Stock Exchange Regulation

Stock Exchange Regulation PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Stock exchanges
Languages : en
Pages : 1106

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Stock Exchange Regulation

Stock Exchange Regulation PDF Author: United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher:
ISBN:
Category : Stock exchanges
Languages : en
Pages : 1106

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Book Description


International Securities Regulation

International Securities Regulation PDF Author: Robert C. Rosen
Publisher:
ISBN: 9780379208252
Category : International finance
Languages : en
Pages : 0

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Book Description
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.

Regulation of the Stock Exchange

Regulation of the Stock Exchange PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : New York stock exchange. [from old catalog]
Languages : en
Pages : 958

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Staff Report on Organization, Management, and Regulation of Conduct of Members of the American Stock Exchange

Staff Report on Organization, Management, and Regulation of Conduct of Members of the American Stock Exchange PDF Author: United States. Securities and Exchange Commission. Division of Trading and Exchanges
Publisher:
ISBN:
Category :
Languages : en
Pages : 74

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Securities Industry Study: Self-regulation in the securities industry

Securities Industry Study: Self-regulation in the securities industry PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
ISBN:
Category : Brokers
Languages : en
Pages : 352

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International Securities Regulation

International Securities Regulation PDF Author: Robert Charles Rosen
Publisher: Oxford University Press, USA
ISBN: 9780379208276
Category : Securities
Languages : en
Pages : 0

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Book Description
L This set acts as an instant-access guide to all of the pertinent information concerning the rules and regulations of the world's 49 major stock exchanges. Each chapter provides thebreadth of information needed to confidently research, list, and trade securities worldwide. Each stock exchange includes an expansive commentary, a list of key contacts and chief officers, the types of instruments traded, tax and capital gains information, and much more. This set is an asset not only for the legal practitioner but also for executives, fund managers, and other securities industry professionals.

The New Stock Market

The New Stock Market PDF Author: Merritt B. Fox
Publisher: Columbia University Press
ISBN: 023154393X
Category : Business & Economics
Languages : en
Pages : 612

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Book Description
The U.S. stock market has been transformed over the last twenty-five years. Once a market in which human beings traded at human speeds, it is now an electronic market pervaded by algorithmic trading, conducted at speeds nearing that of light. High-frequency traders participate in a large portion of all transactions, and a significant minority of all trade occurs on alternative trading systems known as “dark pools.” These developments have been widely criticized, but there is no consensus on the best regulatory response to these dramatic changes. The New Stock Market offers a comprehensive new look at how these markets work, how they fail, and how they should be regulated. Merritt B. Fox, Lawrence R. Glosten, and Gabriel V. Rauterberg describe stock markets’ institutions and regulatory architecture. They draw on the informational paradigm of microstructure economics to highlight the crucial role of information asymmetries and adverse selection in explaining market behavior, while examining a wide variety of developments in market practices and participants. The result is a compelling account of the stock market’s regulatory framework, fundamental institutions, and economic dynamics, combined with an assessment of its various controversies. The New Stock Market covers a wide range of issues including the practices of high-frequency traders, insider trading, manipulation, short selling, broker-dealer practices, and trading venue fees and rebates. The book illuminates both the existing regulatory structure of our equity trading markets and how we can improve it.

Stock Market Study

Stock Market Study PDF Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 726

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International Securities Law and Regulation

International Securities Law and Regulation PDF Author: Dennis Campbell
Publisher: BRILL
ISBN: 9004479538
Category : Law
Languages : en
Pages : 296

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Book Description
With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.

The Regulation of Stock Exchange Members

The Regulation of Stock Exchange Members PDF Author: Raymond Vernon
Publisher:
ISBN:
Category :
Languages : en
Pages : 152

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