SFC Investigations and Enforcement Proceedings

SFC Investigations and Enforcement Proceedings PDF Author: Nathan Dentice
Publisher:
ISBN: 9789888600205
Category : Futures
Languages : en
Pages : 1077

Get Book Here

Book Description

SFC Investigations and Enforcement Proceedings

SFC Investigations and Enforcement Proceedings PDF Author: Nathan Dentice
Publisher:
ISBN: 9789888600205
Category : Futures
Languages : en
Pages : 1077

Get Book Here

Book Description


Practitioner's Guide to Global Investigations

Practitioner's Guide to Global Investigations PDF Author: Judith Seddon
Publisher: Law Business Research Ltd.
ISBN: 1912377837
Category :
Languages : en
Pages : 987

Get Book Here

Book Description
There's never been a greater likelihood a company and its key people will become embroiled in a cross-border investigation. But emerging unscarred is a challenge. Local laws and procedures on corporate offences differ extensively - and can be contradictory. To extricate oneself with minimal cost requires a nuanced ability to blend understanding of the local law with the wider dimension and, in particular, to understand where the different countries showing an interest will differ in approach, expectations or conclusions. Against this backdrop, GIR has published the second edition of The Practitioner's Guide to Global Investigation. The book is divided into two parts with chapters written exclusively by leading names in the field. Using US and UK practice and procedure, Part I tracks the development of a serious allegation (whether originating inside or outside a company) - looking at the key risks that arise and the challenges it poses, along with the opportunities for its resolution. It offers expert insight into fact-gathering (including document preservation and collection, witness interviews); structuring the investigation (the complexities of cross-border privilege issues); and strategising effectively to resolve cross-border probes and manage corporate reputation.Part II features detailed comparable surveys of the relevant law and practice in jurisdictions that build on many of the vital issues pinpointed in Part I.

The Political Economy of Financial Regulation

The Political Economy of Financial Regulation PDF Author: Emilios Avgouleas
Publisher: Cambridge University Press
ISBN: 1108578403
Category : Law
Languages : en
Pages : 531

Get Book Here

Book Description
This collection of cutting-edge scholarship examines the law and policy of financial regulation using a combination of conceptual analysis and strong empirical research. The book's authors range from global leaders to rising stars in the field, all of whom shed light on complex questions of financial sector regulation theory and practice in key economies ranging from the EU to China. Key topics include the role of law in constituting financial markets, the efficiency of markets, the role of interest groups in shaping financial regulation, the interdependence and interactions of international financial regulation with international trade and monetary regimes, and problems of regulation in state capitalism economies. This exciting volume opens the road for further enrichment of the academic and policy-making dialogue on financial regulation and regulatory practice, and reflects new trends in legal and social-science scholarship.

People’s Republic of China–Hong Kong Special Administrative Region

People’s Republic of China–Hong Kong Special Administrative Region PDF Author: International Monetary Fund. Monetary and Capital Markets Department
Publisher: International Monetary Fund
ISBN: 1498305989
Category : Business & Economics
Languages : en
Pages : 223

Get Book Here

Book Description
This Financial Sector Assessment Program report on People’s Republic of China–Hong Kong Special Administrative Region highlights that it has developed a sound framework for the regulation of securities markets, which exhibits a high level of implementation of the International Organization of Securities Commissions Principles. Both the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) are sophisticated regulators and have been able to leverage from domestic and international expertise to develop sound supervisory practices. Further, while traumatic, the Lehman minibond experience has led to material improvements in conduct supervision that have permeated both the SFC and the HKMA. Continuing efforts by the SFC to build up its capacity to identify and monitor emerging risks should increase the SFC’s ability to react in a timely manner to an evolving landscape, marked by an increased interconnection with the Mainland China, an active presence by international players and increased regional competition as an international finance center. It is important to consider translating the operational independence that the regulators have enjoyed into de-jure independence, through modifications in the current legal governance arrangements for both SFC and HKMA.

