Recommendations of Securities and Exchange Commission Forum on Small Business Capital Formation

Recommendations of Securities and Exchange Commission Forum on Small Business Capital Formation PDF Author: United States. Congress. House. Committee on Small Business. Subcommittee on Tax, Access to Equity Capital, and Business Opportunities
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 282

Get Book Here

Book Description


SEC Docket

SEC Docket PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 1112

Get Book Here

Book Description


Oversight of the SEC's Division of Corporation Finance

Oversight of the SEC's Division of Corporation Finance PDF Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Publisher:
ISBN:
Category : Corporations
Languages : en
Pages : 60

Get Book Here

Book Description


Management and Structural Reforms at the Securities and Exchange Commission

Management and Structural Reforms at the Securities and Exchange Commission PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
Publisher:
ISBN:
Category : Securities industry
Languages : en
Pages : 92

Get Book Here

Book Description


Annual Report of the Securities and Exchange Commission

Annual Report of the Securities and Exchange Commission PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 180

Get Book Here

Book Description


Final Report of the SEC Government-Business Forum on Small Business Capital Formation

Final Report of the SEC Government-Business Forum on Small Business Capital Formation PDF Author:
Publisher:
ISBN:
Category : Capital
Languages : en
Pages : 184

Get Book Here

Book Description


Budget and Management of the U. S. Securities and Exchange Commission (SEC)

Budget and Management of the U. S. Securities and Exchange Commission (SEC) PDF Author: Robert Khuzami
Publisher: DIANE Publishing
ISBN: 1437982956
Category : Political Science
Languages : en
Pages : 29

Get Book Here

Book Description
Discusses a number of significant steps that the SEC has taken over the past two years in their divisions and offices to reform and improve their operations. As part of that effort, the SEC has revitalized and restructured enforcement and examination functions, revamped the handling of tips and complaints, taken steps to break down internal silos and create a culture of collaboration, improved their risk assessment capabilities, begun to recruit more staff with specialized expertise and real world experience, and enhanced safeguards for investors¿ assets. This is a print on demand edition of an important, hard-to-find publication.

Annual Report of the SEC.

Annual Report of the SEC. PDF Author: United States. Securities and Exchange Commission
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 704

Get Book Here

Book Description


United States Code

United States Code PDF Author: United States
Publisher:
ISBN:
Category : Law
Languages : en
Pages : 1506

Get Book Here

Book Description
"The United States Code is the official codification of the general and permanent laws of the United States of America. The Code was first published in 1926, and a new edition of the code has been published every six years since 1934. The 2012 edition of the Code incorporates laws enacted through the One Hundred Twelfth Congress, Second Session, the last of which was signed by the President on January 15, 2013. It does not include laws of the One Hundred Thirteenth Congress, First Session, enacted between January 2, 2013, the date it convened, and January 15, 2013. By statutory authority this edition may be cited "U.S.C. 2012 ed." As adopted in 1926, the Code established prima facie the general and permanent laws of the United States. The underlying statutes reprinted in the Code remained in effect and controlled over the Code in case of any discrepancy. In 1947, Congress began enacting individual titles of the Code into positive law. When a title is enacted into positive law, the underlying statutes are repealed and the title then becomes legal evidence of the law. Currently, 26 of the 51 titles in the Code have been so enacted. These are identified in the table of titles near the beginning of each volume. The Law Revision Counsel of the House of Representatives continues to prepare legislation pursuant to 2 U.S.C. 285b to enact the remainder of the Code, on a title-by-title basis, into positive law. The 2012 edition of the Code was prepared and published under the supervision of Ralph V. Seep, Law Revision Counsel. Grateful acknowledgment is made of the contributions by all who helped in this work, particularly the staffs of the Office of the Law Revision Counsel and the Government Printing Office"--Preface.

Compilation of Securities Laws Within the Jurisdiction of the Committee on Financial Services

Compilation of Securities Laws Within the Jurisdiction of the Committee on Financial Services PDF Author: United States
Publisher:
ISBN:
Category : Securities
Languages : en
Pages : 940

Get Book Here

Book Description