability. Findings from research confirm hypotheses that companies go public from the opportunistic motives and then by the way they realize investment programmes.

High-Profit IPO Strategies

High-Profit IPO Strategies PDF Author: Tom Taulli
Publisher: John Wiley & Sons
ISBN: 1118358406
Category : Business & Economics
Languages : en
Pages : 304

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Book Description
A detailed guide to the new era of IPO investing Typically generating a great deal of interest, excitement, and volatility, initial public offerings (IPOs) offer investors and traders with opportunities for both short-term and long-term profits. In the Third Edition of High-Profit IPO Strategies, IPO expert Tom Taulli explains all facets of IPO investing and trading, with a particular emphasis on the industries that are fueling the next generation of IPOs, from social networking and cloud computing to mobile technology. In the past year alone, many of these types of IPOs have provided enormous opportunities for nimble traders as prices have fluctuated widely for several months following the offering. This new edition reflects the new IPO environment and presents you with the insights needed to excel in such a dynamic arena. Discusses more sophisticated IPO trading strategies, explores the intricacies of the IPO process, and examines the importance of focused financial statement analysis Contains new chapters on secondary IPO markets, reverse mergers, and master limited partnerships Provides in-depth analysis of other major industries generating worthwhile IPOs Covers IPO investing from basic terms to advanced investing techniques Comprehensive in scope, the Third Edition of High-Profit IPO Strategies offers investors and traders with actionable information to profit in this lucrative sector of the financial market.

Keys to Investing in Common Stocks

Keys to Investing in Common Stocks PDF Author: Barbara Apostolou
Publisher: Barron's Educational Series
ISBN:
Category : Business & Economics
Languages : en
Pages : 184

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Book Description
Revised and updated to reflect recent market trends, this easy-to-read book describes common stocks, stock exchanges, blue chips, mutual funds, 401(K) plans, and the activities of the Securities and Exchange Commission and Federal Reserve Board.

The ABCs of IPOs

The ABCs of IPOs PDF Author: Robert Anthony Chechile
Publisher:
ISBN: 9780595765874
Category : Business & Economics
Languages : en
Pages : 312

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Book Description
"A solid advice guide that takes practical realities and necessities into account and [is] written in plain terms directly accessible to the lay reader." -Midwest Book Review Initial public offerings and other new issue securities are generally investments of choice for those who seek abnormal capital appreciation. In The ABCs of IPOs, author Robert Anthony Chechile explains the factors that can signal whether an offering will be successful by describing: Typical IPO market price behavior, as illustrated by various IPO offerings Securities regulations and the environment that necessitated their enactment Different securities markets, including the stock exchange and the multi-tiered, over-the-counter markets The underwriting process and the information required in the prospectus Evaluation techniques, including how to read a financial report and also how to determine a security's intrinsic value How to allocate investment capital to avoid gambler's remorse Selection guidelines for IPOs, limited partnerships, and convertibles The ABCs of IPOs has everything the average individual investor will need to know to succeed with new issue securities and more.