Regulation NMS and recent market developments : hearings

Regulation NMS and recent market developments : hearings PDF Author:
Publisher: DIANE Publishing
ISBN: 9781422323458
Category :
Languages : en
Pages : 118

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Regulation NMS and recent market developments : hearings

Regulation NMS and recent market developments : hearings PDF Author:
Publisher: DIANE Publishing
ISBN: 9781422323458
Category :
Languages : en
Pages : 118

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Book Description


Regulation NMS and Recent Market Developments

Regulation NMS and Recent Market Developments PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Electronic government information
Languages : en
Pages : 120

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Regulation NMS and Developments in Market Structures

Regulation NMS and Developments in Market Structures PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 160

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Research Handbook on Securities Regulation in the United States

Research Handbook on Securities Regulation in the United States PDF Author: Jerry W. Markham
Publisher: Edward Elgar Publishing
ISBN: 1782540075
Category : Business & Economics
Languages : en
Pages : 563

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Book Description
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute

Regulation NMS and developments in market structures

Regulation NMS and developments in market structures PDF Author:
Publisher: DIANE Publishing
ISBN: 1422333868
Category :
Languages : en
Pages : 157

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Running the World's Markets

Running the World's Markets PDF Author: Ruben Lee
Publisher: Princeton University Press
ISBN: 1400836972
Category : Business & Economics
Languages : en
Pages : 471

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Book Description
The efficiency, safety, and soundness of financial markets depend on the operation of core infrastructure--exchanges, central counter-parties, and central securities depositories. How these institutions are governed critically affects their performance. Yet, despite their importance, there is little certainty, still less a global consensus, about their governance. Running the World's Markets examines how markets are, and should be, run. Utilizing a wide variety of arguments and examples from throughout the world, Ruben Lee identifies and evaluates the similarities and differences between exchanges, central counter-parties, and central securities depositories. Drawing on knowledge and experience from various disciplines, including business, economics, finance, law, politics, and regulation, Lee employs a range of methodologies to tackle different goals. Conceptual analysis is used to examine theoretical issues, survey evidence to describe key aspects of how market infrastructure institutions are governed and regulated globally, and case studies to detail the particular situations and decisions at specific institutions. The combination of these approaches provides a unique and rich foundation for evaluating the complex issues raised. Lee analyzes efficient forms of governance, how regulatory powers should be allocated, and whether regulatory intervention in governance is desirable. He presents guidelines for identifying the optimal governance model for any market infrastructure institution within the context of its specific environment. Running the World's Markets provides a definitive and peerless reference for how to govern and regulate financial markets.

Legislative Calendar, One Hundred Ninth Congress, 2005-2006

Legislative Calendar, One Hundred Ninth Congress, 2005-2006 PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Legislative calendars
Languages : en
Pages : 88

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Legislative Calendar

Legislative Calendar PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Banking law
Languages : en
Pages : 88

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Regulation NMS

Regulation NMS PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 96

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Hearing to Review Derivatives Legislation

Hearing to Review Derivatives Legislation PDF Author: United States. Congress. House. Committee on Agriculture
Publisher:
ISBN:
Category : Business & Economics
Languages : en
Pages : 300

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