Securities Regulation in Canada

Securities Regulation in Canada PDF Author: Mark R. Gillen
Publisher:
ISBN: 9780779891450
Category : Securities
Languages : en
Pages : 1101

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Book Description

Securities Regulation in Canada

Securities Regulation in Canada PDF Author: Mark R. Gillen
Publisher:
ISBN: 9780779891450
Category : Securities
Languages : en
Pages : 1101

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Book Description


Canadian Securities Regulation

Canadian Securities Regulation PDF Author: David L. Johnston
Publisher:
ISBN: 9780433461227
Category : Corporations
Languages : en
Pages :

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Securities Law in Canada

Securities Law in Canada PDF Author: M. G. Condon
Publisher:
ISBN: 9781772550672
Category :
Languages : en
Pages :

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Securities Law

Securities Law PDF Author: Jeffrey G. MacIntosh
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 434

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Book Description
Canadian securities law comprises a unique mix of enduring basic principles and constantly-changing technical details. This new book provides a solid introduction to both; it looks at securities law topics--including definitions, the public and exempt markets for securities, insider trading, and continuous disclosure--and larger public policy issues.

Annotated Ontario Securities Act

Annotated Ontario Securities Act PDF Author: Philip Petraglia
Publisher:
ISBN: 9780920767146
Category : Securities
Languages : en
Pages :

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Securities Law and Practice

Securities Law and Practice PDF Author: Victor P. Alboini
Publisher:
ISBN:
Category : Securities
Languages : en
Pages :

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International Securities Regulation

International Securities Regulation PDF Author: Robert C. Rosen
Publisher:
ISBN: 9780379208252
Category : International finance
Languages : en
Pages : 0

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Book Description
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.

Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Joseph Groia
Publisher:
ISBN: 9780779800032
Category : Securities
Languages : en
Pages : 511

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Corporate Finance and the Securities Laws

Corporate Finance and the Securities Laws PDF Author: Charles J. Johnson
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 1154

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Book Description
The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more

Prospectus Exemptions

Prospectus Exemptions PDF Author: Québec (Province). Autorité des marchés financiers
Publisher:
ISBN: 9782550478829
Category : Communication in financial institutions
Languages : en
Pages :

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