Legal Professional Privilege in Criminal Investigations and Proceedings

Legal Professional Privilege in Criminal Investigations and Proceedings PDF Author: Will Hayes
Publisher: Oxford University Press
ISBN: 0192675230
Category : Law
Languages : en
Pages : 305

Get Book Here

Book Description
Legal Professional Privilege in Criminal Investigations and Proceedings is concerned with the law of legal professional privilege and its practical application in criminal cases and internal investigations, providing a single point of reference for all criminal practitioners regardless of the type of case in which they are involved. Focused and structured around the practical issues that criminal lawyers encounter and the stage in proceedings at which they typically arise, the book offers guidance and analysis on issues such as communicating with third parties to obtain evidence for trial, invoking the crime-fraud exception in criminal proceedings, and the effect on privilege of disclosing the reasons for advice to answer no comment. The authors also discuss the relationship between privilege and powers of search and seizure, conducting privilege reviews, compelled interviews, reference to privileged material in an expert's report, and prosecution privilege and disclosure obligations. Finally, the volume addresses corporate co-operation and waiver of privilege, inadvertent waiver by lawyers at court, appeals based on criticism of previous legal representatives and fresh evidence, and the extent to which privilege can apply to internal investigation witness interviews and fact-finding reports. Legal Professional Privilege in Criminal Investigations and Proceedings will provide vital guidance for criminal defence lawyers - both solicitors and barristers - as well as those involved in the criminal justice system more widely, including prosecution lawyers, investigators, independent counsel undertaking privilege reviews, and members of the judiciary who are asked to determine privilege issues in criminal proceedings.

The Securities Litigation Review

The Securities Litigation Review PDF Author: William Savitt
Publisher:
ISBN: 9781910813645
Category :
Languages : en
Pages : 310

Get Book Here

Book Description


Dispute Resolution Review

Dispute Resolution Review PDF Author: Damian Taylor
Publisher: Law Business Research Ltd.
ISBN: 1912377675
Category :
Languages : en
Pages : 1057

Get Book Here

Book Description
The Dispute Resolution Review, edited by Damian Taylor of Slaughter and May, offers a guide to those who are faced with disputes that frequently cross international boundaries. As is often the way in law, difficult and complex problems can be solved in a number of ways, and this edition demonstrates that there are many different ways to organise and operate a legal system successfully. Chapters in this book examine the dispute resolution solutions adopted across over 40 jurisdictions. The special Brexit chapter in this edition explores some of the key issues that will form part of the UK-EU negotiations likely to commence this year. Contributors include: Spain - Angel Perez Pardo, Uria Menendez; Portugal - Mr Francisco Proenca de Carvalho, Uria Menendez; Switzerland - Daniel Eisele, Niederer Kraft & Frey AG; Germany - Dr. Henning Baelz, Hengeler and Muller. "e;Excellent reference book... useful to have handy when working on international and domestic contracts."e; - Mr Ricardo Oliveira, Senior Counsel, British American Tobacco (Holdings) Limited, UK

The Cambridge Handbook of Class Actions

The Cambridge Handbook of Class Actions PDF Author: Brian T. Fitzpatrick
Publisher:
ISBN: 1108803881
Category : Law
Languages : en
Pages : 578

Get Book Here

Book Description
Economic activity is more globally integrated than ever before, but so is the scope of corporate misconduct. As more and more people across the world are affected by such malfeasance, the differences in legal redress have become increasingly visible. This transparency has resulted in a growing convergence towards an American model of robust private enforcement of the law, including the class-action lawsuit. This handbook brings together scholars from nearly two dozen countries to describe and assess the class-action procedure (or its equivalent) in their respective countries and, where possible, to offer empirical data on these systems. At the same time, the work presents a variety of multidisciplinary perspectives on class actions, from economics to philosophy, making this handbook an essential resource to academics, lawyers, and policymakers alike.

A Financial Centre for Two Empires

A Financial Centre for Two Empires PDF Author: David C. Donald
Publisher: Cambridge University Press
ISBN: 1139952188
Category : Law
Languages : en
Pages : 295

Get Book Here

Book Description
This is a case study of legal transplant, economic development, cultural adaptation and political integration. Hong Kong's journey from British entrepôt to China's international financial centre is one of the most interesting legal stories of our time. But Hong Kong's future is even more interesting: will this region with British-origin institutions survive full integration into China and become its permanent international financial centre? Does Hong Kong have the legal infrastructure to compete effectively with Shanghai and Singapore, and even New York and London? A Financial Centre for Two Empires presents Hong Kong's story, examines its corporate economy and securities market, assesses its corporate, securities and tax laws for doctrinal soundness and appropriate remedies, and evaluates the quality of their enforcement empirically. It closes with a view of Hong Kong from the perspective of developments in Beijing and Shanghai, including an examination of the important political dimension.

Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations for 1998

Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Appropriations for 1998 PDF Author: United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies
Publisher:
ISBN:
Category : United States
Languages : en
Pages : 716

Get Book Here

Book Description