The Law of Securities Regulation

The Law of Securities Regulation PDF Author: Thomas Lee Hazen
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1194

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Book Description
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.

The Law of Securities Regulation

The Law of Securities Regulation PDF Author: Thomas Lee Hazen
Publisher: West Group Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1194

Get Book Here

Book Description
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.

Series EE & HH Savings Bonds

Series EE & HH Savings Bonds PDF Author:
Publisher:
ISBN:
Category : Bonds
Languages : en
Pages : 6

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Book Description


Model Rules of Professional Conduct

Model Rules of Professional Conduct PDF Author: American Bar Association. House of Delegates
Publisher: American Bar Association
ISBN: 9781590318737
Category : Law
Languages : en
Pages : 216

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Book Description
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Securities Regulation

Securities Regulation PDF Author: Louis Loss
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 820

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Book Description
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Securities

Securities PDF Author: William M. Prifti
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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Book Description


Fundamentals of Securities Regulation

Fundamentals of Securities Regulation PDF Author: Louis Loss
Publisher: Wolters Kluwer Law & Business
ISBN: 9781543802757
Category : Corporations
Languages : en
Pages : 0

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Book Description
Previous editions : 2011 (6th), 1983 (1st).

U.S. Regulation of the International Securities and Derivatives Markets

U.S. Regulation of the International Securities and Derivatives Markets PDF Author:
Publisher: Aspen Law & Business Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 254

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Book Description


Securities Regulation

Securities Regulation PDF Author: James D. Cox
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 194

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Book Description
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.

Securities Law Techniques

Securities Law Techniques PDF Author:
Publisher:
ISBN:
Category : Actions and defenses
Languages : en
Pages :

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Book Description


Fundamentals of Securities Regulation: Background of the SEC statutes

Fundamentals of Securities Regulation: Background of the SEC statutes PDF Author: Louis Loss
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 246

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Book Description
Previous editions : 2003 (5th) and 1983 (1st).