Securities Law Administration, Litigation, and Enforcement

Securities Law Administration, Litigation, and Enforcement PDF Author: Franklin E. Gill
Publisher:
ISBN: 9780897076357
Category : Business & Economics
Languages : en
Pages : 554

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Book Description

Securities Law Administration, Litigation, and Enforcement

Securities Law Administration, Litigation, and Enforcement PDF Author: Franklin E. Gill
Publisher:
ISBN: 9780897076357
Category : Business & Economics
Languages : en
Pages : 554

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Book Description


Global Securities Litigation and Enforcement

Global Securities Litigation and Enforcement PDF Author: Pierre-Henri Conac
Publisher: Cambridge University Press
ISBN: 1108577423
Category : Law
Languages : en
Pages : 1363

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Book Description
Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

Selected Articles on Federal Securities Law: Securities law administration, litigation, and enforcement

Selected Articles on Federal Securities Law: Securities law administration, litigation, and enforcement PDF Author:
Publisher:
ISBN:
Category : Disclosure of information (Securities law)
Languages : en
Pages :

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Book Description


Enforcement of Corporate and Securities Law

Enforcement of Corporate and Securities Law PDF Author: Robin Hui Huang
Publisher: Cambridge University Press
ISBN: 1107164990
Category : Business & Economics
Languages : en
Pages : 553

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Book Description
This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.

Securities Law Administration, Litigation, and Enforcement

Securities Law Administration, Litigation, and Enforcement PDF Author:
Publisher:
ISBN:
Category : Arbitration and award
Languages : en
Pages : 532

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Book Description


Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Donna M. Nagy
Publisher: West Academic Publishing
ISBN:
Category : Business & Economics
Languages : en
Pages : 1080

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Book Description
Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."

Securities Litigation and Enforcement

Securities Litigation and Enforcement PDF Author: Donna M. Nagy
Publisher:
ISBN: 9781683281658
Category : Securities
Languages : en
Pages : 0

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Book Description
Hardbound - New, hardbound print book.

The Enforcement of Securities Law in China

The Enforcement of Securities Law in China PDF Author: Wenming Xu
Publisher: Springer Nature
ISBN: 9811909040
Category : Law
Languages : en
Pages : 157

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Book Description
This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.

Securities Litigation and Enforcement in a Nutshell

Securities Litigation and Enforcement in a Nutshell PDF Author: MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.)
Publisher: West Academic Publishing
ISBN: 9781647082734
Category :
Languages : en
Pages : 551

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Book Description
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.

The Art and Science of Securities Law

The Art and Science of Securities Law PDF Author: Aspatore Books
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 206

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Book Description
The Art and Science of Securities Law is an authoritative, insider's perspective on the issues surrounding securities law. The reader will become familiar with topics such as significant securities laws and regulations, the importance of disclosure documents, and the future of securities law, on a global scale. Featuring department heads, group chairs, and leading partners, all representing some of the nation's top firms, this book provides a broad, yet comprehensive overview of the practice of securities law, discussing the current shape and future state of the practice area from the founding doctrines, to the pivotal cases of today. From the steps involved in effectively counseling clients in this highly regulated environment to crucial tactics around advising clients on all aspects of compliance, these authors articulate the finer points around securities now, and what will hold true into the future. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today as experts offer up their thoughts around the keys to success within this fascinating practice area. About Inside the Minds:Inside the Minds provides readers with proven business intelligence from C-Level executives (Chairman, CEO, CFO, CMO, Partner) from the world's most respected companies nationwide, rather than third-party accounts from unknown authors and analysts. Each chapter is comparable to an essay/thought leadership piece and is a future-oriented look at where an industry, profession or topic is headed and the most important issues for the future. Through an exhaustive selection process, each author was hand-picked by the Inside the Minds editorial board to author a chapter for this book.This book is by:Stewart D. Aaron, Arnold & Porter LLPThe Importance of Disclosure in Securities CasesMelodie Rose, Fredrikson & ByronAdding Value for ClientsRichard J. Morvillo, Crowell & Moring LLPCounseling Clients in a Highly-Regulated EnvironmentJerry Burgdoerfer, Jenner & BlockGoing Beyond Legal Requirements to Understand a Companys BusinessDavid W. Braswell, Armstrong Teasdale LLPAdvising Clients on All Aspects of ComplianceBruce G. Leto, Stradley, Ronon Stevens & Young, LLPUnderstanding Significant Laws and RegulationsMatthew S. Heiter, Baker, Donelson, Bearman, Caldwell & Berkowitz, PCOutlining Securities Law