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Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492
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Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 492
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Book Description
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 184
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Book Description
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 64
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Over-the-counter markets
Languages : en
Pages : 228
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Book Description
Considers legislation to extend Federal financial disclosure and proxy regulations to over the counter traded securities.
Author: United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 148
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Book Description
Considers legislation to regulate securities sales in D.C. and to subject variable annuities to both securities and insurance sales regulation.
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Investigations
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 384
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Book Description
Author: United States. Congress. House. Committee on the District of Columbia
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 182
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Book Description
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 300
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Book Description
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 0
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Book Description
Considers legislation to authorize SEC to investigate effectiveness of securities industry self-regulation, including operations of stock exchanges and the National Association of Securities Dealers.
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : United States
Languages : en
Pages : 172
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Book Description
