Author: Susan A. Johnston
Publisher: Warren Gorham & Lamont
ISBN: 9780791337639
Category : Mutual funds
Languages : en
Pages :
Book Description
Taxation of Regulated Investment Companies and Their Shareholders
Author: Susan A. Johnston
Publisher: Warren Gorham & Lamont
ISBN: 9780791337639
Category : Mutual funds
Languages : en
Pages :
Book Description
Publisher: Warren Gorham & Lamont
ISBN: 9780791337639
Category : Mutual funds
Languages : en
Pages :
Book Description
Regulated Investment Companies
Author: James E. Hillman
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 180
Book Description
Publisher: Aspen Publishers
ISBN:
Category : Business & Economics
Languages : en
Pages : 180
Book Description
Regulation of Investment Companies
Author: Thomas P. Lemke
Publisher:
ISBN: 9780820520056
Category : Law
Languages : en
Pages :
Book Description
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Publisher:
ISBN: 9780820520056
Category : Law
Languages : en
Pages :
Book Description
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Protecting Investors
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 586
Book Description
Publisher:
ISBN:
Category : Investments
Languages : en
Pages : 586
Book Description
Taxation of Regulated Investment Companies and Their Shareholders
Author: Susan A. Johnston
Publisher:
ISBN: 9780791380475
Category : Investments
Languages : en
Pages :
Book Description
Publisher:
ISBN: 9780791380475
Category : Investments
Languages : en
Pages :
Book Description
Protecting Investors
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Book Description
Publisher: Securities and Exchange Commission
ISBN:
Category : Business & Economics
Languages : en
Pages : 580
Book Description
Investment Company Act Release
Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974
Book Description
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 974
Book Description
Taxation of Regulated Investment Companies
Author: Richard M. Hervey
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages :
Book Description
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages :
Book Description
Regulation of Money Managers
Author: Tamar Frankel
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4826
Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Publisher: Wolters Kluwer
ISBN: 145487063X
Category : Law
Languages : en
Pages : 4826
Book Description
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Index of Active Registered Investment Companies Under the Investment Company Act of 1940 and Related Investment Advisers, Principal Underwriters, Sponsors (i.e. Depositors) and Underlying Companies
Author:
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 166
Book Description
Publisher:
ISBN:
Category : Mutual funds
Languages : en
Pages : 166
Book Description